Statement of Changes in Beneficial Ownership (4)
November 29 2021 - 4:05PM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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OMB APPROVAL
OMB Number:
3235-0287
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
Burke P. Sean |
2. Issuer Name and Ticker or Trading Symbol
Investors Bancorp, Inc.
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ISBC
]
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner __X__ Officer (give title below) _____ Other (specify below) EVP and CFO |
(Last)
(First)
(Middle)
101 JFK PARKWAY |
3. Date of Earliest Transaction
(MM/DD/YYYY)
11/24/2021 |
(Street)
SHORT HILLS, NJ 07078
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security (Instr. 3)
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2. Trans. Date
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2A. Deemed Execution Date, if any
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3. Trans. Code (Instr. 8)
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4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)
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5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
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7. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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Amount
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(A) or (D)
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Price
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Common Stock | 11/24/2021 | | M | | 100946 | A | $12.54 | 274208 | D | |
Common Stock | 11/24/2021 | | S | | 64925 | D | $16.20 | 209283 | D | |
Common Stock | 11/24/2021 | | S | | 1195 | D | $16.2025 | 208088 | D | |
Common Stock | 11/24/2021 | | S | | 10263 | D | $16.205 | 197825 | D | |
Common Stock | 11/24/2021 | | S | | 5865 | D | $16.21 | 191960 | D | |
Common Stock | 11/24/2021 | | S | | 100 | D | $16.2125 | 191860 | D | |
Common Stock | 11/24/2021 | | S | | 2637 | D | $16.215 | 189223 | D | |
Common Stock | 11/24/2021 | | S | | 4720 | D | $16.22 | 184503 | D | |
Common Stock | 11/24/2021 | | S | | 1375 | D | $16.225 | 183128 | D | |
Common Stock | 11/24/2021 | | S | | 3700 | D | $16.23 | 179428 | D | |
Common Stock | 11/24/2021 | | S | | 2945 | D | $16.235 | 176483 | D | |
Common Stock | 11/24/2021 | | S | | 1757 | D | $16.24 | 174726 | D | |
Common Stock | 11/24/2021 | | S | | 939 | D | $16.245 | 173787 | D | |
Common Stock | 11/24/2021 | | S | | 525 | D | $16.25 | 173262 | D | |
Common Stock | | | | | | | | 5823 (1) | I | By ESOP |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Stock Options | $12.54 | 11/24/2021 | | M | | | 100946 | 6/23/2016 | 6/23/2025 | Common Stock | 100946.0 | $0 | 525720 | D | |
Explanation of Responses: |
(1) | Reflects transactions not required to be reported pursuant to Section 16 of the Securities Exchange Act of 1934, as amended. |
Reporting Owners
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Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
Burke P. Sean 101 JFK PARKWAY SHORT HILLS, NJ 07078 |
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| EVP and CFO |
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Signatures
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/s/ Brian Doran, pursuant to power of attorney | | 11/29/2021 |
**Signature of Reporting Person | Date |
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