Report of Foreign Issuer Pursuant to Rule 13a-16 or 15d-16 (6-k)
April 14 2022 - 04:01PM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE
COMMISSION
WASHINGTON, D.C.
20549
FORM 6-K
REPORT OF FOREIGN PRIVATE
ISSUER
PURSUANT TO RULE 13a-16 OR 15d-16
OF THE
SECURITIES EXCHANGE ACT OF
1934
For the month of, April
2022
Commission File Number
001-40848
GUARDFORCE AI CO.,
LIMITED
(Translation of registrant’s name
into English)
10 Anson Road, #28-01
International Plaza
Singapore 079903
(Address of principal executive
offices)
Indicate by check mark whether the
registrant files or will file annual reports under cover of
Form 20-F or Form 40-F: Form 20-F ☒Form 40-F
☐
Indicate by check mark if the
registrant is submitting the Form 6-K in paper as permitted by
Regulation S-T Rule 101(b)(1): ☐
Indicate by check mark if the
registrant is submitting the Form 6-K in paper as permitted by
Regulation S-T Rule 101(b)(7): ☐
Other Events
As previously reported, on March 9, 2022, Guardforce AI Co.,
Limited (the “Company”) received a written notification from the
Nasdaq Listing Qualifications Department of the Nasdaq Stock Market
(the “Nasdaq”) that the closing bid price of our ordinary share had
been below $1.00 per share for the previous 30 consecutive business
days, and that we were not in compliance with the minimum bid price
requirement for continued listing on Nasdaq under Nasdaq Listing
Rule 5550(a)(2) (the “Rule”). The Company was provided 180 calendar
days, until September 6, 2022, to regain compliance.
On April 11, 2022, the Company received written notice from the
Listing Qualifications Staff of Nasdaq notifying the Company that,
for more than the last ten (10) consecutive business days, from
March 25, 2022 through April 8, 2022, the closing bid price of the
Company’s ordinary share was $1.00 per share or greater.
Accordingly, the written notice stated that the Company has
regained compliance with the minimum bid price listing requirement
set forth under the Rule.
On April 14, 2022, the Company issued a press release announcing
that it regained compliance with Nasdaq listing requirements. A
copy of that press release is attached as Exhibit 99.1 hereto.
This report on Form 6-K and the attached Exhibit 99.1 press release
is incorporated by reference into (i) the prospectus contained in
the Company’s registration statement on Form F-3 (SEC File No.
333-261881) declared effective by the Securities and Exchange
Commission on January 5, 2022 and (ii) the prospectus dated
February 9, 2022 contained in the Company’s registration statement
on Form F-3 (SEC File No. 333-262441) declared effective by the
Securities and Exchange Commission on February 9, 2022.
EXHIBIT INDEX
SIGNATURES
Pursuant to the requirements of the
Securities Exchange Act of 1934, the registrant has duly caused
this report to be signed on its behalf by the undersigned,
thereunto duly authorized.
Date: April 14, 2022 |
Guardforce AI Co.,
Limited |
|
|
|
|
By: |
/s/ Lei Wang |
|
Lei Wang |
|
Chief Executive
Officer |
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