Current Report Filing (8-k)
January 02 2018 - 4:33PM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM
8-K
CURRENT
REPORT
Pursuant to Section 13 or 15(d)
of the Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): December 31, 2017
The Carlyle Group L.P.
(Exact Name of Registrant as specified in its charter)
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Delaware
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001-35538
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45-2832612
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(State or other Jurisdiction
of Incorporation)
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(Commission
File Number)
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(I.R.S. Employer
Identification No.)
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1001 Pennsylvania Avenue, NW
Washington, D.C.
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20004-2505
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(Address of principal executive office)
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(Zip Code)
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(202)
729-5626
Registrants telephone number, including area code
N/A
(Former name or
former address, if changed since last report.)
Check the appropriate box below
if the Form
8-K
filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (
see
General Instruction A.2. below):
☐
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Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
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☐
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Soliciting material pursuant to Rule
14a-12
under the Exchange Act (17 CFR
240.14a-12)
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☐
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Pre-commencement
communications pursuant to Rule
14d-2(b)
under the Exchange Act (17 CFR
240.14d-2(b))
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☐
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Pre-commencement
communications pursuant to Rule
13e-4(c)
under the Exchange Act (17 CFR
240.13e-4(c))
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Indicate by check mark whether the registrant is an emerging growth company as
defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule
12b-2
of the Securities Exchange Act of 1934
(§240.12b-2
of this chapter).
Emerging growth company ☐
If an emerging
growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange
Act. ☐
Item 5.02
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Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers.
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On December 31, 2017, Edward Mathias resigned as a member of the Board of Directors (the Board) of Carlyle Group Management L.L.C., the general
partner (the General Partner) of The Carlyle Group L.P. (the Partnership and, together with the General Partner, Carlyle) effective immediately. Mr. Mathias had served as a member of the Board since the
Partnerships initial public offering in May 2012. Mr. Mathias continues to serve as a Managing Director of Carlyle.
SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by
the undersigned hereunto duly authorized.
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THE CARLYLE GROUP L.P.
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By:
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Carlyle Group Management L.L.C., its general partner
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By:
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/s/ Jeffrey W. Ferguson
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Name:
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Jeffrey W. Ferguson
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Title:
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General Counsel
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Date: January 2, 2018
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