Initial Statement of Beneficial Ownership (3)
June 24 2016 - 8:23AM
Edgar (US Regulatory)
FORM 3
|
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES
|
OMB APPROVAL
OMB Number:
3235-0104
Estimated average burden
hours per response...
0.5
|
|
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
|
|
1. Name and Address of Reporting Person
*
VESSEY RUPERT
|
2. Date of Event Requiring Statement (MM/DD/YYYY)
6/15/2016
|
3. Issuer Name
and
Ticker or Trading Symbol
CELGENE CORP /DE/ [CELG]
|
(Last)
(First)
(Middle)
C/O CELGENE CORPORATION, 86 MORRIS AVENUE
|
4. Relationship of Reporting Person(s) to Issuer (Check all applicable)
_____ Director
_____ 10% Owner
___
X
___ Officer (give title below)
_____ Other (specify below)
See remarks /
|
(Street)
SUMMIT, NJ 07901
(City)
(State)
(Zip)
|
5. If Amendment, Date Original Filed
(MM/DD/YYYY)
|
6. Individual or Joint/Group Filing
(Check Applicable Line)
_
X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
|
Table I - Non-Derivative Securities Beneficially Owned
|
1.Title of Security
(Instr. 4)
|
2. Amount of Securities Beneficially Owned
(Instr. 4)
|
3. Ownership Form: Direct (D) or Indirect (I)
(Instr. 5)
|
4. Nature of Indirect Beneficial Ownership
(Instr. 5)
|
Common Stock
|
3650
|
D
|
|
Common Stock
|
135
|
I
|
401(k) Plan
|
Table II - Derivative Securities Beneficially Owned (
e.g.
, puts, calls, warrants, options, convertible securities)
|
1. Title of Derivate Security
(Instr. 4)
|
2. Date Exercisable and Expiration Date
(MM/DD/YYYY)
|
3. Title and Amount of Securities Underlying Derivative Security
(Instr. 4)
|
4. Conversion or Exercise Price of Derivative Security
|
5. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 5)
|
6. Nature of Indirect Beneficial Ownership
(Instr. 5)
|
Date Exercisable
|
Expiration Date
|
Title
|
Amount or Number of Shares
|
Stock Option (right to buy)
|
(1)
(2)
|
2/2/2025
|
Common Stock
|
19142
|
$118.57
|
D
|
|
Stock Option (right to buy)
|
(1)
(3)
|
5/4/2025
|
Common Stock
|
3125
|
$109.90
|
D
|
|
Stock Option (right to buy)
|
(1)
(4)
|
7/27/2025
|
Common Stock
|
3125
|
$132.56
|
D
|
|
Stock Option (right to buy)
|
(1)
(5)
|
11/9/2025
|
Common Stock
|
3125
|
$114.08
|
D
|
|
Stock Option (right to buy)
|
(1)
(6)
|
2/1/2026
|
Common Stock
|
3125
|
$100.80
|
D
|
|
Stock Option (right to buy)
|
(1)
(7)
|
5/2/2026
|
Common Stock
|
12906
|
$104.97
|
D
|
|
Restricted Stock Unit
|
(8)
|
(8)
|
Common Stock
|
11246
|
(9)
(10)
|
D
|
|
Restricted Stock Unit
|
(11)
|
(11)
|
Common Stock
|
781
|
(9)
(10)
|
D
|
|
Restricted Stock Unit
|
(12)
|
(12)
|
Common Stock
|
5350
|
(9)
(10)
|
D
|
|
Restricted Stock Unit
|
(13)
|
(13)
|
Common Stock
|
6731
|
(9)
(10)
|
D
|
|
Explanation of Responses:
|
(
1)
|
The option was issued pursuant to the Company's 2008 Stock Incentive Plan (as amended and restated as of April 15, 2015).
|
(
2)
|
The option is immediately exercisable and will vest in four equal annual installments commencing on February 2, 2016.
|
(
3)
|
The option is immediately exercisable and will vest in four equal annual installments commencing on May 4, 2016.
|
(
4)
|
The option is immediately exercisable and will vest in four equal annual installments commencing on July 27, 2016.
|
(
5)
|
The option is immediately exercisable and will vest in four equal annual installments commencing on November 9, 2016.
|
(
6)
|
The option is immediately exercisable and will vest in four equal annual installments commencing on February 1, 2017.
|
(
7)
|
The option is immediately exercisable and will vest in four equal annual installments commencing on May 2, 2017.
|
(
8)
|
The restricted stock units will vest in two annual installments as follows: 5,622 shares on February 2, 2017; 5,623 shares on February 2, 2018. Vested shares will be delivered to the reporting person promptly after the vesting date.
|
(
9)
|
The restricted stock unit was issued pursuant to the Company's 2008 Stock Incentive Plan (as amended and restated as of April 15, 2015).
|
(
10)
|
Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.
|
(
11)
|
The restricted stock units vest on May 4, 2018. Vested shares will be delivered to the reporting person on the vesting date.
|
(
12)
|
The restricted stock units vest on December 16, 2018. Vested shares will be delivered to the reporting person on the vesting date.
|
(
13)
|
The restricted stock units vest on May 2, 2019. Vested shares will be delivered to the reporting person on the vesting date.
|
Remarks:
President, Research and Early Development
|
Reporting Owners
|
Reporting Owner Name / Address
|
Relationships
|
Director
|
10% Owner
|
Officer
|
Other
|
VESSEY RUPERT
C/O CELGENE CORPORATION
86 MORRIS AVENUE
SUMMIT, NJ 07901
|
|
|
See remarks
|
|
Signatures
|
/s/ Rupert Vessey _________________________________________
Rupert Vessey
|
|
6/23/2016
|
**
Signature of Reporting Person
|
Date
|
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
|
*
|
If the form is filed by more than one reporting person,
see
Instruction 5(b)(v).
|
**
|
Intentional misstatements or omissions of facts constitute Federal Criminal Violations.
See
18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
|
Note:
|
File three copies of this Form, one of which must be manually signed. If space is insufficient,
see
Instruction 6 for procedure.
|
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.
|
Celgene (NASDAQ:CELG)
Historical Stock Chart
From Mar 2024 to Apr 2024
Celgene (NASDAQ:CELG)
Historical Stock Chart
From Apr 2023 to Apr 2024