Current Report Filing (8-k)
November 09 2020 - 4:11PM
Edgar (US Regulatory)
0001346830
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0001346830
2020-11-09
2020-11-09
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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 OR 15(d) of The
Securities Exchange Act of 1934
Date of Report (Date of earliest event reported)
November 9, 2020
CARA THERAPEUTICS, INC.
(Exact name of registrant as specified in
its charter)
Delaware
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001-36279
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75-3175693
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(State or other jurisdiction
of incorporation)
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(Commission
File Number)
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(IRS Employer
Identification No.)
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4 Stamford
Plaza
107 Elm Street, 9th
Floor
Stamford, Connecticut
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06902
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(Address of principal executive offices)
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(Zip Code)
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Registrant's telephone number, including area code (203) 406-3700
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Check the appropriate box below if the Form 8-K filing
is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General
Instruction A.2.):
¨
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Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
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¨
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Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
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¨
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Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
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¨
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Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
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Securities registered pursuant to Section 12(b) of the Act:
Title of each class
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Trading Symbol
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Name of each exchange on which registered
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Common Stock, par value $0.001 per share
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CARA
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The Nasdaq Stock Market LLC
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Indicate by check mark whether the registrant is an emerging
growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities
Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging
growth company ¨
If
an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period
for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ¨.
Item 2.02.
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Results of Operations and Financial Condition.
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On November 9, 2020, Cara Therapeutics, Inc. (the “Company”)
issued a press release announcing its financial results for the third quarter ended September 30, 2020. A copy of the press
release is being furnished to the Securities and Exchange Commission as Exhibit 99.1 to this Current Report on Form 8-K and is
incorporated by reference to this Item 2.02.
The information furnished pursuant to this Item 2.02, including
Exhibit 99.1, shall not be deemed to be “filed” for purposes of Section 18 of the Securities Exchange Act of 1934 (the
“Exchange Act”) or otherwise subject to the liabilities of that section, nor shall it be deemed to be incorporated
by reference into any of the Company’s filings with the Securities and Exchange Commission under the Exchange Act or the
Securities Act of 1933, as amended, whether made before or after the date hereof, regardless of any general incorporation language
in such a filing.
Item
9.01.
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Financial
Statements and Exhibits.
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SIGNATURES
Pursuant to the requirements of the Securities Exchange Act
of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
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CARA THERAPEUTICS, INC.
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By:
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/s/ THOMAS REILLY
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Thomas Reilly
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Chief Financial Officer
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(Principal Financial and Accounting Officer)
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Date: November 9, 2020
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