Statement of Ownership (sc 13g)
April 16 2021 - 5:31PM
Edgar (US Regulatory)
UNITED
STATES
SECURITIES
AND EXCHANGE COMMISSION
Washington,
D.C. 20549
SCHEDULE
13G
Under
the Securities Exchange Act of 1934
(Amendment
No. __N/A____)*
American
Acquisition Opportunity Inc.
(Name
of Issuer)
Class
A Common Stock
(Title
of Class of Securities)
02369M201
(CUSIP
Number)
March
18, 2021
(Date
of Event which Requires Filing of this Statement)
Check
the appropriate box to designate the rule pursuant to which this Schedule is filed:
[ ]
Rule 13d-1(b)
[X]
Rule 13d-1(c)
[ ]
Rule 13d-1(d)
*
The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect
to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided
in a prior cover page.
The
information required on the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section
18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act
but shall be subject to all other provisions of the Act (however, see the Notes).
1.
|
NAMES
OF REPORTING PERSONS
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
Boothbay Absolute Return Strategies, LP
|
2.
|
CHECK
THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(see instructions)
(a) [ ]
(b) [X]
|
3.
|
SEC
USE ONLY
|
4.
|
CITIZENSHIP
OR PLACE OF ORGANIZATION
Delaware
|
NUMBER OF SHARES BENEFICIALLY OWNED BY
EACH
REPORTING
PERSON WITH
|
5.
|
SOLE
VOTING POWER
0
|
6.
|
SHARED
VOTING POWER
603,000*
|
7.
|
SOLE
DISPOSITIVE POWER
0
|
8.
|
SHARED
DISPOSITIVE POWER
603,000*
|
9.
|
AGGREGATE
AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
603,000*
|
10.
|
CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
(see instructions) [ ]
|
11.
|
PERCENT
OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
6.03%*
|
12.
|
TYPE
OF REPORTING PERSON (see instructions)
PN
|
1.
|
NAMES
OF REPORTING PERSONS
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
Boothbay Fund Management, LLC
|
2.
|
CHECK
THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(see instructions)
(a) [ ]
(b) [X]
|
3.
|
SEC
USE ONLY
|
4.
|
CITIZENSHIP
OR PLACE OF ORGANIZATION
Delaware
|
NUMBER OF SHARES BENEFICIALLY OWNED BY
EACH
REPORTING
PERSON WITH
|
5.
|
SOLE
VOTING POWER
0
|
6.
|
SHARED
VOTING POWER
900,000*
|
7.
|
SOLE
DISPOSITIVE POWER
0
|
8.
|
SHARED
DISPOSITIVE POWER
900,000*
|
9.
|
AGGREGATE
AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
900,000*
|
10.
|
CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
(see instructions) [ ]
|
11.
|
PERCENT
OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
9.0%*
|
12.
|
TYPE
OF REPORTING PERSON (see instructions)
IA, OO
|
1.
|
NAMES
OF REPORTING PERSONS
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
Ari Glass
|
2.
|
CHECK
THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(see instructions)
(a) [ ]
(b) [X]
|
3.
|
SEC
USE ONLY
|
4.
|
CITIZENSHIP
OR PLACE OF ORGANIZATION
United States
|
NUMBER OF SHARES BENEFICIALLY OWNED BY
EACH
REPORTING
PERSON WITH
|
5.
|
SOLE
VOTING POWER
0
|
6.
|
SHARED
VOTING POWER
900,000*
|
7.
|
SOLE
DISPOSITIVE POWER
0
|
8.
|
SHARED
DISPOSITIVE POWER
900,000*
|
9.
|
AGGREGATE
AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
900,000*
|
10.
|
CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
(see instructions) [ ]
|
11.
|
PERCENT
OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
9.0%*
|
12.
|
TYPE
OF REPORTING PERSON (see instructions)
IN, HC
|
Item
1.
|
(a)
|
Name
of Issuer
American Acquisition Opportunity Inc. (the “Issuer”)
|
|
|
|
|
(b)
|
Address
of Issuer’s Principal Executive Offices
12115
Visionary Way, Suite 174
Fishers,
Indiana 46038
|
Item
2.
|
(a)
|
Name
of Person Filing:
Boothbay Absolute Return Strategies, LP*
Boothbay
Fund Management, LLC*
Ari
Glass*
|
|
|
|
|
(b)
|
Address
of the Principal Office or, if none, residence
140 East 45th Street, 14th Floor
New
York, NY 10017
|
|
|
|
|
(c)
|
Citizenship
Boothbay Absolute Return Strategies, LP – Delaware
Boothbay
Fund Management, LLC – Delaware
Ari
Glass – United States
|
|
|
|
|
(d)
|
Title
of Class of Securities
Class A Common Stock
|
|
|
|
|
(e)
|
CUSIP
Number
02369M201
|
Item
3. If this statement is filed pursuant to §§240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is
a: N/A
Item
4. Ownership.
Provide
the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in
Item 1.
|
(a)
|
Amount
beneficially owned:
Boothbay
Absolute Return Strategies, LP – 603,000*
Boothbay
Fund Management, LLC – 900,000*
Ari
Glass – 900,000*
|
|
|
|
|
(b)
|
Percent
of class:
Boothbay
Absolute Return Strategies, LP – 6.03%*
Boothbay
Fund Management, LLC – 9.0%*
Ari
Glass – 9.0%*
|
|
(c)
|
Number
of shares as to which the person has:
|
|
(i)
|
Sole power to vote or to direct the vote
Boothbay Absolute Return Strategies, LP – 0
Boothbay Fund Management, LLC – 0
Ari Glass – 0
|
|
|
|
|
(ii)
|
Shared power to vote or to direct the vote
Boothbay Absolute Return Strategies, LP – 603,000*
Boothbay Fund Management, LLC – 900,000*
Ari Glass – 900,000*
|
|
|
|
|
(iii)
|
Sole power to dispose or to direct the disposition of
Boothbay Absolute Return Strategies LP – 0
Boothbay Fund Management, LLC – 0
Ari Glass – 0
|
|
|
|
|
(iv)
|
Shared power to dispose or to direct the disposition of
Boothbay Absolute Return Strategies, LP – 603,000*
Boothbay Fund Management, LLC – 900,000*
Ari Glass – 900,000*
|
Instruction.
For computations regarding securities which represent a right to acquire an underlying security see §240.13d-3(d)(1).
*
The Class A Common Stock (the “Shares”) of American Acquisition Opportunity Inc., a blank check company incorporated
under the laws of the State of Delaware (the “Issuer”), reported herein are held in the form of units (the “Units”).
Each Unit consists of one share of one Share and one-half of one redeemable warrant. Each whole warrant entitles the holder thereof
to purchase one Share upon the consummation of an initial business combination (“Initial Business Combination”), as
described in more detail in the Issuer’s Prospectus filed with the SEC on March 19, 2021 (the “Prospectus”).
Each right will become exercisable on the later of one year after the effective date of the Prospectus or the consummation of
an Initial Business Combination and will expire five years after the completion of an Initial Business Combination, or earlier
upon redemption or liquidation. In accordance with Rule 13d-3(d)(1) regarding securities which represent a right to acquire an
underlying security, each Unit has been reported herein as representing the beneficial ownership of one (1) Share.
The
Units are held by Boothbay Absolute Return Strategies, LP, a Delaware limited partnership, and one or more other private funds
(the “Fund”), which is managed by Boothbay Fund Management, LLC, a Delaware limited liability company (the “Adviser”).
The Adviser, in its capacity as the investment manager of the Fund, has the power to vote and the power to direct the disposition
of all Units held by the Fund. Ari Glass is the Managing Member of the Adviser. Accordingly, for the purposes of Reg. Section
240.13d-3, the reporting persons herein may be deemed to beneficially own an aggregate of 900,000 Shares, or 9.0% of the 10,000,000
Shares that were issued and outstanding following the issuance made pursuant to the Prospectus.
This
report shall not be deemed an admission that the Adviser, the Fund or any other person is the beneficial owner of the securities
reported herein for purposes of Section 13 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Each
of the reporting persons herein disclaims beneficial ownership of the Shares reported herein except to the extent of the reporting
person’s pecuniary interest therein.
Item
5. Ownership of Five Percent or Less of a Class.
If
this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial
owner of more than five percent of the class of securities, check the following [ ].
Instruction.
Dissolution of a group requires a response to this item.
Item
6. Ownership of More than Five Percent on Behalf of Another Person.
N/A
Item
7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company.
N/A
Item
8. Identification and Classification of Members of the Group.
N/A
Item
9. Notice of Dissolution of Group.
N/A
Item
10. Certification.
By
signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are
not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were
not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect.
After
reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true,
complete and correct.
Dated:
April 16, 2021
|
Boothbay
Absolute Return Strategies, LP
|
|
|
|
|
By:
|
Boothbay
Fund Management, LLC, its investment manager
|
|
|
|
|
By:
|
/s/
Ari Glass
|
|
|
Ari Glass, Managing Member
|
|
|
|
|
Boothbay
Fund Management, LLC
|
|
|
|
By:
|
/s/
Ari Glass
|
|
|
Ari Glass, Managing Member
|
|
|
|
|
Ari
Glass
|
|
|
|
By:
|
/s/
Ari Glass
|
|
|
Individually
|
The
original statement shall be signed by each person on whose behalf the statement is filed or his authorized representative. If
the statement is signed on behalf of a person by his authorized representative other than an executive officer or general partner
of the filing person, evidence of the representative’s authority to sign on behalf of such person shall be filed with the
statement, provided, however, that a power of attorney for this purpose which is already on file with the Commission may be incorporated
by reference. The name and any title of each person who signs the statement shall be typed or printed beneath his signature.
Note.
Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See s.240.13d-7
for other parties for whom copies are to be sent.
Attention.
Intentional misstatements or omissions of fact constitute Federal criminal violations (see 18 U.S.C. 1001).
JOINT
FILING STATEMENT
PURSUANT
TO RULE 13D-1(K)(1)
The
undersigned hereby consent and agree to the joint filing of Schedule 13G under the Securities Exchange Act of 1934, as amended,
with respect to the Shares of American Acquisition Opportunity Inc.. together with any or all amendments thereto, when and if
required. The parties hereto further consent and agree to file this Joint Filing Statement pursuant to Rule13d-1(k)(1)(iii) as
an exhibit to Schedule 13G, thereby incorporating the same into such Schedule13G.
This
Joint Filing Statement may be terminated by any of the undersigned upon written notice or such lesser period of notice as the
undersigned may mutually agree.
Dated:
April 16, 2021
|
Boothbay
Absolute Return Strategies, LP
|
|
|
|
|
By:
|
Boothbay
Fund Management, LLC, its investment manager
|
|
|
|
|
By:
|
/s/
Ari Glass
|
|
|
Ari Glass, Managing Member
|
|
|
|
|
Boothbay
Fund Management, LLC
|
|
|
|
|
By:
|
/s/
Ari Glass
|
|
|
Ari Glass, Managing Member
|
|
|
|
|
Ari
Glass
|
|
|
|
By:
|
/s/
Ari Glass
|
|
|
Individually
|
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