Director Shareholding
September 18 2003 - 8:12AM
UK Regulatory
RNS Number:9109P
Unilever NV
18 September 2003
Notification form for transactions in securities by members of the Board of
Directors as well as members of the Supervisory Board (section 2a Wmz 1996)
Part I
1. Name of the issuing institution : Unilever N.V.
2. Name of the person obliged to notify : A. Burgmans
3. Statement of the total number of securities prior to the transaction
(NB: with respect to the initial notification, you only have to fill out
questions 1 and 2, the table below and part II of this
form):
Type of security Name of the issuing Number of Total capital Total voting rights
institution securities
Ordinary share, nominal value NLG 1.12 Unilever N.V. 12,048 NLG 13,493.76 134,937
Depositary receipt ("certificaat") for Unilever N.V. 26,842 NLG 30,063.04 0
ordinary share, nominal value NLG 1.12
NLG 0.10 cum. Preference share Unilever N.V. 7,750 NLG 775 7,750
Employee option on ordinary share of Unilever N.V. 107,612 NLG 0 0
nominal value NLG 1.12
Sort of security involved in the transaction
4. type of security : Option
(Share/ Convertible bond/ Option/ Warrant/ Other)
5. To be filled out if applicable
Nominal value of the (underlying) share : N.A.
Option series : 50 options in ordinary shares, granted on 15 September 1998
under the "Nederlands Aandelenoptieplan" (Netherlands Employee Option Plan)
Exercise price/conversion rate : Euro 57.63
Expiration date : 15 September 2003
Transaction in the security indicated in questions 4 and 5
6. Transaction date : "15 September 2003"
7a. Number of securities acquired in the transaction :
None, the 50 options were not exercised as they were under water resulting in
the lapse of the options
b. Number of securities sold in the transaction :
8. Purchase price and/or selling price :
9. Transaction according to an investment management agreement: O YES X NO
10. Statement of the total number of securities after the transaction:
Type of security Name of the issuing Number of Total capital Total voting rights
institution securities
Ordinary share, nominal value NLG 1.12 Unilever N.V. 12,048 NLG 13,493.76 134,937
Depositary receipt ("certificaat") for Unilever N.V. 26,842 NLG 30,063.04 0
ordinary share, nominal value NLG 1.12
NLG 0.10 cum. Preference share Unilever N.V. 7,750 NLG 775 7,750
Employee option on ordinary share of Unilever N.V. 107,562 NLG 0 0
nominal value NLG 1.12
Notification under the 'regular' Wmz 1996
In the event that the percentage of your holding in the issuing institution
comes within a bandwidth other than that immediately prior to the acquisition or
disposal, you are also obliged to notify the percentage of your holding
according to section 2 of the Wmz 1996. You can fill out the required
information below.
Capital Interest (total) % Voting Rights (total) %
- Direct actual % - Direct actual %
- Direct potential % - Direct potential %
- Indirect actual % - Indirect actual %
- Indirect potential % - Indirect potential %
Denominator Capital Interest Euro .....................
Denominator Voting Rights ......................(number)
1. Is this the first notification under section 2 of the Wmz 1996: yes no
2. Is this the first notification the issuing institution concerned: yes no
3. If a notification relates to an indirect interest, the applied allocation
rule(s) must be indicated.
The allocation rules are;
- the Capital interest and/or Voting rights are at the disposal of a
subsidiary O
- the Capital interest and/or Voting rights are held by a third party for the
account of the Person subject to notification duty O
- the Voting rights are pursuant to a voting rights agreement O
Part II notification form section 2a Wmz 1996
(Intended solely to enable the Netherlands Authority for the Financial Markets
to verify this notification; this information will not be entered in the
register)
Address of the person obliged to notify :
Postal code & residence of the person obliged to notify :
What is the relation between the person obliged to notify and the issuing
institution? Indicate by ticking the appropriate category:
1. Member of the Board of Directors : X YES NO
2. Member of the Board of Directors of an affiliated company : YES X NO
3. Member of the Supervisory Board : YES X NO
4. Member of the Supervisory Board of an affiliated company : YES X NO
Is the notification made through the Compliance Officer of the issuing
institution: X YES NO
To the best of my knowledge and belief I certify that the information set forth
in this statement is true, complete and correct:
Name of the Contact person Date: 16 September 2003
Mr. W.G.M. Mulders
Unilever N.V.
Postbus 760
3000 DK Rotterdam
Telephone: +31-10-2174738
Telefax:: +31-10-2174419
E-mail: wouter.mulders@unilever.com
Signature:
J.A.A. van der Bijl
Compliance Officer
Notification form for transactions in securities by members of the Board of
Directors as well as members of the Supervisory Board (section 2a Wmz 1996)
Part I
1. Name of the issuing institution: Unilever N.V.
2. Name of the person obliged to notify: N.W.A. FitzGerald
3. Statement of the total number of securities prior to the transaction
(NB: with respect to the initial notification, you only have to fill out
questions 1 and 2, the table below and part II of this form):
Type of security Name of the issuing Number of Total capital Total voting rights
institution securities
Ordinary share, nominal value NLG 1.12 Unilever N.V. 16,449 NLG 18,422.88 184,228
Employee option on ordinary share of Unilever N.V. 147,212 0 0
nominal value NLG 1.12
Sort of security involved in the transaction
4. type of security : Option
(Share/ Convertible bond/ Option/ Warrant/ Other)
5. To be filled out if applicable
Nominal value of the (underlying) share : N.A.
Option series : 50 options in ordinary shares, granted on 15 September 1998
under the "Nederlands Aandelenoptieplan" (Netherlands Employee Option Plan)
Exercise price/conversion rate : Euro 57.63
Expiration date : 15 September 2003
Transaction in the security indicated in questions 4 and 5
6. Transaction date : "15 September 2003"
7a. Number of securities acquired in the transaction :
None, the 50 options were not exercised as they were under water resulting in
the lapse of the options
b. Number of securities sold in the transaction :
8. Purchase price and/or selling price :
9. Transaction according to an investment management agreement: O YES X NO
10. Statement of the total number of securities after the transaction:
Type of security Name of the issuing Number of Total capital Total voting rights
institution securities
Ordinary share, nominal value NLG 1.12 Unilever N.V. 16,449 NLG 18,422.88 184,228
Employee option on ordinary share of Unilever N.V. 147,162 0 0
nominal value NLG 1.12
Notification under the 'regular' Wmz 1996
In the event that the percentage of your holding in the issuing institution
comes within a bandwidth other than that immediately prior to the acquisition or
disposal, you are also obliged to notify the percentage of your holding
according to section 2 of the Wmz 1996. You can fill out the required
information below.
Capital Interest (total) % Voting Rights (total) %
- Direct actual % - Direct actual %
- Direct potential % - Direct potential %
- Indirect actual % - Indirect actual %
- Indirect potential % - Indirect potential %
Denominator Capital Interest Euro .....................
Denominator Voting Rights ......................(number)
1. Is this the first notification under section 2 of the Wmz 1996: yes no
2. Is this the first notification the issuing institution concerned: yes no
3. If a notification relates to an indirect interest, the applied allocation
rule(s) must be indicated.
The allocation rules are;
- the Capital interest and/or Voting rights are at the disposal of a
subsidiary O
- the Capital interest and/or Voting rights are held by a third party for the
account of the Person subject to notification duty O
- the Voting rights are pursuant to a voting rights agreement O
Part II notification form section 2a Wmz 1996
(Intended solely to enable the Netherlands Authority for the Financial Markets
to verify this notification; this information will not be entered in the
register)
Address of the person obliged to notify:
Postal code & residence of the person obliged to notify:
What is the relation between the person obliged to notify and the issuing
institution? Indicate by ticking the appropriate category:
1. Member of the Board of Directors : X YES NO
2. Member of the Board of Directors of an affiliated company : YES X NO
3. Member of the Supervisory Board : YES X NO
4. Member of the Supervisory Board of an affiliated company : YES X NO
Is the notification made through the Compliance Officer of the issuing
institution: X YES NO
To the best of my knowledge and belief I certify that the information set forth
in this statement is true, complete and correct:
Name of the Contact person Date: 16 September 2003
Mr. W.G.M. Mulders
Unilever N.V.
Postbus 760
3000 DK Rotterdam
Telephone: +31-10-2174738
Telefax:: +31-10-2174419
E-mail: wouter.mulders@unilever.com
Signature:
J.A.A. van der Bijl
Compliance Officer
Notification form for transactions in securities by members of the Board of
Directors as well as members of the Supervisory Board (section 2a Wmz 1996)
Part I
1. Name of the issuing institution : Unilever N.V.
2. Name of the person obliged to notify : R.H.P. Markham
3. Statement of the total number of securities prior to the transaction
(NB: with respect to the initial notification, you only have to fill out
questions 1 and 2, the table below and part II of this form):
Type of security Name of the issuing Number of Total capital Total voting rights
institution securities
Ordinary share, nominal value NLG 1.12 Unilever N.V. 26,424 NLG 29,594.88 295,948
Employee option on ordinary share of Unilever N.V. 89,419 0 0
nominal value NLG 1.12
Sort of security involved in the transaction
4. type of security : Option
(Share/ Convertible bond/ Option/ Warrant/ Other)
5. To be filled out if applicable
Nominal value of the (underlying) share : N.A.
Option series : 50 options in ordinary shares, granted on 15 September 1998
under the "Nederlands Aandelenoptieplan" (Netherlands Employee Option Plan)
Exercise price/conversion rate : Euro 57.63
Expiration date : 15 September 2003
Transaction in the security indicated in questions 4 and 5
6. Transaction date : "15 September 2003"
7a. Number of securities acquired in the transaction :
None, the 50 options were not exercised as they were 7under water resultating in
the lapse of the options
b. Number of securities sold in the transaction :
8. Purchase price and/or selling price :
9. Transaction according to an investment management agreement: O YES X NO
10. Statement of the total number of securities after the transaction:
Type of security Name of the issuing Number of Total capital Total voting rights
institution securities
Ordinary share, nominal value NLG 1.12 Unilever N.V. 26,424 NLG 29,594.88 295,948
Employee option on ordinary share of Unilever N.V. 89,369 0 0
nominal value NLG 1.12
Notification under the 'regular' Wmz 1996
In the event that the percentage of your holding in the issuing institution
comes within a bandwidth other than that immediately prior to the acquisition or
disposal, you are also obliged to notify the percentage of your holding
according to section 2 of the Wmz 1996. You can fill out the required
information below.
Capital Interest (total) % Voting Rights (total) %
- Direct actual % - Direct actual %
- Direct potential % - Direct potential %
- Indirect actual % - Indirect actual %
- Indirect potential % - Indirect potential %
Denominator Capital Interest Euro .....................
Denominator Voting Rights ......................(number)
1. Is this the first notification under section 2 of the Wmz 1996: yes no
2. Is this the first notification the issuing institution concerned: yes no
3. If a notification relates to an indirect interest, the applied allocation
rule(s) must be indicated.
The allocation rules are;
- the Capital interest and/or Voting rights are at the disposal of a
subsidiary O
- the Capital interest and/or Voting rights are held by a third party for the
account of the Person subject to notification duty O
- the Voting rights are pursuant to a voting rights agreement O
Part II notification form section 2a Wmz 1996
(Intended solely to enable the Netherlands Authority for the Financial Markets
to verify this notification; this information will not be entered in the
register)
Address of the person obliged to notify :
Postal code & residence of the person obliged to notify :
What is the relation between the person obliged to notify and the issuing
institution? Indicate by ticking the appropriate category:
1. Member of the Board of Directors : X YES NO
2. Member of the Board of Directors of an affiliated company : YES X NO
3. Member of the Supervisory Board : YES X NO
4. Member of the Supervisory Board of an affiliated company : YES X NO
Is the notification made through the Compliance Officer of the issuing
institution: X YES NO
To the best of my knowledge and belief I certify that the information set forth
in this statement is true, complete and correct:
Name of the Contact person Date: 16 September 2003
Mr. W.G.M. Mulders
Unilever N.V.
Postbus 760
3000 DK Rotterdam
Telephone: +31-10-2174738
Telefax:: +31-10-2174419
E-mail: wouter.mulders@unilever.com
Signature:
J.A.A. van der Bijl
Compliance Officer
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