Current Report Filing (8-k)
July 19 2017 - 7:07AM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM
8-K
CURRENT
REPORT
PURSUANT TO SECTION 13 OR 15(D)
OF THE SECURITIES EXCHANGE ACT OF 1934
Date of Report (Date of earliest event reported): July 19, 2017 (July 6, 2017)
Avangrid, Inc.
(Exact
name of registrant as specified in its charter)
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New York
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001-37660
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14-1798693
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(State or other jurisdiction
of incorporation)
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(Commission
File No.)
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(IRS Employer
Identification No.)
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180 Marsh Hill Road
Orange, Connecticut
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06477
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(Address of principal executive offices)
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(Zip Code)
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(207)
688-6000
(Registrant’s telephone number, including area code)
NOT APPLICABLE
(Former
name or former address, if changed since last report)
Check the appropriate box below
if the
Form 8-K
filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
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☐
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Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
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☐
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Soliciting material pursuant to Rule
14a-12
under the Exchange Act (17 CFR
240.14a-12)
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☐
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Pre-commencement
communications pursuant to Rule
14d-2(b)
under the Exchange Act (17 CFR
240.14d-2(b))
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☐
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Pre-commencement
communications pursuant to Rule
13e-4(c)
under the Exchange Act (17 CFR
240.13e-4(c))
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Indicate by check mark whether the registrant is an emerging growth company as
defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule
12b-2
of the Securities Exchange Act of 1934
(§240.12b-2
of this chapter).
Emerging growth company ☐
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or
revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
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Item 2.02
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Results of Operations and Financial Condition.
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On July 19, 2017, Avangrid, Inc.
(the “Company”) issued a press release announcing its financial results for the quarter and
six-month
period ended June 30, 2017. A copy of the Company’s press release is attached hereto as
Exhibit 99.1 and incorporated by reference herein.
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Item 7.01
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Regulation FD Disclosure.
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The Company will conduct an audio-only financial presentation
on Wednesday, July 19, 2017, beginning at 10:00 a.m., Eastern Time. The Company’s executive management will present an overview of the financial results followed by a question and answer session. Interested parties, including analysts,
investors and the media, are able to listen live via the internet by logging onto the investor relations section of the Company’s website at http://www.avangrid.com. Institutional investors can access the conference via Thomson Street Events
(www.streetevents.com), a password-protected event management site. A copy of the Company’s presentation is furnished herewith as Exhibit 99.2 and incorporated by reference herein.
Pursuant to General Instruction B.2 of Form
8-K
and SEC Release
No. 33-8176,
the information contained in Item 2.02 and 7.01 of this Form
8-K,
including Exhibits 99.1 and 99.2, shall not be deemed “filed” for purposes
of Section 18 of the Securities Exchange Act of 1934, as amended, is not subject to the liabilities of that section and is not deemed incorporated by reference in any filing under the Securities Act of 1933, as amended, except as shall be
expressly set forth by specific reference in such a filing.
The presentation contains statements intended as “forward-looking
statements” which are subject to the cautionary statements about forward-looking statements set forth therein.
On July 6, 2017, the Company issued a press release announcing that
the Board of Directors had declared a quarterly dividend of $0.432 per share on its common. This dividend is payable October 2, 2017, to shareholders of record at the close of business on September 8, 2017. A copy of the Company’s
press release is attached hereto as Exhibit 99.3 and incorporated by reference herein.
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Item 9.01
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Financial Statements and Exhibits.
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Exhibit
No.
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Description
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99.1
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Press Release dated July 19, 2017.
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99.2
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Second Quarter 2017 Earnings Presentation.
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99.3
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Press Release dated July 6, 2017.
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SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by
the undersigned hereunto duly authorized.
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AVANGRID, INC.
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By:
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/s/ Richard J. Nicholas
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Name:
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Richard J. Nicholas
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Title:
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Senior Vice President – Chief Financial Officer
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Dated: July 19, 2017
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EXHIBIT INDEX
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Exhibit
No.
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Description
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99.1
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Press Release dated July 19, 2017.
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99.2
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Second Quarter 2017 Earnings Presentation.
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99.3
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Press Release dated July 6, 2017.
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