TIDMBARC
FORM 8 (DD)
PUBLIC DEALING DISCLOSURE BY A PARTY TO AN OFFER OR PERSON
ACTING IN CONCERT (INCLUDING DEALINGS FOR THE ACCOUNT OF
DISCRETIONARY INVESTMENT CLIENTS)
Rules 8.1, 8.2 and 8.4 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Full name of discloser: Barclays PLC.
(b) Owner or controller of interests and short
positions disclosed, if different from 1(a):
The naming of nominee or vehicle companies
is insufficient. For a
trust, the trustee(s), settlor and
beneficiaries must be named.
(c) Name of offeror/offeree in relation to whose VANTIV INC
relevant securities this form relates:
Use a separate form for each offeror/offeree
(d) Status of person making the disclosure: CONNECTED TO OFFEREE
e.g. offeror, offeree, person
acting in concert with the
offeror/offeree (specify name of offeror/offeree)
(e) Date dealing undertaken: 18 Oct 2017
(f) In addition to the company in NO
1(c) above, is the discloser
making disclosures in respect of
any other party to the offer?
If it is a cash offer or possible
cash offer, state "N/A"
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in
more than one class of relevant securities of the offeror or
offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for
each additional class of relevant security.
(a) Interests and short positions in the relevant securities of
the offeror or offeree to which the disclosure relates following
the dealing
Class of USD 0.00001 0
relevant Class
security: A common
Interests Short Positions
Number (%) Number (%)
(1) Relevant
securities
owned
and/or 4,911 0.00% 39 0.00%
controlled:
(2) Cash-settled
derivatives:
0 0.00% 0 0.00%
(3) Stock-settled
derivatives
(including
options)
and agreements 9,800 0.01% 19,300 0.01%
to
purchase/sell:
(4)
TOTAL: 14,711 0.01% 19,339 0.01%
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions
(including traded options), or agreements to purchase or sell
relevant securities, should be given on a Supplemental Form 8 (Open
Positions).
Details of any securities borrowing and lending positions or
financial collateral arrangements should be disclosed on a
Supplemental Form 8 (SBL).
(b) Rights to subscribe for new securities (including directors'
and other employee options)
Class of relevant security in relation
to which subscription right exists:
Details, including nature of the rights
concerned and relevant percentages:
3. DEALINGS BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of
relevant securities of the offeror or offeree named in 1(c), copy
table 3(a), (b), (c) or (d) (as appropriate) for each additional
class of relevant security dealt in.
The currency of all prices and other monetary amounts should be
stated.
(a) Purchases and sales
(i) Party to an offer or person acting in concert (except for a
principal trader in the same group as a connected adviser)
Class of relevant Purchase/sale Number of Price per unit
security securities
USD 0.00001 Class A common Purchase 3 68.9800 USD
USD 0.00001 Class A common Purchase 21 69.0000 USD
USD 0.00001 Class A common Purchase 52 69.1213 USD
USD 0.00001 Class A common Purchase 100 69.3500 USD
USD 0.00001 Class A common Purchase 100 68.9300 USD
USD 0.00001 Class A common Purchase 100 68.9900 USD
USD 0.00001 Class A common Purchase 120 68.9986 USD
USD 0.00001 Class A common Purchase 200 69.1387 USD
USD 0.00001 Class A common Purchase 200 69.2200 USD
USD 0.00001 Class A common Purchase 253 69.0880 USD
USD 0.00001 Class A common Purchase 300 68.9633 USD
USD 0.00001 Class A common Purchase 300 69.3800 USD
USD 0.00001 Class A common Purchase 400 69.3212 USD
USD 0.00001 Class A common Purchase 556 69.2566 USD
USD 0.00001 Class A common Purchase 582 68.9316 USD
USD 0.00001 Class A common Purchase 600 69.2533 USD
USD 0.00001 Class A common Purchase 900 69.1331 USD
USD 0.00001 Class A common Purchase 900 69.0604 USD
USD 0.00001 Class A common Purchase 1,000 68.9450 USD
USD 0.00001 Class A common Purchase 1,800 69.1877 USD
USD 0.00001 Class A common Purchase 2,100 69.1219 USD
USD 0.00001 Class A common Purchase 2,261 68.9345 USD
USD 0.00001 Class A common Purchase 2,818 69.1954 USD
USD 0.00001 Class A common Purchase 5,102 68.9650 USD
USD 0.00001 Class A common Purchase 5,339 68.9440 USD
USD 0.00001 Class A common Purchase 5,800 68.9277 USD
USD 0.00001 Class A common Purchase 6,200 68.9843 USD
USD 0.00001 Class A common Purchase 6,800 68.9861 USD
USD 0.00001 Class A common Purchase 7,096 68.9718 USD
USD 0.00001 Class A common Purchase 7,288 69.1225 USD
USD 0.00001 Class A common Purchase 8,000 69.2637 USD
USD 0.00001 Class A common Purchase 9,622 69.0945 USD
USD 0.00001 Class A common Purchase 15,500 68.9331 USD
USD 0.00001 Class A common Purchase 30,933 69.0725 USD
USD 0.00001 Class A common Purchase 39,200 69.1585 USD
USD 0.00001 Class A common Purchase 46,300 69.0668 USD
USD 0.00001 Class A common Purchase 300,100 68.9600 USD
USD 0.00001 Class A common Sale 3 68.9800 USD
USD 0.00001 Class A common Sale 100 69.0600 USD
USD 0.00001 Class A common Sale 200 69.3000 USD
USD 0.00001 Class A common Sale 300 69.0333 USD
USD 0.00001 Class A common Sale 400 68.9850 USD
USD 0.00001 Class A common Sale 800 69.2450 USD
USD 0.00001 Class A common Sale 1,049 69.2016 USD
USD 0.00001 Class A common Sale 1,502 68.9693 USD
USD 0.00001 Class A common Sale 3,100 68.9574 USD
USD 0.00001 Class A common Sale 4,800 68.9809 USD
USD 0.00001 Class A common Sale 5,467 69.0411 USD
USD 0.00001 Class A common Sale 6,400 69.0346 USD
USD 0.00001 Class A common Sale 17,153 69.4015 USD
USD 0.00001 Class A common Sale 39,472 69.0986 USD
USD 0.00001 Class A common Sale 54,700 69.0893 USD
USD 0.00001 Class A common Sale 73,500 68.9801 USD
USD 0.00001 Class A common Sale 300,000 68.9600 USD
(ii) Principal trader where the sole reason for the connection
is that the principal trader is in the same group as a connected
adviser
Class of Purchases/ sales Total number of Highest price Lowest price
relevant securities per unit per unit
security paid/received paid/received
(b) Cash-settled derivative transactions
Class of relevant Product Nature of Number of reference Price per unit
security description dealing securities
e.g. CFD e.g.
opening/closing
a long/short
position,
increasing/reducing
a long/short
position
(c) Stock-settled derivative transactions (including
options)
(i) Writing, selling, purchasing or varying
Class of Product Writing, Number Exercise price Type Expiry date Option money
relevant descriptione.g. purchasing, of securities per unit e.g. American, paid/
security call selling, to European etc. received
option varying etc. which option per unit
relates
(ii) Exercise
Class of relevant Product Exercising/ Number Exercise price
security description exercised of securities per unit
e.g. call against
option
(d) Other dealings (including subscribing for new
securities)
Class of relevant Nature of dealing Details Price per unit (if
security e.g. subscription, applicable)
conversion
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement,
or any agreement or understanding,
formal or informal, relating to relevant
securities which may be an inducement
to deal or refrain from dealing entered
into by the party to the offer or
person acting in concert making the disclosure and any other person:
Irrevocable commitments and letters of intent
should not be included. If there
are no such agreements, arrangements or understandings, state "none"
None
(b) Agreements, arrangements or understandings relating to
options or derivatives
Details of any agreement, arrangement or understanding,
formal or informal, between the party to
the offer or person acting in concert making the
disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any
relevant securities to which any derivative is referenced:
If there are no such agreements, arrangements
or understandings, state "none"
None
(c) Attachments
Are any Supplemental Forms attached?
Supplemental Form 8 (Open Positions) YES
Supplemental Form 8 (SBL) NO
Date of disclosure: 19 October 2017
Contact name: Jay Supaya
Telephone number: 020 7773 0635
Public disclosures under Rule 8 of the Code must be made to a
Regulatory Information Service.
The Panel's Market Surveillance Unit is available for
consultation in relation to the Code's dealing disclosure
requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at
www.thetakeoverpanel.org.uk.
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION)
POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the "Code")
1. KEY INFORMATION
Full name of person making disclosure: Barclays PLC.
Name of offeror/offeree in relation to whose relevant VANTIV INC
securities the disclosure relates:
2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)
Class Product Writing, Number Exercise Type Expiry
of description purchasing, of price date
relevant selling, securities per unit
security varying etc to which
option
relates
USD Put Written 800 70.0000 American 17 Nov 2017
0.00001 Options
Class
A
common
USD Call Written -100 70.0000 American 17 Nov 2017
0.00001 Options
Class
A
common
USD Call Written -100 75.0000 American 20 Oct 2017
0.00001 Options
Class
A
common
USD Put Written 3,200 70.0000 American 20 Oct 2017
0.00001 Options
Class
A
common
USD Put Purchased -100 50.0000 American 18 May 2018
0.00001 Options
Class
A
common
USD Put Written 2,400 60.0000 American 17 Nov 2017
0.00001 Options
Class
A
common
USD Call Purchased 2,000 60.0000 American 16 Feb 2018
0.00001 Options
Class
A
common
USD Put Purchased -400 75.0000 American 16 Feb 2018
0.00001 Options
Class
A
common
USD Call Written -1,700 75.0000 American 17 Nov 2017
0.00001 Options
Class
A
common
USD Put Purchased -100 35.0000 American 16 Feb 2018
0.00001 Options
Class
A
common
USD Put Purchased -200 65.0000 American 16 Feb 2018
0.00001 Options
Class
A
common
USD Call Written -200 85.0000 American 16 Feb 2018
0.00001 Options
Class
A
common
USD Call Written -200 80.0000 American 17 Nov 2017
0.00001 Options
Class
A
common
USD Call Written -500 70.0000 American 16 Feb 2018
0.00001 Options
Class
A
common
USD Call Written -600 75.0000 American 16 Feb 2018
0.00001 Options
Class
A
common
USD Put Written 400 70.0000 American 16 Feb 2018
0.00001 Options
Class
A
common
USD Call Written -11,500 65.0000 American 17 Nov 2017
0.00001 Options
Class
A
common
USD Call Purchased 600 65.0000 American 16 Feb 2018
0.00001 Options
Class
A
common
USD Call Purchased 400 60.0000 American 17 Nov 2017
0.00001 Options
Class
A
common
USD Put Purchased -1,600 65.0000 American 17 Nov 2017
0.00001 Options
Class
A
common
USD Put Purchased -2,000 45.0000 American 16 Feb 2018
0.00001 Options
Class
A
common
3. AGREEMENTS TO PURCHASE OR SELL ETC.
Full details should be given so that the nature of the
interest or position can be fully understood:
It is not necessary to provide details on a Supplemental Form
(Open Positions) with regard to cash-settled derivatives.
The currency of all prices and other monetary amounts should be
stated.
The Panel's Market Surveillance Unit is available for
consultation in relation to the Code's disclosure requirements on
+44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at
www.thetakeoverpanel.org.uk.
View source version on businesswire.com:
http://www.businesswire.com/news/home/20171019005656/en/
This information is provided by Business Wire
(END) Dow Jones Newswires
October 19, 2017 06:49 ET (10:49 GMT)
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