Harwood Wealth Management Group PLC Holding(s) in Company (2580M)
October 11 2016 - 9:40AM
UK Regulatory
TIDMHW.
RNS Number : 2580M
Harwood Wealth Management Group PLC
11 October 2016
TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARES
-----------------------------------------------
1. Identity of the issuer or Harwood Wealth Management
the underlying issuer Group plc
of existing shares to which
voting rights are
attached:
------------------------------------------------------------- -----------------------------
2 Reason for the notification (please tick the appropriate
box or boxes):
--------------------------------------------------------------------------------------------
An acquisition or disposal of voting rights X
---------------------------------------------------------------- --------------------------
An acquisition or disposal of qualifying financial
instruments which may result in the acquisition
of shares already issued to which voting rights
are attached
---------------------------------------------------------------- --------------------------
An acquisition or disposal of instruments with
similar economic effect to qualifying financial
instruments
---------------------------------------------------------------- --------------------------
An event changing the breakdown of voting rights
---------------------------------------------------------------- --------------------------
Other (please
specify):
--------------------------------------------------------- ----- --------------------------
3. Full name of person(s) Henderson Group plc
subject to the
notification obligation:
----------------------------------------------------------- -------------------------------
4. Full name of shareholder(s)
(if different from 3.):
----------------------------------------------------------- -------------------------------
5. Date of the transaction 10 October 2016
and date on
which the threshold is
crossed or
reached:
----------------------------------------------------------- -------------------------------
6. Date on which issuer 11 October 2016
notified:
----------------------------------------------------------- -------------------------------
7. Threshold(s) that is/are Below 13%
crossed or
reached:
----------------------------------------------------------- -------------------------------
8. Notified details:
----------------------------------------------------------------------------------------------------------------------
A: Voting rights attached to shares
----------------------------------------------------------------------------------------------------------------------
Class/type Situation previous Resulting situation after the
of to the triggering triggering transaction
shares transaction
if possible
using
the ISIN
CODE
------------- ---------------------------------- -------------------------------------------------------------------
Number Number Number Number of % of voting
of of of shares voting rights
Shares Voting rights
Rights
------------- ---------------- ---------------- -------------- ------------------------ -------------------------
Direct Direct Indirect Direct Indirect
------------- ------------ ------------ -------------- --------- ------------- ------------ -----------
Ordinary 7,419,754 7,419,754 6,973,754 12.54%
---------------- ---------------- -------------- --------- ------------- ------------ -----------
GB00BYYWB172
------------- ------------ ------------ ------------ ------- ------------- -------- ---------
B: Qualifying Financial Instruments
----------------------------------------------------------------------------------------------------------------------
Resulting situation after the triggering transaction
----------------------------------------------------------------------------------------------------------------------
Type of Expiration Exercise/ Number of voting % of voting
financial date Conversion rights that rights
instrument Period may be
acquired if
the
instrument
is
exercised/
converted.
----------------- -------------- -------------------------------- -------------------------- ---------------------
C: Financial Instruments with similar economic effect
to Qualifying Financial Instruments
----------------------------------------------------------------------------------------------------------------------
Resulting situation after the triggering transaction
----------------------------------------------------------------------------------------------------------------------
Type of Exercise Expiration Exercise/ Number of voting % of voting
financial price date Conversion rights instrument rights
instrument period refers to
--------------- -------------- -------------- ---------------- -------------------------- -----------------------
Nominal Delta
--------------- -------------- -------------- ---------------- -------------------------- ------------ ---------
Total (A+B+C)
----------------------------------------------------------------------------------------------------------------------
Number of voting rights Percentage of voting rights
--------------------------------------------------- -----------------------------------------------------------------
6,973,754 12.54%
--------------------------------------------------- -----------------------------------------------------------------
9. Chain of controlled undertakings through which the
voting rights and/or the
financial instruments are effectively held, if applicable:
-------------------------------------------------------------------------------------------
Please see Annex 1 below.
Proxy Voting:
-------------------------------------------------------------------------------------------
10. Name of the proxy holder:
------------------------------------------------------------- ----------------------------
11. Number of voting rights proxy
holder will cease to hold:
------------------------------------------------------------- ----------------------------
12. Date on which proxy holder will
cease to hold voting rights:
------------------------------------------------------------- ----------------------------
13. Additional information: This disclosure has been
calculated based on total
voting rights 55,588,927.
------------------------------------------------------------- ----------------------------
14. Contact name: Scott Dickenson
------------------------------------------------------------- ----------------------------
15. Contact telephone number: 020 7818 4184
------------------------------------------------------------- ----------------------------
This information is provided by RNS
The company news service from the London Stock Exchange
END
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