Rule 8.3- HBOS PLC
January 15 2009 - 8:58AM
UK Regulatory
TIDMHBOS
RNS Number : 7165L
AllianceBernstein LP
15 January 2009
FORM 8.3
DEALINGS BY PERSONS WITH INTERESTS IN SECURITIES REPRESENTING 1% OR MORE
(Rule 8.3 of the Takeover Code)
1. KEY INFORMATION
+------------------------------------------------------+------------------------------+
| Name of person dealing (Note 1) | AllianceBernstein L.P. |
+------------------------------------------------------+------------------------------+
| Company dealt in | HBOS PLC (3058750) |
+------------------------------------------------------+------------------------------+
| Class of relevant security to which the dealings | ORD |
| being disclosed relate (Note 2) | |
+------------------------------------------------------+------------------------------+
| Date of dealing | 14th January 2009 |
+------------------------------------------------------+------------------------------+
2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE
(a) Interests and short positions (following dealing) in the class of relevant
security dealt in (Note 3)
+--------------------------------------------+-----------------+--------+-----------+------+
| | Long | | Short | |
+--------------------------------------------+-----------------+--------+-----------+------+
| | Number | (%) | Number | (%) |
+--------------------------------------------+-----------------+--------+-----------+------+
| (1) Relevant securities | 633,258,514* | 11.71% | N/A | N/A |
+--------------------------------------------+-----------------+--------+-----------+------+
| (2) Derivatives (other than options) | N/A | N/A | N/A | N/A |
+--------------------------------------------+-----------------+--------+-----------+------+
| (3) Options and agreements to | N/A | N/A | N/A | N/A |
| purchase/sell | | | | |
+--------------------------------------------+-----------------+--------+-----------+------+
| Total | 633,258,514* | 11.71% | N/A | N/A |
+--------------------------------------------+-----------------+--------+-----------+------+
* NB: Total shares may have been affected by shares received (delivered) as part
of an in specie transfer in (out) since the last disclosure.
(b) Interests and short positions in relevant securities of the company, other
than the class dealt in (Note 3)
+--------------------------------------------+-----------------+------+----------+-------+
| Class of relevant security: | Long | | Short | |
+--------------------------------------------+-----------------+------+----------+-------+
| | Number | (%) | Number | (%) |
+--------------------------------------------+-----------------+------+----------+-------+
| (1) Relevant securities | N/A | N/A | N/A | N/A |
+--------------------------------------------+-----------------+------+----------+-------+
| (2) Derivatives (other than options) | N/A | N/A | N/A | N/A |
+--------------------------------------------+-----------------+------+----------+-------+
| (3) Options and agreements to | N/A | N/A | N/A | N/A |
| purchase/sell | | | | |
+--------------------------------------------+-----------------+------+----------+-------+
| Total | N/A | N/A | N/A | N/A |
+--------------------------------------------+-----------------+------+----------+-------+
(c) Rights to subscribe (Note 3)
+------------------------------------+--------------------------------------------------+
| Class of relevant security: | Details |
+------------------------------------+--------------------------------------------------+
| N/A | N/A |
+------------------------------------+--------------------------------------------------+
3. DEALINGS (Note 4)
(a) Purchases and sales
+-------------------------------+----------------------------+---------------------------+
| Purchase/sale | Number of securities | Price per unit (Note 5) |
+-------------------------------+----------------------------+---------------------------+
| Purchase | 476,540 | 0.82 |
+-------------------------------+----------------------------+---------------------------+
| Sale | 19,730 | 0.83 |
+-------------------------------+----------------------------+---------------------------+
(b) Derivatives transactions (other than options)
+-------------------+------------------+--------------------------+----------------------+
| Product name, | Long/short | Number of securities | Price per unit |
| e.g. CFD | (Note 6) | (Note 7) | (Note 5) |
| | | | |
+-------------------+------------------+--------------------------+----------------------+
| N/A | N/A | N/A | N/A |
+-------------------+------------------+--------------------------+----------------------+
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
+-----------+-------------+--------------+----------+------------+----------+---------------+
| Product | Writing, | Number of | Exercise | Type, e.g. | Expiry | Option money |
| name,e.g. | selling, | securities | price | American, | date | paid/received |
| call | purchasing, | to which the | | European | | per unit |
| option | varying | option | | etc. | | (Note 5) |
| | etc. | relates | | | | |
| | | (Note 7) | | | | |
+-----------+-------------+--------------+----------+------------+----------+---------------+
| N/A | N/A | N/A | N/A | N/A | N/A | N/A |
+-----------+-------------+--------------+----------+------------+----------+---------------+
(ii) Exercising
+--------------------+---------------------------+--------------------------------------+
| Product name, e.g. | Number of securities | Exercise price per unit (Note 5) |
| call option | | |
+--------------------+---------------------------+--------------------------------------+
| N/A | N/A | N/A |
+--------------------+---------------------------+--------------------------------------+
(d) Other dealings (including new securities) (Note 4)
+-------------------------------------+------------------------+-------------------------+
| Nature of transaction (Note 8) | Details | Price per unit (if |
| | | applicable) (Note 5) |
+-------------------------------------+------------------------+-------------------------+
| N/A | N/A | N/A |
+-------------------------------------+------------------------+-------------------------+
4. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the person
disclosing and any other person relating to the voting rights of any relevant
securities under any option referred to on this form or relating to the voting
rights or future acquisition or disposal of any relevant securities to which any
derivative referred to on this form is referenced. If none, this should be
stated.
None
..............................................................................
..............................................................................
Is a Supplemental Form 8 attached? (Note 9)YES/NO
+-----------------------------------------------------+--------------------------------+
| Date of disclosure | 15th January 2009 |
+-----------------------------------------------------+--------------------------------+
| Contact name | Dilip Boale |
+-----------------------------------------------------+--------------------------------+
| Telephone number | 0207 470 1541 |
+-----------------------------------------------------+--------------------------------+
| If a connected EFM, name of offeree/offeror with | N/A |
| which connected | |
+-----------------------------------------------------+--------------------------------+
| If a connected EFM, state nature of connection | N/A |
| (Note 10) | |
+-----------------------------------------------------+--------------------------------+
Notes
The Notes on Form 8.3 can be viewed on the Takeover Panel's website at
www.thetakeoverpanel.org.uk
This information is provided by RNS
The company news service from the London Stock Exchange
END
RETGUUMAGUPBGWA
Hbos (LSE:HBOS)
Historical Stock Chart
From Apr 2024 to May 2024
Hbos (LSE:HBOS)
Historical Stock Chart
From May 2023 to May 2024
