General Electric Company Director/PDMR Shareholding (9803V)
November 08 2017 - 12:59PM
UK Regulatory
TIDMGEC
RNS Number : 9803V
General Electric Company
08 November 2017
FORM 4 UNITED STATES SECURITIES AND EXCHANGE OMB APPROVAL
COMMISSION OMB Number:
[ ] Check Washington, D.C. 20549 3235-0287
this box if Estimated
no longer STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP average burden
subject to OF SECURITIES hours per
Section 16. response...
Form 4 or 0.5
Form 5 obligations
may continue.
See Instruction
1(b).
-------------------
Filed pursuant to Section 16(a) of the
Securities Exchange Act of 1934 or Section
30(h) of the Investment Company Act of
1940
1. Name and Address 2. Issuer Name and 5. Relationship of
of Reporting Person Ticker or Trading Symbol Reporting Person(s)
(*) to Issuer (Check all
GENERAL ELECTRIC CO applicable)
Bornstein Jeffrey S [ GE ]
_____ Director _____
10% Owner
__ X __ Officer (give
title below) _____
Other (specify below)
Vice Chairman
--------------------------------------------------- ------------------------------------------------------ -------------------------------------------------------------
(Last) (First) (Middle) 3. Date of Earliest
Transaction (MM/DD/YYYY)
GENERAL ELECTRIC COMPANY,
41 FARNSWORTH STREET 11/6/2017
--------------------------------------------------- ------------------------------------------------------
(Street) 4. If Amendment, Date 6. Individual or Joint/Group
Original Filed (MM/DD/YYYY) Filing (Check Applicable
Line)
BOSTON, MA 02210 _ X _ Form filed by
One Reporting Person
(City) (State) (Zip) ___ Form filed by
More than One Reporting
Person
--------------------------------------------------- ------------------------------------------------------ -------------------------------------------------------------
Table I - Non-Derivative Securities Acquired, Disposed of,
or Beneficially Owned
1.Title of 2. Trans. 2A. 3. 4. Securities 5. Amount 6. 7. Nature
Security Date Deemed Trans. Acquired of Securities Ownership of Indirect
(Instr. 3) Execution Code (A) or Beneficially Form: Beneficial
Date, (Instr. Disposed Owned Following Direct Ownership
if any 8) of (D) Reported (D) or (Instr.
(Instr. Transaction(s) Indirect 4)
3, 4 and (Instr. (I)
5) 3 and 4) (Instr.
4)
----------------------- --------- --------------- ----------- -------------------------------- ---------------- ---------- ----------------------------------------
(A)
or
Code V Amount (D) Price
------ --- ------- ----------- ----------
Common Stock 11/6/2017 M 7400 A $0 192183 D
----------------------- --------- --------------- ------ --- ------- ----------- ---------- ---------------- ---------- ----------------------------------------
Common Stock 11/6/2017 F 3538 D $20.10 188645 D
----------------------- --------- --------------- ------ --- ------- ----------- ---------- ---------------- ---------- ----------------------------------------
Common Stock 41152 I 401(k) plan
----------------------- --------- --------------- ------ --- ------- ----------- ---------- ---------------- ---------- ----------------------------------------
Table II - Derivative Securities Beneficially Owned ( e.g.
, puts, calls, warrants, options, convertible securities)
1. Title 2. 3. 3A. 4. 5. Number 6. Date 7. Title 8. Price 9. Number 10. 11.
of Derivate Conversion Trans. Deemed Trans. of Exercisable and Amount of of derivative Ownership Nature
Security or Date Execution Code Derivative and Expiration of Securities Derivative Securities Form of Indirect
(Instr. Exercise Date, (Instr. Securities Date Underlying Security Beneficially of Beneficial
3) Price if 8) Acquired Derivative (Instr. Owned Derivative Ownership
of any (A) Security 5) Following Security: (Instr.
Derivative or Disposed (Instr. Reported Direct 4)
Security of (D) 3 and Transaction(s) (D)
(Instr. 4) (Instr. or
3, 4 4) Indirect
and (I)
5) (Instr.
4)
----------- ---------- --------- --------- ------------ ------------ ----------------------- ---------------- ---------- -------------- ---------- ------------
Date Expiration Title Amount
Exercisable Date or
Number
of
Code V (A) (D) Shares
---- ------ --- ------- ----------- ---------- ------- -------
Restricted
Stock Common
Units (1) 11/6/2017 M 7400 11/6/2017 11/6/2017 Stock 7400 $0 22200 D
----------- ---------- --------- --------- ---- ------ --- ------- ----------- ---------- ------- ------- ---------- -------------- ---------- ------------
Explanation of
Responses:
(1) 1 for 1
Reporting Owners
Reporting Owner Name Relationships
/ Address
--------------------- -----------------------------------------
Director 10% Owner Officer Other
-------- --------- ------------- -----
Bornstein Jeffrey Vice Chairman
S
GENERAL ELECTRIC
COMPANY
41 FARNSWORTH STREET
BOSTON, MA 02210
--------------------- -------- --------- ------------- -----
Signatures
Brian Sandstrom on behalf of 11/7/2017
Jeffrey S. Bornstein
-------------------------------- ---------
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities
beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person,
see Instruction 4(b)(v).
** Intentional misstatements or omissions of facts constitute
Federal Criminal Violations. See 18 U.S.C. 1001 and 15
U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually
signed. If space is insufficient, see Instruction 6 for
procedure.
Persons who respond to the collection of information contained
in this form are not required to respond unless the form
displays a currently valid OMB control number.
This information is provided by RNS
The company news service from the London Stock Exchange
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