TIDMBARC
FORM 8.3 Amendment to Sale
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1%
OR MORE
Rule 8.3 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Full name of discloser: Barclays PLC.
(b) Owner or controller of interest and short
positions disclosed, if different from 1(a):
(c) Name of offeror/offeree in relation to whose NORTONLIFELOCK INC
relevant securities this form relates:
(d) If an exempt fund manager connected with an
offeror/offeree, state this and specify
identity of
offeror/offeree:
(e) Date position held/dealing undertaken: 08 October 2021
(f) In addition to the company in 1(c) above, is YES:
the discloser making
disclosures in respect of any other party to AVAST PLC
the offer?
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in
more than one class of relevant securities of the offeror or
offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for
each additional class of relevant security.
(a) Interests and short positions in the relevant securities of
the offeror or offeree to which the disclosure relates following
the dealing (if any)
Class of relevant security: USD 0.01 common
Interests Short Positions
Number (%) Number (%)
Relevant securities
(1) owned
and/or controlled: 1,479,067 0.25% 713,164 0.12%
Cash-settled
(2) derivatives:
354,367 0.06% 1,028,322 0.18%
Stock-settled
derivatives
(3) (including options)
and agreements to
purchase/sell: 500 0.00% 2,100 0.00%
TOTAL: 1,833,934 0.32% 1,743,586 0.30%
Class of relevant security: Convertible Bond US668771AA66
Interests Short Positions
Number (%) Number (%)
Relevant securities
(1) owned
and/or controlled: 146,000 0.03% 0 0.00%
Cash-settled
(2) derivatives:
0 0.00% 0 0.00%
Stock-settled
derivatives
(3) (including options)
and agreements to
purchase/sell: 0 0.00% 0 0.00%
TOTAL: 146,000 0.03% 0 0.00%
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions
(including traded options), or agreements to purchase or sell
relevant securities, should be given on a Supplemental Form 8 (Open
Positions).
(b) Rights to subscribe for new securities (including directors'
and other employee options)
Class of relevant security in relation to which subscription right exists:
Details, including nature of the rights concerned and relevant percentages:
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of
relevant securities of the offeror or offeree named in 1(c), copy
table 3(a), (b), (c) or (d) (as appropriate) for each additional
class of relevant security dealt in.
The currency of all prices and other monetary amounts should be
stated.
(a) Purchases and sales
Class of relevant Purchase/sale Number of Price per unit
security securities
USD 0.01 common Purchase 8 25.6925 USD
USD 0.01 common Purchase 39 25.7800 USD
USD 0.01 common Purchase 57 25.8201 USD
USD 0.01 common Purchase 78 25.6200 USD
USD 0.01 common Purchase 100 25.8500 USD
USD 0.01 common Purchase 100 22.2650 EUR
USD 0.01 common Purchase 100 25.8186 USD
USD 0.01 common Purchase 101 25.8125 USD
USD 0.01 common Purchase 120 25.7940 USD
USD 0.01 common Purchase 128 25.8140 USD
USD 0.01 common Purchase 136 25.7652 USD
USD 0.01 common Purchase 167 25.8190 USD
USD 0.01 common Purchase 196 25.8177 USD
USD 0.01 common Purchase 233 25.8074 USD
USD 0.01 common Purchase 269 25.7994 USD
USD 0.01 common Purchase 300 25.6333 USD
USD 0.01 common Purchase 394 25.7675 USD
USD 0.01 common Purchase 437 25.6734 USD
USD 0.01 common Purchase 1,003 25.7369 USD
USD 0.01 common Purchase 2,552 25.7137 USD
USD 0.01 common Purchase 2,835 25.7472 USD
USD 0.01 common Purchase 3,609 25.7632 USD
USD 0.01 common Purchase 4,404 25.7214 USD
USD 0.01 common Purchase 4,519 25.7392 USD
USD 0.01 common Purchase 8,649 25.7162 USD
USD 0.01 common Purchase 9,553 25.7375 USD
USD 0.01 common Purchase 20,736 25.7180 USD
USD 0.01 common Purchase 25,296 25.6700 USD
USD 0.01 common Purchase 32,953 25.6791 USD
USD 0.01 common Purchase 36,100 25.8015 USD
USD 0.01 common Purchase 46,300 25.8299 USD
USD 0.01 common Purchase 49,741 25.6712 USD
USD 0.01 common Purchase 79,337 25.7338 USD
USD 0.01 common Sale 9 25.7100 USD
USD 0.01 common Sale 21 25.6800 USD
USD 0.01 common Sale 21 25.7200 USD
USD 0.01 common Sale 28 25.6750 USD
USD 0.01 common Sale 30 25.6825 USD
USD 0.01 common Sale 39 25.7800 USD
USD 0.01 common Sale 45 25.6650 USD
USD 0.01 common Sale 55 25.6769 USD
USD 0.01 common Sale 55 25.6781 USD
USD 0.01 common Sale 100 22.2650 EUR
USD 0.01 common Sale 100 25.7900 USD
USD 0.01 common Sale 105 25.6542 USD
USD 0.01 common Sale 105 25.6850 USD
USD 0.01 common Sale 115 25.6950 USD
USD 0.01 common Sale 144 25.7019 USD
USD 0.01 common Sale 200 25.8300 USD
USD 0.01 common Sale 221 25.6930 USD
USD 0.01 common Sale 530 25.7066 USD
USD 0.01 common Sale 533 25.6756 USD
USD 0.01 common Sale 600 25.7558 USD
USD 0.01 common Sale 621 25.6600 USD
USD 0.01 common Sale 690 25.6993 USD
USD 0.01 common Sale 700 25.7685 USD
USD 0.01 common Sale 700 25.6821 USD
USD 0.01 common Sale 714 25.7165 USD
USD 0.01 common Sale 778 25.7016 USD
USD 0.01 common Sale 800 25.7775 USD
USD 0.01 common Sale 850 25.6664 USD
USD 0.01 common Sale 864 25.7913 USD
USD 0.01 common Sale 878 25.7430 USD
USD 0.01 common Sale 899 25.7643 USD
USD 0.01 common Sale 937 25.7134 USD
USD 0.01 common Sale 944 25.7532 USD
USD 0.01 common Sale 1,016 25.7018 USD
USD 0.01 common Sale 1,128 25.7223 USD
USD 0.01 common Sale 1,306 25.7597 USD
USD 0.01 common Sale 1,351 25.7045 USD
USD 0.01 common Sale 1,497 25.7320 USD
USD 0.01 common Sale 1,588 25.7292 USD
USD 0.01 common Sale 1,763 25.7313 USD
USD 0.01 common Sale 1,965 25.6996 USD
USD 0.01 common Sale 2,400 25.7241 USD
USD 0.01 common Sale 2,435 25.7348 USD
USD 0.01 common Sale 2,767 25.7179 USD
USD 0.01 common Sale 2,904 25.7244 USD
USD 0.01 common Sale 3,411 25.7521 USD
USD 0.01 common Sale 3,682 25.7189 USD
USD 0.01 common Sale 4,288 25.7749 USD
USD 0.01 common Sale 4,466 25.7150 USD
USD 0.01 common Sale 4,803 25.7752 USD
USD 0.01 common Sale 4,899 25.7664 USD
USD 0.01 common Sale 4,915 25.7593 USD
USD 0.01 common Sale 4,949 25.8031 USD
USD 0.01 common Sale 6,005 25.7628 USD
USD 0.01 common Sale 6,634 25.7437 USD
USD 0.01 common Sale 7,455 25.6784 USD
USD 0.01 common Sale 8,803 25.7169 USD
USD 0.01 common Sale 21,476 25.8146 USD
USD 0.01 common Sale 21,661 25.6700 USD
USD 0.01 common Sale 31,458 25.6773 USD
USD 0.01 common Sale 46,623 25.8291 USD
USD 0.01 common Sale 49,693 25.6777 USD
USD 0.01 common Sale 54,844 25.7311 USD
(b) Cash-settled derivative transactions
Class of Product Nature of dealing Number of Price per
relevant description e.g. reference unit
security e.g. CFD opening/closing a securities
long/short
position,
increasing/reducing
a long/short
position
(c) Stock-settled derivative transactions (including
options)
(i) Writing, selling, purchasing or varying
Class of Product Writing, Number of Exercise Type e.g. Expiry Option
relevant description purchasing, securities price American, date money
security e.g. call selling, to which per European paid/
option varying option unit etc. received
etc. relates per
unit
(ii) Exercise
Class of Product Exercising/ Number of Exercise price
relevant description exercised securities per unit
security e.g. call against
option
(d) Other dealings (including subscribing for new
securities)
Class of relevant Nature of dealing Details Price per unit (if
security e.g. subscription, applicable)
conversion
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities which may
be an inducement to deal or refrain from dealing entered into by the person
making the disclosure and any party to the offer or any person acting in
concert with a party to the offer: Irrevocable commitments and letters of
intent should not be included. If there are no such agreements, arrangements
or understandings, state "none"
None
(b) Agreements, arrangements or understandings relating to
options or derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between the person making the disclosure and any other person relating to: (i)
the voting rights of any relevant securities under any option; or (ii) the
voting rights or future acquisition or disposal of any relevant securities to
which any derivative is referenced: If there are no such agreements,
arrangements or understandings, state "none"
None
(c) Attachments
Is a Supplemental Form 8 (Open
Positions) attached? YES
Date of disclosure: 12 Oct 2021
Large Holdings Regulatory
Contact name: Operations
Telephone number: 020 3134 7213
Public disclosures under Rule 8 of the Code must be made to a
Regulatory Information Service.
The Panel's Market Surveillance Unit is available for
consultation in relation to the Code's disclosure requirements on
+44 (0)20 7638 0129.
*If the discloser is a natural person, a telephone number does
not need to be included, provided contact information has been
provided to the Panel's Market Surveillance Unit.
The Code can be viewed on the Panel's website at
www.thetakeoverpanel.org.uk.
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION)
POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the "Code")
1. KEY INFORMATION
Identity of the person whose positions/dealings Barclays PLC.
are being disclosed:
Name of offeror/offeree in relation to whose NORTONLIFELOCK INC
relevant securities this from relates:
2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)
Class Product Writing, Number Exercise Type Expiry
of description purchasing, of price date
relevant selling, securities per unit
security varying etc to which
option
relates
USD 0.01 21 Jan
common Call Options Purchased 500 27.0000 American 2022
USD 0.01 21 Jan
common Put Options Purchased -2,100 30.0000 American 2022
3. AGREEMENTS TO PURCHASE OR SELL ETC.
Full details should be given so that the nature of the interest or position
can be fully understood:
It is not necessary to provide details on a Supplemental Form
(Open Positions) with regard to cash-settled derivatives.
The currency of all prices and other monetary amounts should be
stated.
The Panel's Market Surveillance Unit is available for
consultation in relation to the Code's disclosure requirements on
+44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at
www.thetakeoverpanel.org.uk.
View source version on businesswire.com:
https://www.businesswire.com/news/home/20211012005864/en/
CONTACT:
BARCLAYS PLC
SOURCE: BARCLAYS PLC
Copyright Business Wire 2021
(END) Dow Jones Newswires
October 12, 2021 11:16 ET (15:16 GMT)
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