ATLAS Mara Limited Notification of Major Interest in Shares (1589B)
January 05 2018 - 1:19PM
UK Regulatory
TIDMATMA
RNS Number : 1589B
ATLAS Mara Limited
05 January 2018
TR-1: Standard form for notification of major holdings
NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant
issuer and to the FCA in Microsoft Word format if possible)(i)
----------------------------------------------------------------------------------------------------
1a. Identity of the issuer ATLAS Mara Limited
or the underlying issuer
of existing shares to which
voting rights are attached(ii)
:
------------------------------------------------- -------------------------------------------------
1b. Please indicate if the issuer is a non-UK issuer
(please mark with an "X" if appropriate)
----------------------------------------------------------------------------------------------------
Non-UK issuer X
------------------------------------------------------------------------------------- -------------
2. Reason for the notification (please mark the appropriate
box or boxes with an "X")
----------------------------------------------------------------------------------------------------
An acquisition or disposal of voting rights X
------------------------------------------------------------------------------------- -------------
An acquisition or disposal of financial instruments
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An event changing the breakdown of voting rights
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Other (please specify)(iii) :
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3. Details of person subject to the notification obligation(iv)
Name Guggenheim Partners Investment
Management, LLC
City and country of registered New York, United States
office (if applicable)
4. Full name of shareholder(s) (if different from 3.)(v)
----------------------------------------------------------------------------------------------------
Name BNY (Nominees) Limited
------------------------------------------------- -------------------------------------------------
City and country of registered London, United Kingdom
office (if applicable)
------------------------------------------------- -------------------------------------------------
5. Date on which the threshold 21 December 2017
was crossed or reached(vi)
:
------------------------------------------------- -------------------------------------------------
6. Date on which issuer notified 28 December 2017
(DD/MM/YYYY):
------------------------------------------------- -------------------------------------------------
7. Total positions of person(s) subject to the notification
obligation
----------------------------------------------------------------------------------------------------
% of voting % of voting Total of Total number
rights attached rights through both in % of voting
to shares financial (8.A + 8.B) rights of
(total of instruments issuer(vii)
8. A) (total of
8.B 1 + 8.B
2)
---------------------- ------------------------- ---------------- ---------------- -------------
Resulting Below 5% Below 5% Below 5%
situation
on the date
on which
threshold
was crossed
or reached
---------------------- ------------------------- ---------------- ---------------- -------------
Position
of previous
notification
(if
applicable) 7.87 7.87
---------------------- ------------------------- ---------------- ---------------- -------------
8. Notified details of the resulting situation on the
date on which the threshold was crossed or reached(viii)
----------------------------------------------------------------------------------------------------------------------
A: Voting rights attached to shares
----------------------------------------------------------------------------------------------------------------------
Class/type Number of voting rights(ix) % of voting rights
of
shares
ISIN code
(if possible)
----------------------
Direct Indirect Direct Indirect
(Art 9 of (Art 10 of (Art 9 of (Art 10 of
Directive Directive Directive Directive
2004/109/EC) 2004/109/EC) 2004/109/EC) 2004/109/EC)
(DTR5.1) (DTR5.2.1) (DTR5.1) (DTR5.2.1)
-------------------- ------------------------- ------------------ ------------------------------ ---------------
VGG0697K1066 Below 5% Below 5%
---------------------- ------------------------- ------------------ ------------------------------ ---------------
SUBTOTAL 8. Below 5% Below 5%
A
---------------------- --------------------------------------------- -----------------------------------------------
B 1: Financial Instruments according to Art. 13(1)(a)
of Directive 2004/109/EC (DTR5.3.1.1 (a))
----------------------------------------------------------------------------------------------------------------------
Type of financial Expiration Exercise/ Number of voting % of voting
instrument date(x) Conversion rights that rights
Period(xi) may be acquired
if the instrument
is
exercised/converted.
---------------------- ----------------------- ------------------ -------------------------------- ---------------
SUBTOTAL 8.
B 1
------------------ -------------------------------- ---------------
B 2: Financial Instruments with similar economic effect
according to Art. 13(1)(b) of Directive 2004/109/EC
(DTR5.3.1.1 (b))
----------------------------------------------------------------------------------------------------------------------
Type of Expiration Exercise/ Physical Number % of voting
financial date(x) Conversion or cash of voting rights
instrument Period settlement(xii) rights
(xi)
-------------------- ------------------------- ---------------- --------------------- ----------- ---------------
SUBTOTAL
8.B.2
--------------------- ----------- ---------------
9. Information in relation to the person subject to
the notification obligation (please mark the
applicable box with an "X")
Person subject to the notification obligation is
not controlled by any natural person or legal entity
and does not control any other undertaking(s) holding
directly or indirectly an interest in the (underlying)
issuer(xiii)
Full chain of controlled undertakings through which X
the voting rights and/or the
financial instruments are effectively held starting
with the ultimate controlling natural person or
legal entity(xiv) (please add additional rows as
necessary)
-------------------------------------------------------------------- ---------------------
Name(xv) % of voting % of voting Total of both
rights if it rights through if it equals
equals or is financial instruments or is higher
higher than if it equals than the notifiable
the notifiable or is higher threshold
threshold than the notifiable
threshold
----------------------- ---------------- ----------------------- -----------------------
Guggenheim Capital, Below 5% Below 5%
LLC
----------------------- ---------------- ----------------------- -----------------------
Guggenheim Partners, Below 5% Below 5%
LLC
----------------------- ---------------- ----------------------- -----------------------
GI Holdco II, Below 5% Below 5%
LLC
----------------------- ---------------- ----------------------- -----------------------
GI Holdco, LLC Below 5% Below 5%
----------------------- ---------------- ----------------------- -----------------------
Guggenheim Partners Below 5% Below 5%
Investment Management
Holdings, LLC
----------------------- ---------------- ----------------------- -----------------------
10. In case of proxy voting, please identify:
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Name of the proxy holder
----------------------------------------- ------------------------------------------------
The number and % of voting
rights held
----------------------------------------- ------------------------------------------------
The date until which the
voting rights will be held
----------------------------------------- ------------------------------------------------
11. Additional information(xvi)
-------------------------------------------------------------------------------------------
Each of the share disposals referenced in this form
were controlled and directed by clients of Guggenheim
Partners Investment Management, LLC ("GPIM"), for whom
GPIM held the shares, without any discretionary disposal
decision or disposal recommendation by GPIM.
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Place of completion New York, NY, United States
-------------------- ----------------------------
Date of completion 28 December 2017
-------------------- ----------------------------
This information is provided by RNS
The company news service from the London Stock Exchange
END
HOLUGURGGUPRGRA
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