Statement of Changes in Beneficial Ownership (4)
July 15 2020 - 5:05PM
Edgar (US Regulatory)
FORM 4
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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3235-0287
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
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Braccia Andrew |
2. Issuer Name and Ticker or Trading Symbol
Slack Technologies, Inc.
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WORK
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
__X__ Director _____ 10% Owner
_____ Officer (give title below) _____ Other (specify below)
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(Last)
(First)
(Middle)
C/O SLACK TECHNOLOGIES, INC., 500 HOWARD STREET |
3. Date of Earliest Transaction
(MM/DD/YYYY)
7/13/2020 |
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(Street)
SAN FRANCISCO,, CA 94105
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security
(Instr. 3)
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2. Trans. Date
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2A. Deemed Execution Date, if any
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3. Trans. Code
(Instr. 8)
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4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
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5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
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7. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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Amount
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(A) or (D)
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Price
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| Class A Common Stock | 7/13/2020 | | S(1) | | 21000 | D | $34.96 (2) | 29748 | I | The Braccia Family GST Exempt Trust |
| Class A Common Stock | | | | | | | | 802674 (3) | I | The UA 10/26/2005 AKB Living Trust |
| Class A Common Stock | | | | | | | | 5854 | D | |
| Class A Common Stock | | | | | | | | 8310 (4) | I | The AJB GST Exempt 2015 Irrevocable Trust |
| Class A Common Stock | | | | | | | | 8310 (4) | I | The OGB GST Exempt 2015 Irrevocable Trust |
| Class A Common Stock | | | | | | | | 8310 (4) | I | The LAB GST Exempt 2015 Irrevocable Trust |
| Class A Common Stock | | | | | | | | 8310 (4) | I | The AGB GST Exempt 2015 Irrevocable Trust |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security
(Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code
(Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4) | 8. Price of Derivative Security
(Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
| Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
| Explanation of Responses: |
| (1) | This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. |
| (2) | The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $34.95 to $34.97. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
| (3) | Includes (i) 296,096 shares of Class A common stock and (ii) 248,598 shares of Class A common stock, in each case acquired by the Reporting Person in distributions for no consideration on July 8, 2020 and July 14, 2020, respectively, in accordance with the exemptions afforded by Rules 16a-9 and 16a-13 of the Securities Exchange Act of 1934, as amended. |
| (4) | Represents 8,310 shares of Class A common stock acquired by a trust attributable to the Reporting Person for purposes of this Form 4 in a distribution for no consideration on July 14, 2020, in accordance with the exemptions afforded by Rules 16a-9 and 16a-13 of the Securities Exchange Act of 1934, as amended. |
Reporting Owners
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| Reporting Owner Name / Address | Relationships |
| Director | 10% Owner | Officer | Other |
Braccia Andrew
C/O SLACK TECHNOLOGIES, INC.
500 HOWARD STREET
SAN FRANCISCO,, CA 94105 | X |
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Signatures
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| /s/ David Schellhase, as Attorney-in-Fact | | 7/15/2020 |
| **Signature of Reporting Person | Date |
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