Report of Foreign Issuer (6-k)
August 28 2020 - 11:46AM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 6-K
REPORT OF FOREIGN PRIVATE ISSUER PURSUANT
TO RULE 13A-16 OR 15D-16
OF THE SECURITIES EXCHANGE ACT OF 1934
August 28, 2020
Commission File Number 001-10306
NatWest Group plc
RBS Gogarburn
PO Box 1000
Edinburgh EH12 1HQ
United Kingdom
(Address of principal executive offices)
Indicate by check mark whether the registrant files or will
file annual reports under cover of Form 20-F or Form 40-F.
Indicate by check mark if the
registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(1): ☐
Indicate by check mark if the
registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(7): ☐
Indicate by check mark whether the registrant by furnishing
the information contained in this Form is also thereby furnishing the information to the Commission pursuant to Rule 12g3-2(b)
under the Securities Exchange Act of 1934.
If "Yes" is marked, indicate
below the file number assigned to
the registrant in connection with Rule 12g3-2(b):
82-
This report on Form 6-K shall be deemed
incorporated by reference into the company’s Registration Statement on Form F-3 (File No. 333-222022) and to be a part thereof
from the date on which this report is filed, to the extent not superseded by documents or reports subsequently filed or furnished.
Index of Exhibits
Exhibit No.
|
|
1.1
|
Underwriting Agreement between NatWest Group plc, Morgan Stanley & Co. LLC and NatWest Markets Securities Inc., dated as of August 25, 2020.
|
1.2
|
Pricing Agreement between NatWest Group plc, Morgan Stanley & Co. LLC and NatWest Markets Securities Inc., dated as of August 25, 2020.
|
4.1
|
Subordinated Debt Securities Indenture between NatWest Group plc and The Bank of New York Mellon dated as of December 4, 2012 (incorporated herein by reference to Exhibit 4.1 of the Registrant’s Current Report on Form 6-K (File No. 001-10306) filed with the Commission on December 4, 2012).
|
4.2
|
First Supplemental Indenture between NatWest Group plc and The Bank of New York Mellon dated as of December 4, 2012 (incorporated herein by reference to Exhibit 4.2 of the Registrant’s Current Report on Form 6-K (File No. 001-10306) filed with the Commission on December 4, 2012).
|
4.3
|
Fourth Supplemental Indenture between NatWest Group plc and The Bank of New York Mellon dated as of May 28, 2014 (incorporated herein by reference to Exhibit 4.3 of the Registrant’s Current Report on Form 6-K (File No. 001-10306) filed with the Commission on May 28, 2014).
|
4.4
|
Seventh Supplemental Indenture between NatWest Group plc, as issuer, and The Bank of New York Mellon, as trustee, dated as of August 28, 2020.
|
4.5
|
Form of Global Note for the Fixed-to-Fixed Reset Rate Subordinated Tier 2 Notes due 2035 (included in Exhibit 4.4 hereof).
|
5.1
|
Opinion of CMS Cameron McKenna Nabarro Olswang LLP, Scottish legal advisors to NatWest Group plc as to the validity of the Fixed-to-Fixed Reset Rate Subordinated Tier 2 Notes due 2035 of NatWest Group plc, issued on August 28, 2020, as to certain matters of Scots law.
|
5.2
|
Opinion of Davis Polk & Wardwell London LLP, U.S. legal advisors to NatWest Group plc as to the validity of the Fixed-to-Fixed Reset Rate Subordinated Tier 2 Notes due 2035 of NatWest Group plc, issued on August 28, 2020, as to certain matters of New York law.
|
|
|
|
SIGNATURE
Pursuant to the requirements
of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on behalf by the undersigned, thereunto
duly authorized.
|
NatWest
Group plc
(Registrant)
|
|
|
Date: August 28, 2020
|
By:
|
/s/ Mark Stevens
|
|
Name:
|
Mark Stevens
|
|
Title:
|
Assistant Secretary
|
Royal Bank of Scotland (NYSE:RBS)
Historical Stock Chart
From Mar 2024 to Apr 2024
Royal Bank of Scotland (NYSE:RBS)
Historical Stock Chart
From Apr 2023 to Apr 2024