Initial Statement of Beneficial Ownership (3)
August 14 2020 - 2:08PM
Edgar (US Regulatory)
FORM 3
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES
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OMB APPROVAL
OMB Number:
3235-0104
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
Shannon Kingsley E. |
2. Date of Event Requiring Statement (MM/DD/YYYY)
8/13/2020
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3. Issuer Name and Ticker or Trading Symbol
Neenah Inc [NP]
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(Last)
(First)
(Middle)
3460 PRESTON RIDGE ROAD, SUITE 600 |
4. Relationship of Reporting Person(s) to Issuer (Check all applicable)
_____ Director _____ 10% Owner ___X___ Officer (give title below) _____ Other (specify below) SVP, President - Fine Paper / |
(Street)
ALPHARETTA, GA 30005
(City)
(State)
(Zip)
| 5. If Amendment, Date Original Filed(MM/DD/YYYY)
| 6. Individual or Joint/Group Filing(Check Applicable Line)
_X_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Beneficially Owned
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1.Title of Security (Instr. 4) | 2. Amount of Securities Beneficially Owned (Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 4. Nature of Indirect Beneficial Ownership (Instr. 5) |
Common stock | 1391 (1)(2) | D | |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security (Instr. 4) | 2. Date Exercisable and Expiration Date (MM/DD/YYYY) | 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) | 6. Nature of Indirect Beneficial Ownership (Instr. 5) |
Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Stock Appreciation Rights | (3) | 1/27/2024 | Common stock | 261.0 | $42.82 | D | |
Stock Appreciation Rights | (3) | 1/26/2025 | Common stock | 607.0 | $59.72 | D | |
Stock Appreciation Rights | (3) | 1/25/2026 | Common stock | 796.0 | $57.95 | D | |
Stock Appreciation Rights | (3) | 1/29/2027 | Common stock | 1190.0 | $82.15 | D | |
Stock Appreciation Rights | (4) | 1/30/2028 | Common stock | 1126.0 | $93.35 | D | |
Performance Share Units | 12/31/2020 | (5) | Common stock | 423.0 | (6) | D | |
Performance Share Units | 12/31/2021 | (5) | Common stock | 599.0 | (6) | D | |
Performance Share Units | 12/31/2022 | (5) | Common stock | 514.0 | (6) | D | |
Explanation of Responses: |
(1) | 172 of the Restricted Stock Units vest one-half on 01/29/2021 and 1/29/2022. |
(2) | 343 of the Restricted Stock Units vest in increments of one-third on 2/4/2021, 2/4/2022, and 2/4/2023. |
(3) | The Stock Appreciation Rights are fully vested. |
(4) | 750 of the Stock Appreciation Rights are fully vested. 376 of the Stock Appreciation Rights vest on 1/31/2021. |
(5) | The units do not have an expiration date. |
(6) | The units are convertible to common stock on a one-for-one basis. |
Reporting Owners
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Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
Shannon Kingsley E. 3460 PRESTON RIDGE ROAD SUITE 600 ALPHARETTA, GA 30005 |
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| SVP, President - Fine Paper |
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Signatures
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/s/ Noah S. Benz, by Power of Attorney | | 8/14/2020 |
**Signature of Reporting Person | Date |
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