Current Report Filing (8-k)
October 23 2020 - 8:11AM
Edgar (US Regulatory)
Depositary Shares, each representing a 1/1,000th ownership interest in a share of 6.50% Series B Fixed-Rate Reset Cumulative Redeemable Perpetual false 0001111711 0001111711 2020-10-19 2020-10-19 0001111711 us-gaap:CommonStockMember 2020-10-19 2020-10-19 0001111711 us-gaap:SeriesBPreferredStockMember 2020-10-19 2020-10-19
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
PURSUANT TO SECTION 13 OR 15(D)
OF THE SECURITIES EXCHANGE ACT OF 1934
Date of Report (Date of earliest event reported): October 19, 2020
NiSource Inc.
(Exact name of registrant as specified in its charter)
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Delaware
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001-16189
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35-2108964
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(State or other jurisdiction
of incorporation)
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Commission
File Number
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(I.R.S. Employer
Identification No.)
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801 East 86th Avenue
Merrillville, IN
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46410
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(Address of principal executive offices)
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(Zip Code)
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Registrant’s telephone number, including area code (877) 647-5990
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions.
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☐
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Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
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Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
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Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2 (b))
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Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4 (c))
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Securities registered pursuant to Section 12(b) of the Act:
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Title of Each Class
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Trading
Symbol(s)
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Name of Each Exchange
on Which Registered
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Common Stock, par value $0.01 per share
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NI
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NYSE
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Depositary Shares, each representing a 1/1,000th ownership interest in a share of 6.50% Series B Fixed-Rate Reset Cumulative Redeemable Perpetual Preferred Stock, par value $0.01 per share, liquidation preference $25,000 per share and a 1/1,000th ownership interest in a share of Series B-1 Preferred Stock, par value $0.01 per share, liquidation preference $0.01 per share
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NI PR B
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NYSE
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Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§ 230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§ 240.12b-2 of this chapter).
Emerging growth company ☐
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
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Item 5.02.
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Departure of Directors or Principal Officers; Election of Directors; Appointment of Principal Officers.
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As previously disclosed by NiSource Inc. (the “Company”), the Company and Bay State Gas Company d/b/a Columbia Gas of Massachusetts (“CMA”) sold substantially all of the assets of CMA and certain related assets to Eversource Energy, with the transaction closing on October 9, 2020 (the “Closing”).
In connection with the Closing, Carrie J. Hightman, the Company’s Executive Vice President and Chief Legal Officer, and Chief Executive Officer, CMA, stepped down from her role as Chief Executive Officer, CMA. In addition, on October 19, 2020, it was agreed that Ms. Hightman will be departing the Company on January 29, 2021, and her position overseeing the legal function and directing federal government affairs will be eliminated as of such date. Anne-Marie W. D’Angelo, the Company’s Senior Vice President, General Counsel and Corporate Secretary, will be in charge of the legal function and will serve as an executive vice president reporting to Joseph Hamrock, the Company’s President and Chief Executive Officer, effective January 30, 2021. Ms. Hightman’s responsibilities with respect to directing federal government affairs will be transitioned to the utilities organization upon her departure.
The Company thanks Ms. Hightman for her many years of leadership and service, including her key role with respect to the CMA transaction and the Closing.
Due to the elimination of her position, Ms. Hightman will be eligible to receive benefits upon her departure under the NiSource Inc. Executive Severance Policy, the terms of which are consistent with the executive severance terms described in the Company’s Proxy Statement filed with the Securities and Exchange Commission on April 13, 2020.
A copy of the Company’s press release announcing the pending departure of Ms. Hightman is attached hereto as Exhibit 99.1, and is incorporated herein by reference.
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Item 9.01.
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Financial Statements and Exhibits.
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(d) Exhibits
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
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NiSource Inc.
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(Registrant)
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Date: October 23, 2020
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By:
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/s/ Anne-Marie W. D’Angelo
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Anne-Marie W. D’Angelo
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Senior Vice President, General Counsel and Corporate Secretary
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