Current Report Filing (8-k)
September 15 2020 - 7:37AM
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Common Stock, Par Value $.01 Per Share
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 8-K
CURRENT REPORT
PURSUANT TO SECTION 13 OR 15(D) OF
THE SECURITIES EXCHANGE ACT OF 1934
Date of report (Date of earliest event reported):
September 15, 2020
3M COMPANY
(Exact Name of Registrant as Specified in
Its Charter)
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Delaware
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File No. 1-3285
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41-0417775
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(State or other jurisdiction of incorporation)
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(Commission File Number)
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(IRS Employer Identification No.)
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3M Center, St. Paul, Minnesota
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55144-1000
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(Address of Principal Executive Offices)
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(Zip Code)
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(Registrant’s Telephone Number, Including
Area Code) (651) 733-1110
Not Applicable
(Former Name or Former Address, if Changed
Since Last Report)
Check the appropriate box below if the Form 8-K filing
is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General
Instruction A.2. below):
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o
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Written communications pursuant to Rule 425 under
the Securities Act (17 CFR 230.425)
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o
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Soliciting material pursuant to Rule 14a-12 under
the Exchange Act (17 CFR 240.14a-12)
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o
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Pre-commencement communications pursuant to Rule 14d-2(b) under
the Exchange Act (17 CFR 240.14d-2(b))
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o
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Pre-commencement communications pursuant to Rule 13e-4(c) under
the Exchange Act (17 CFR 240.13e-4(c))
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Securities registered pursuant to Section 12(b) of
the Act:
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Title of each class
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Trading Symbol(s)
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Name of each exchange on which registered
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Common Stock, Par Value $.01 Per Share
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MMM
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New York Stock Exchange, Inc.
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MMM
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Chicago Stock Exchange, Inc.
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1.500% Notes due 2026
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MMM26
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New York Stock Exchange, Inc.
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0.375% Notes due 2022
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MMM22A
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New York Stock Exchange, Inc.
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0.950% Notes due 2023
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MMM23
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New York Stock Exchange, Inc.
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1.750% Notes due 2030
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MMM30
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New York Stock Exchange, Inc.
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1.500% Notes due 2031
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MMM31
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New York Stock Exchange, Inc.
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Note: The common stock of the Registrant
is also traded on the SWX Swiss Exchange.
Securities registered pursuant to section
12(g) of the Act: None
Indicate by check mark whether the registrant is an emerging
growth company as defined in Rule 405 of the Securities Act of 1933 (17 CFR §230.405) or Rule 12b-2 of the Securities
Exchange Act of 1934 (17 CFR §240.12b-2).
Emerging
growth company ¨
If
an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for
complyingwith any new or revised financial accounting standards provided pursuant to Section 13(a) of the exchange Act.
¨
Item 7.01. Regulation FD Disclosure.
On September 15, 2020, 3M Company issued a press
release reporting sales informaiton for the month of August 2020 and providing revenue expectations for the third-quarter 2020
(furnished as Exhibit 99 hereto and incorporated herein by reference).
Item 9.01. Financial Statements and Exhibits
(d) Exhibits
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Exhibit Number
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Description
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104
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Cover Page Interactive Data File (the cover page XBRL tags are embedded in the Inline XBRL document).
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SIGNATURE
Pursuant to the requirements of the Securities
Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
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3M COMPANY
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By:
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/s/ Ivan K. Fong
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Ivan K. Fong
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Senior Vice President, General Counsel
& Secretary
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Dated: September 15, 2020
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