Initial Statement of Beneficial Ownership (3)
August 11 2020 - 4:13PM
Edgar (US Regulatory)
FORM 3
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES
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OMB APPROVAL
OMB Number:
3235-0104
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0.5
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
Lavers Jeffrey R |
2. Date of Event Requiring Statement (MM/DD/YYYY)
8/4/2020
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3. Issuer Name and Ticker or Trading Symbol
3M CO [MMM]
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(Last)
(First)
(Middle)
3M CENTER |
4. Relationship of Reporting Person(s) to Issuer (Check all applicable)
_____ Director _____ 10% Owner ___X___ Officer (give title below) _____ Other (specify below) Executive Vice President / |
(Street)
ST. PAUL, MN 55144
(City)
(State)
(Zip)
| 5. If Amendment, Date Original Filed(MM/DD/YYYY)
| 6. Individual or Joint/Group Filing(Check Applicable Line)
_X_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Beneficially Owned
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1.Title of Security (Instr. 4) | 2. Amount of Securities Beneficially Owned (Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 4. Nature of Indirect Beneficial Ownership (Instr. 5) |
Common Stock | 4419.6312 (1) | D | |
Common Stock | 127 (2) | D | |
Common Stock | 1378 | I | By Spouse |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security (Instr. 4) | 2. Date Exercisable and Expiration Date (MM/DD/YYYY) | 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) | 6. Nature of Indirect Beneficial Ownership (Instr. 5) |
Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Non-qualified Stock Option (Right to Buy) | 2/7/2013 | 2/7/2022 | Common Stock | 6219 | $87.89 | D | |
Non-qualified Stock Option (Right to Buy) | 2/5/2014 | 2/3/2023 | Common Stock | 6025 | $101.49 | D | |
Non-qualified Stock Option (Right to Buy) | 2/4/2015 | 2/2/2024 | Common Stock | 6270 | $126.72 | D | |
Non-qualified Stock Option (Right to Buy) | 2/3/2016 | 2/3/2025 | Common Stock | 5862 | $165.94 | D | |
Non-qualified Stock Option (Right to Buy) | 2/2/2017 | 2/2/2026 | Common Stock | 6828 | $147.87 | D | |
Non-qualified Stock Option (Right to Buy) | 2/7/2018 | 2/6/2027 | Common Stock | 8440 | $175.76 | D | |
Non-qualified Stock Option (Right to Buy) | 2/6/2019 | 2/4/2028 | Common Stock | 4899 | $233.63 | D | |
Non-qualified Stock Option (Right to Buy) | 2/5/2020 | 2/4/2029 | Common Stock | 4914 | $201.12 | D | |
Non-qualified Stock Option (Right to Buy) | 2/4/2021 | 2/3/2030 | Common Stock | 11728 | $157.24 | D | |
Explanation of Responses: |
(1) | Includes shares acquired under 3M's General Employee Stock Purchase Plan. |
(2) | These shares are jointly owned with spouse. |
Reporting Owners
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Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
Lavers Jeffrey R 3M CENTER ST. PAUL, MN 55144 |
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| Executive Vice President |
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Signatures
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/s/ Patricia L. Meagher, attorney-in-fact for Jeffrey R. Lavers | | 8/11/2020 |
**Signature of Reporting Person | Date |
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