Statement of Changes in Beneficial Ownership (4)
September 20 2021 - 4:34PM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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3235-0287
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
Stephens Group, LLC |
2. Issuer Name and Ticker or Trading Symbol
CS Disco, Inc.
[
LAW
]
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director __X__ 10% Owner
_____ Officer (give title below) _____ Other (specify below)
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(Last)
(First)
(Middle)
100 RIVER BLUFF DRIVE, SUITE 500 |
3. Date of Earliest Transaction
(MM/DD/YYYY)
9/17/2021 |
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(Street)
LITTLE ROCK, AR 72202
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
___ Form filed by One Reporting Person
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X
_ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security
(Instr. 3)
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2. Trans. Date
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2A. Deemed Execution Date, if any
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3. Trans. Code
(Instr. 8)
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4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
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5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
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7. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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Amount
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(A) or (D)
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Price
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| Common Stock | 9/17/2021 | | S | | 1515530 | D | $53 | 9040384 | I | See footnote (1) |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security
(Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code
(Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4) | 8. Price of Derivative Security
(Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
| Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
| Explanation of Responses: |
| (1) | The shares are held by SG-Disco, LLC ("SG-Disco"). The Stephens Group, LLC ("The Stephens Group") is the sole manager and has voting and dispositive power over the shares held by SG-Disco. Investment and voting decisions with respect to the shares beneficially owned by The Stephens Group are made by W.R. Stephens, Jr. and Elizabeth S. Campbell, acting as an executive committee. Mr. Stephens and Ms. Campbell may be deemed to possess voting and dispositive control over the shares held by SG-Disco. |
Reporting Owners
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| Reporting Owner Name / Address | Relationships |
| Director | 10% Owner | Officer | Other |
Stephens Group, LLC
100 RIVER BLUFF DRIVE
SUITE 500
LITTLE ROCK, AR 72202 |
| X |
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SG-Disco, LLC
100 RIVER BLUFF DRIVE, SUITE 500
LITTLE ROCK, AR 72202 |
| X |
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CAMPBELL ELIZABETH STEPHENS
100 RIVER BLUFF DRIVE
SUITE 500
LITTLE ROCK, AR 72202 |
| X |
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Stephens W. R. Jr.
100 RIVER BLUFF DRIVE
SUITE 500
LITTLE ROCK, AR 72202 |
| X |
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Signatures
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| The Stephens Group, LLC, /s/ Ronald M. Clark, COO & General Counsel | | 9/20/2021 |
| **Signature of Reporting Person | Date |
| SG-Disco, LLC, By: The Stephens Group, LLC its Manager, /s/ Ronald M. Clark, COO & General Counsel | | 9/20/2021 |
| **Signature of Reporting Person | Date |
| /s/ Elizabeth Stephens Campbell | | 9/20/2021 |
| **Signature of Reporting Person | Date |
| /s/ W.R. Stephens, Jr. | | 9/20/2021 |
| **Signature of Reporting Person | Date |
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