UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM SD
Specialized Disclosure Report

HEICO CORPORATION
(Exact name of registrant as specified in its charter)


Florida
001-04604
(State or other jurisdiction of
incorporation or organization)
(Commission File Number)
3000 Taft Street,
Hollywood, Florida
33021
(Address of principal executive offices)
(Zip Code)
Carlos L. Macau, Jr. (954) 987-4000
(Name and telephone number, including area code, of the person to contact in connection with this report.)

Check the appropriate box to indicate the rule pursuant to which this form is being filed:

ü Rule 13p-1 under the Securities Exchange Act (17 CFR 240.13p-1) for the reporting period from January 1 to December 31, 2023.
__ Rule 13q-1 under the Securities Exchange Act (17 CFR 240.13q-1) for the fiscal year ended _______.



SECTION 1 - CONFLICT MINERALS DISCLOSURE

Item 1.01 Conflict Minerals Disclosure and Report

    As provided for in Rule 13p-1 under the Securities Exchange Act of 1934, as amended, and Form SD, HEICO Corporation ("HEICO") has prepared a Conflict Minerals Report, which is filed as Exhibit 1.01 to this report on Form SD and available through the Investors section of HEICO's website at www.heico.com. The information contained on HEICO's website is not incorporated by reference in this Form SD or the Conflict Minerals Report and should not be considered part of this Form SD or the Conflict Minerals Report.

Item 1.02 Exhibit

    The Conflict Minerals Report described in Item 1.01 is filed as Exhibit 1.01 to this Form SD.

SECTION 2 - RESOURCE EXTRACTION ISSUER DISCLOSURE

Item 2.01 Resource Extraction Issuer Disclosure and Report

    Not Applicable.

SECTION 3 - EXHIBITS

Item 3.01 Exhibits




SIGNATURE

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the duly authorized undersigned.

HEICO CORPORATION
By:
/s/ CARLOS L. MACAU, JR.
Date: May 24, 2024
Carlos L. Macau, Jr.
Executive Vice President -
Chief Financial Officer and Treasurer
(Principal Financial Officer)






Exhibit 1.01
CONFLICT MINERALS REPORT

    HEICO Corporation ("HEICO," the "Company," "we," "us" and "our") has included this Conflict Minerals Report as an exhibit to its Form SD for 2023 as provided for in Rule 13p-1 under the Securities Exchange Act of 1934, as amended, and Form SD (collectively, the "Conflict Minerals Rule"). The filing date of this Conflict Minerals Report is May 24, 2024.

As used herein and consistent with the Conflict Minerals Rule, "Conflict Minerals" or "3TG" are columbite-tantalite (coltan), cassiterite, gold, wolframite and the derivatives tantalum, tin and tungsten, without regard to the location of origin.

Forward-Looking Statements

Certain statements in this Conflict Minerals Report constitute “forward-looking statements” within the meaning of the Private Securities Litigation Reform Act of 1995. All statements contained herein that are not clearly historical in nature may be forward-looking and are generally intended to identify forward-looking statements. You can identify some of the forward-looking statements by the use of forward-looking words, such as “intend" and the like, or the use of future tense. Statements concerning current conditions may also be forward-looking if they imply a continuation of current conditions. Examples of forward-looking statements include, but are not limited to, statements concerning the additional steps that the Company intends to take to mitigate the risk that the necessary 3TG in its products benefit armed groups.

Any forward-looking statement contained herein is subject to risks, uncertainties and contingencies that could cause actual actions or performance to differ materially from those expressed in the forward-looking statement. The Company has based these forward-looking statements on its current expectations about future events. All forward-looking statements involve risks, uncertainties and contingencies, many of which are beyond the Company's control, which may cause actual performance or achievements to differ materially from anticipated performance or achievements. These risks, uncertainties and contingencies include, but are not limited to, (1) the continued implementation of satisfactory traceability and other compliance measures by the Company's direct and indirect suppliers on a timely basis or at all, (2) whether smelters and refiners (“SORs”) and other market participants responsibly source 3TG and (3) political and regulatory developments, whether in the Democratic Republic of the Congo ("DRC") region, the United States of America or elsewhere. You are cautioned not to place undue reliance on these forward-looking statements, which speak only as of the date of filing of this document. The Company undertakes no obligation to publicly update or revise any forward-looking statement, whether as a result of new information, future events or otherwise, except to the extent required by applicable law.


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Part I. Business Overview; Applicability of Conflict Minerals Rule

HEICO believes it is the world’s largest manufacturer of Federal Aviation Administration-approved jet engine and aircraft component replacement parts, other than the original equipment manufacturers and their subcontractors. HEICO also believes it is a leading manufacturer of various types of electronic equipment for the aviation, defense, space, medical, telecommunications and electronics industries. For further information concerning HEICO's products, see the Company's Annual Report on Form 10-K for the fiscal year ended October 31, 2023. The information contained in the Company's Form 10-K is not incorporated by reference into this Conflict Minerals Report or the Form SD to which it is an exhibit and should not be considered part of this Conflict Minerals Report or the Form SD.

Certain of the products manufactured or contracted to be manufactured by the Company contain 3TG that are necessary to the products' functionality or production and therefore subject HEICO to the requirements of the Conflict Minerals Rule. HEICO's in-scope products taken together as a whole contained all four of the 3TG, although all of the in-scope products did not contain each 3TG. For additional information concerning the Company's in-scope products, see "Product Information" below.

HEICO does not directly source 3TG from mines or SORs, and is in most cases several or more levels removed from these market participants. However, HEICO did not conclude that any of its products were "DRC conflict free."

Part II. Reasonable Country of Origin Inquiry

As required by the Conflict Minerals Rule, for 2023, we conducted a "reasonable country of origin inquiry" ("RCOI"). We designed our RCOI in good faith to determine the origin of 3TG that are necessary to the functionality or production of products that we manufacture or contract to manufacture. For our RCOI, to the extent applicable, we utilized the same processes and procedures as for our due diligence, in particular Steps 1 and 2 of the OECD Framework (as defined below), which are discussed below in this Conflict Minerals Report.

Our outreach included suppliers (the "Suppliers") that we identified as having contracted to manufacture products for us or as having sold us products or components included in products that we manufactured, in each case that contained or that we believe may have contained necessary 3TG. We determined which of our products were in-scope or potentially in-scope for purposes of the Conflict Minerals Rule through product specifications, visual inspection, supplier inquiries and other information known to us. Products that we contracted to manufacture also were determined to be in-scope or potentially in-scope based on our degree of influence over the products' manufacture.
    
Pursuant to the Conflict Minerals Rule, based on the results of our RCOI, we performed due diligence for 2023. These due diligence efforts are discussed below.




2


Part III. Due Diligence

A.    Design Framework

For its due diligence, the Company utilizes the framework contemplated by the Organisation for Economic Co-operation and Development's Due Diligence Guidance for Responsible Supply Chains of Minerals from Conflict-Affected and High Risk Areas, including the Supplement on Tin, Tantalum and Tungsten and the Supplement on Gold (Third Edition) (the "OECD Framework").

B.    Selected Elements of Due Diligence Program

    Selected elements of our due diligence program (the "Program") are discussed below. However, these are not all of the elements of the Program that we have put in place to help ensure that the 3TG contained in our products are responsibly sourced. The headings below conform to the headings used in the OECD Framework for each of its five steps.

Establish Strong Company Management Systems

Conflict Minerals Policy and Grievance Mechanism

The Company has a Conflict Minerals Policy (the "Policy"). The Policy contains a mechanism for employees, suppliers and other interested parties to report violations of the Policy. The Policy indicates that suppliers who supply or manufacture components, parts or products containing 3TG are expected to:

Source those minerals from sources that do not directly or indirectly benefit or finance armed groups in DRC or one of its adjoining countries.

Implement and communicate to their personnel and suppliers policies that are consistent with the Policy, and require their direct and indirect suppliers to do the same.

Familiarize themselves with the Conflict Minerals Rule and the OECD Framework.

Put in place procedures for the traceability of 3TG at least to the SOR level, working with their direct and indirect suppliers as applicable.

Where possible, source 3TG from SORs validated as being conflict free or the equivalent, and require their direct and indirect suppliers to do the same.

Not source conflict minerals originating from or processed by sanctioned parties.

Maintain reviewable business records supporting the source of 3TG.

From time to time, at HEICO’s request, provide to HEICO written certifications and other information concerning the origin of 3TG included in products and components

3


supplied to HEICO and the supplier's compliance with the Policy generally, and require their direct and indirect suppliers to do the same.

Establish, and require their direct and indirect suppliers to establish, policies, due diligence frameworks and management systems that are consistent with the OECD Framework.

The Policy indicates that HEICO reserves the right to request supplier information to assess and monitor compliance with the Policy and indicates that a non-compliant supplier may be subject to completing a corrective action plan or possible termination of the business relationship. Furthermore, the Policy also includes a grievance mechanism that enables parties to provide information regarding Policy violations. The contact information for that grievance mechanism is HEICO Corporation, 3000 Taft Street, Hollywood FL 33021; Attention Corporate Secretary.

The Policy is communicated internally in writing to selected personnel and is posted on the Company's website at: https://heico.com/wp-content/uploads/2023/11/Conflict-Minerals-Policy.pdf.

We do not seek to embargo the DRC region in our sourcing decisions.

Conflict Minerals Committee

The Company has a Conflict Minerals Committee (the "Committee") that is comprised of personnel from accounting/finance and legal. Leadership of the compliance program resides with our Chief Financial Officer. The Committee is chartered to develop, oversee the execution of, and report on the results of the Program. The Committee is supplemented by a project manager at each subsidiary with in-scope products. The Company also utilizes specialist outside counsel to advise on certain aspects of the Program.

Internal Communications and Training

The Company has developed training materials for the project managers and members of the Committee and selected other personnel with respect to the Conflict Minerals Rule and the Program. The Company trains its subsidiary personnel with respect to the Program and the Company's compliance expectations for suppliers. In addition, selected employees are sent a copy of the Policy and materials discussing the Conflict Minerals Rule and the Program.

Data Collection and Retention

The Company uses the Conflict Minerals Reporting Template developed by the Responsible Minerals Initiative (the "RMI") to identify SORs in its supply chain. The Company uses an independent third-party service provider (the “Service Provider”) to electronically accept and store all supplier requests and responses in a cloud-based electronic repository system. This system allows the Company to maintain business records relating to its 3TG due diligence, including records of due diligence processes, findings and resulting decisions. The Service

4


Provider maintains records for at least five years. Certain other aspects of the Program are administered by the Service Provider on the Company’s behalf.

External Communications

Each year, the Company furnishes an introductory letter describing the Conflict Minerals Rule and various aspects of the Program and compliance relating to the Rule generally to suppliers that the Company determined to potentially be in-scope for that year.

Identify and Assess Risks in the Supply Chain

    For 2023, the Company sent requests to approximately 750 Suppliers to provide it with a completed Conflict Minerals Reporting Template. The Company requested that the Suppliers furnish it with a completed template at the product level (i.e., specific to the products the Supplier sold the Company). The Company followed up by email with Suppliers that did not provide a response within the time frame specified in the request.
    
    Supplier responses are evaluated for plausibility, consistency, and gaps. If any specific quality control flags were raised by the responses, the Supplier was asked by the Service Provider to submit a corrected Conflict Minerals Reporting Template.

In addition, SOR information provided by Suppliers is reviewed against the Service Provider's SOR database, which is kept current through its participation in RMI. Identified SORs were reviewed for conformance or the equivalent with the audit standards of the RMI’s Responsible Minerals Assurance Process ("RMAP"), the London Bullion Market Association Good Delivery Program and/or the Responsible Jewellery Council Chain-of-Custody Certification.

    If a SOR was not listed as Conformant (as defined in Annex I) or the equivalent by one of the foregoing, the Service Provider attempted to contact the SOR to gain more information about its sourcing practices, including mineral countries of origin and transfer, and whether there are any internal due diligence procedures in place or other processes the SOR takes to track the chain-of-custody on the source of its 3TG. The Service Provider also performed internet research to determine whether there are any outside sources of information regarding the SOR’s sourcing practices. For 2023, the Suppliers identified the SORs listed in Annex I in Conflict Minerals Reporting Templates completed at a product level.

Design and Implement a Strategy to Respond to Identified Risks

Senior management of the Company was briefed on Program findings. Any identified risks are assessed and addressed on a case-by-case basis.

See "Additional Risk Mitigation Measures" below for additional steps that the Company intends to take to mitigate the risk that the necessary 3TG in its in-scope products benefit armed groups.


5



Carry Out Independent Third-Party Audit of Smelter/Refiner's Due Diligence Practices

The Program utilizes information made available by the RMI concerning independent third-party audits of SORs.

Report Annually on Supply Chain Due Diligence

Each year, the Company files a Form SD and a Conflict Minerals Report. The Form SD and the Conflict Minerals Report are made available on HEICO's website.

Part IV. Product Information; SOR Information

The following categories of products were in-scope for 2023. However, not all of the Company's products in these categories were in-scope.

Factory-New Jet Engine and Aircraft Component Replacement Parts
Parts Utilized in Repair and Overhaul Services
Specialty Aircraft/Defense Related Parts
Electro-Optical Infrared Simulation and Test Equipment
Electro-Optical Laser Products
Electro-Optical, Microwave and Other Power Equipment
Electromagnetic Interference and Radio Interference Shielding and Suppression Filters
High-Speed Interface Products
High Voltage Interconnection Devices
High Voltage Advanced Power Electronics
Power Conversion Products
Underwater Locator Beacons and Emergency Locator Transmission Beacons
Traveling Wave Tube Amplifiers and Microwave Power Modules
Memory Products and Specialty Semiconductors
Harsh Environment Connectivity Products and Custom Molded Cable Assemblies
RF and Microwave Products
High Performance Communications and Electronic Intercept Receivers and Tuners
Crashworthy and Ballistically Self-sealing Auxiliary Fuel Systems
High Performance Active Antenna Systems
Nuclear Radiation Detectors
Specialty Silicone Products
High-End Power Amplifiers
High-Reliability Ceramic-to-Metal Feedthroughs and Connectors
High-end Radio Frequency Receivers and Sources
Technical Surveillance Countermeasures

Notwithstanding its due diligence efforts, for 2023, the majority of Conflict Minerals Reporting Template responses received from the Company’s Suppliers were prepared at the company level or otherwise omitted information concerning the SORs in the Company's supply chain (i.e., the responses pertained to all of the Supplier's products, rather than only those sold to

6


the Company). For responses prepared at this level, the Company was unable to determine the SORs or related countries of origin specific to the necessary 3TG contained in the products that the Company manufactured or contracted to manufacture. For 2023, the Company received 196 Supplier responses that were prepared at the product level. See Annex I for a listing of known SORs that were provided in these responses.
    
For 2023, none of the necessary 3TG contained in the Company's in-scope products were determined by it to directly or indirectly finance or benefit armed groups in the DRC or an adjoining country. An "armed group" under the Conflict Minerals Rule is an armed group that is identified as a perpetrator of serious human rights abuses in annual Country Reports on Human Rights Practices under sections 116(d) and 502B(b) of the Foreign Assistance Act of 1961 relating to the Democratic Republic of the Congo or an adjoining country. However, the Company did not conclude that any of its products were "DRC conflict free." The terms "adjoining country" and "DRC conflict free" have the meanings contained in the Conflict Minerals Rule.

    The Company has endeavored to determine the mine or location of origin of the necessary 3TG contained in its in-scope products by requesting that the Suppliers provide the Company with a completed Conflict Minerals Reporting Template. Under the Program's procedures, if a SOR in the Company's supply chain is identified by the Company, to the extent available, the Company or the Service Provider on its behalf also will request further information from the supplier, consult publicly available or other information or attempt to contact the SOR to determine the mine or location of origin of the 3TG processed by the SOR. Countries of origin of the 3TG processed by SORs indicated in product level Conflict Mineral Reporting Templates or otherwise indicated by the Service Provider as possible countries of origin are listed in Annex I.

Additional Risk Mitigation Measures

The Company intends to perform the following additional activities to mitigate the risk that the necessary 3TG in its in-scope products are benefiting armed groups in the DRC or its adjoining countries:

Provide continuing education for the Committee and project managers and other relevant personnel concerning developments affecting the Conflict Minerals Rule, market practice and the Program to enhance the effectiveness of the Program.

Communicate to new suppliers the Company's sourcing expectations, including through the dissemination of the Policy to them. In addition, as new suppliers are on-boarded, work with these suppliers to ensure that they understand the requirements of the Conflict Minerals Rule and the OECD Framework.




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Annex I

MetalSmelter NameCountryStatus
Gold8853 S.p.A.ItalySmelter Look up List Tab Only
GoldABC Refinery Pty Ltd.AustraliaSmelter Look up List Tab Only
GoldAbington Reldan Metals, LLCUnited StatesConformant
GoldAdvanced Chemical CompanyUnited StatesActive
GoldAfrican Gold RefineryUgandaSmelter Look up List Tab Only
GoldAgosi AGGermanyConformant
GoldAida Chemical Industries Co., Ltd.JapanConformant
GoldAl Etihad Gold Refinery DMCCUnited Arab EmiratesSmelter Look up List Tab Only
GoldAlbino Mountinho Lda.PortugalSmelter Look up List Tab Only
GoldAlexy MetalsUnited StatesSmelter Look up List Tab Only
GoldAlmalyk Mining and Metallurgical Complex (AMMC)UzbekistanConformant
GoldAngloGold Ashanti Corrego do Sitio MineracaoBrazilConformant
GoldArgor-Heraeus S.A.SwitzerlandConformant
GoldAsahi Pretec Corp.JapanConformant
GoldAsahi Refining Canada Ltd.CanadaConformant
GoldAsahi Refining USA Inc.United StatesConformant
GoldAsaka Riken Co., Ltd.JapanConformant
GoldAtasay Kuyumculuk Sanayi Ve Ticaret A.S.TurkeySmelter Look up List Tab Only
GoldAU Traders and RefinersSouth AfricaSmelter Look up List Tab Only
GoldAugmont Enterprises Private LimitedIndiaActive
GoldAurubis AGGermanyConformant
GoldBangalore RefineryIndiaActive
GoldBangko Sentral ng Pilipinas (Central Bank of the Philippines)PhilippinesConformant
GoldBoliden ABSwedenConformant
GoldC. Hafner GmbH + Co. KGGermanyConformant
GoldCaridadMexicoSmelter Look up List Tab Only
GoldCCR Refinery - Glencore Canada CorporationCanadaConformant
GoldCendres + Metaux S.A.SwitzerlandSmelter Look up List Tab Only
GoldCGR Metalloys Pvt Ltd.IndiaSmelter Look up List Tab Only
GoldChimet S.p.A.ItalyConformant
GoldChugai MiningJapanConformant
GoldCoimpa Industrial LTDABrazilConformant

8


GoldDaye Non-Ferrous Metals Mining Ltd.ChinaSmelter Look up List Tab Only
GoldDegussa Sonne / Mond Goldhandel GmbHGermanySmelter Look up List Tab Only
GoldDijllah Gold Refinery FZCUnited Arab EmiratesSmelter Look up List Tab Only
GoldDongwu Gold GroupChinaSmelter Look up List Tab Only
GoldDowaJapanConformant
GoldDSC (Do Sung Corporation)Korea, Republic ofConformant
GoldEco-System Recycling Co., Ltd. East PlantJapanConformant
GoldEco-System Recycling Co., Ltd. North PlantJapanConformant
GoldEco-System Recycling Co., Ltd. West PlantJapanConformant
GoldEmerald Jewel Industry India Limited (Unit 1)IndiaSmelter Look up List Tab Only
GoldEmerald Jewel Industry India Limited (Unit 2)IndiaSmelter Look up List Tab Only
GoldEmerald Jewel Industry India Limited (Unit 3)IndiaSmelter Look up List Tab Only
GoldEmerald Jewel Industry India Limited (Unit 4)IndiaSmelter Look up List Tab Only
GoldEmirates Gold DMCCUnited Arab EmiratesSmelter Look up List Tab Only
GoldFidelity Printers and Refiners Ltd.ZimbabweSmelter Look up List Tab Only
GoldFujairah Gold FZCUnited Arab EmiratesSmelter Look up List Tab Only
GoldGeib Refining CorporationUnited StatesSmelter Look up List Tab Only
GoldGG Refinery Ltd.TanzaniaActive
GoldGGC Gujrat Gold Centre Pvt. Ltd.IndiaActive
GoldGold by Gold ColombiaColombiaConformant
GoldGold Coast RefineryGhanaSmelter Look up List Tab Only
GoldGold Refinery of Zijin Mining Group Co., Ltd.ChinaConformant
GoldGreat Wall Precious Metals Co., Ltd. of CBPMChinaConformant
GoldGuangdong Jinding Gold LimitedChinaSmelter Look up List Tab Only
GoldGuoda Safina High-Tech Environmental Refinery Co., Ltd.ChinaSmelter Look up List Tab Only
GoldHangzhou Fuchunjiang Smelting Co., Ltd.ChinaSmelter Look up List Tab Only
GoldHeimerle + Meule GmbHGermanyConformant
GoldHeraeus Germany GmbH Co. KGGermanyConformant
GoldHeraeus Metals Hong Kong Ltd.ChinaConformant
GoldHunan Chenzhou Mining Co., Ltd.ChinaSmelter Look up List Tab Only
GoldHunan Guiyang yinxing Nonferrous Smelting Co., Ltd.ChinaSmelter Look up List Tab Only

9


GoldHwaSeong CJ CO., LTD.Korea, Republic ofSmelter Look up List Tab Only
GoldIndustrial Refining CompanyBelgiumSmelter Look up List Tab Only
GoldInner Mongolia Qiankun Gold and Silver Refinery Share Co., Ltd.ChinaConformant
GoldInternational Precious Metal RefinersUnited Arab EmiratesSmelter Look up List Tab Only
GoldIshifuku Metal Industry Co., Ltd.JapanConformant
GoldIstanbul Gold RefineryTurkeyConformant
GoldItalpreziosiItalyConformant
GoldJALAN & CompanyIndiaSmelter Look up List Tab Only
GoldJapan MintJapanConformant
GoldJiangxi Copper Co., Ltd.ChinaConformant
GoldJSC Ekaterinburg Non-Ferrous Metal Processing PlantRussian FederationSmelter Look up List Tab Only
GoldJSC Novosibirsk RefineryRussian FederationSmelter Look up List Tab Only
GoldJSC UralelectromedRussian FederationSmelter Look up List Tab Only
GoldJX Nippon Mining & Metals Co., Ltd.JapanConformant
GoldK.A. RasmussenNorwaySmelter Look up List Tab Only
GoldKaloti Precious MetalsUnited Arab EmiratesSmelter Look up List Tab Only
GoldKazakhmys Smelting LLCKazakhstanSmelter Look up List Tab Only
GoldKazzincKazakhstanConformant
GoldKennecott Utah Copper LLCUnited StatesConformant
GoldKGHM Polska Miedz Spolka AkcyjnaPolandConformant
GoldKojima Chemicals Co., Ltd.JapanConformant
GoldKorea Zinc Co., Ltd.Korea, Republic ofConformant
GoldKundan Care Products Ltd.IndiaSmelter Look up List Tab Only
GoldKyrgyzaltyn JSCKyrgyzstanSmelter Look up List Tab Only
GoldKyshtym Copper-Electrolytic Plant ZAORussian FederationSmelter Look up List Tab Only
GoldL'azurde Company For JewelrySaudi ArabiaSmelter Look up List Tab Only
GoldLingbao Gold Co., Ltd.ChinaSmelter Look up List Tab Only
GoldLingbao Jinyuan Tonghui Refinery Co., Ltd.ChinaSmelter Look up List Tab Only
GoldL'Orfebre S.A.AndorraConformant
GoldLS-NIKKO Copper Inc.Korea, Republic ofConformant
GoldLT Metal Ltd.Korea, Republic ofConformant

10


GoldLuoyang Zijin Yinhui Gold Refinery Co., Ltd.ChinaSmelter Look up List Tab Only
GoldMarsam MetalsBrazilSmelter Look up List Tab Only
GoldMaterionUnited StatesConformant
GoldMatsuda Sangyo Co., Ltd.JapanConformant
GoldMD OverseasIndiaSmelter Look up List Tab Only
GoldMetal Concentrators SA (Pty) Ltd.South AfricaConformant
GoldMetallix Refining Inc.United StatesSmelter Look up List Tab Only
GoldMetalor Technologies (Hong Kong) Ltd.ChinaConformant
GoldMetalor Technologies (Singapore) Pte., Ltd.SingaporeConformant
GoldMetalor Technologies (Suzhou) Ltd.ChinaConformant
GoldMetalor Technologies S.A.SwitzerlandConformant
GoldMetalor USA Refining CorporationUnited StatesConformant
GoldMetalurgica Met-Mex Penoles S.A. De C.V.MexicoConformant
GoldMitsubishi Materials CorporationJapanConformant
GoldMitsui Mining and Smelting Co., Ltd.JapanConformant
GoldMKS PAMP SASwitzerlandConformant
GoldMMTC-PAMP India Pvt., Ltd.IndiaConformant
GoldModeltech Sdn BhdMalaysiaSmelter Look up List Tab Only
GoldMorris and WatsonNew ZealandSmelter Look up List Tab Only
GoldMoscow Special Alloys Processing PlantRussian FederationSmelter Look up List Tab Only
GoldNadir Metal Rafineri San. Ve Tic. A.S.TurkeyConformant
GoldNavoi Mining and Metallurgical CombinatUzbekistanConformant
GoldNH Recytech CompanyKorea, Republic ofConformant
GoldNihon Material Co., Ltd.JapanConformant
GoldOgussa Osterreichische Gold- und Silber-Scheideanstalt GmbHAustriaConformant
GoldOhura Precious Metal Industry Co., Ltd.JapanConformant
GoldOJSC "The Gulidov Krasnoyarsk Non-Ferrous Metals Plant" (OJSC Krastsvetmet)Russian FederationSmelter Look up List Tab Only
GoldPease & CurrenUnited StatesSmelter Look up List Tab Only
GoldPenglai Penggang Gold Industry Co., Ltd.ChinaSmelter Look up List Tab Only
GoldPlanta Recuperadora de Metales SpAChileConformant
GoldPrioksky Plant of Non-Ferrous MetalsRussian FederationSmelter Look up List Tab Only
GoldPT Aneka Tambang (Persero) TbkIndonesiaConformant
GoldPX Precinox S.A.SwitzerlandConformant
GoldQG Refining, LLCUnited StatesSmelter Look up List Tab Only

11


GoldRand Refinery (Pty) Ltd.South AfricaConformant
GoldRefinery of Seemine Gold Co., Ltd.ChinaSmelter Look up List Tab Only
GoldREMONDIS PMR B.V.NetherlandsConformant
GoldRoyal Canadian MintCanadaConformant
GoldSAAMPFranceSmelter Look up List Tab Only
GoldSabin Metal Corp.United StatesSmelter Look up List Tab Only
GoldSafimet S.p.AItalySmelter Look up List Tab Only
GoldSAFINA A.S.Czech RepublicConformant
GoldSai RefineryIndiaSmelter Look up List Tab Only
GoldSam Precious MetalsUnited Arab EmiratesSmelter Look up List Tab Only
GoldSamduck Precious MetalsKorea, Republic ofSmelter Look up List Tab Only
GoldSAMWON METALS Corp.Korea, Republic ofSmelter Look up List Tab Only
GoldSEMPSA Joyeria Plateria S.A.SpainConformant
GoldShandong Gold Smelting Co., Ltd.ChinaConformant
GoldShandong Humon Smelting Co., Ltd.ChinaSmelter Look up List Tab Only
GoldShandong Tiancheng Biological Gold Industrial Co., Ltd.ChinaSmelter Look up List Tab Only
GoldShandong Zhaojin Gold & Silver Refinery Co., Ltd.ChinaConformant
GoldShenzhen CuiLu Gold Co., Ltd.ChinaSmelter Look up List Tab Only
GoldShenzhen Zhonghenglong Real Industry Co., Ltd.ChinaSmelter Look up List Tab Only
GoldShirpur Gold Refinery Ltd.IndiaSmelter Look up List Tab Only
GoldSichuan Tianze Precious Metals Co., Ltd.ChinaConformant
GoldSingway Technology Co., Ltd.TaiwanSmelter Look up List Tab Only
GoldSOE Shyolkovsky Factory of Secondary Precious MetalsRussian FederationSmelter Look up List Tab Only
GoldSolar Applied Materials Technology Corp.TaiwanConformant
GoldSovereign MetalsIndiaSmelter Look up List Tab Only
GoldState Research Institute Center for Physical Sciences and TechnologyLithuaniaSmelter Look up List Tab Only
GoldSudan Gold RefinerySudanSmelter Look up List Tab Only
GoldSumitomo Metal Mining Co., Ltd.JapanConformant
GoldSungEel HiMetal Co., Ltd.Korea, Republic ofConformant
GoldSuper Dragon Technology Co., Ltd.TaiwanSmelter Look up List Tab Only

12


GoldT.C.A S.p.AItalyConformant
GoldTanaka Kikinzoku Kogyo K.K.JapanConformant
GoldTokuriki Honten Co., Ltd.JapanConformant
GoldTongling Nonferrous Metals Group Co., Ltd.ChinaSmelter Look up List Tab Only
GoldTOO Tau-Ken-AltynKazakhstanConformant
GoldTorecomKorea, Republic ofConformant
GoldUmicore Precious Metals ThailandThailandSmelter Look up List Tab Only
GoldUmicore S.A. Business Unit Precious Metals RefiningBelgiumConformant
GoldUnited Precious Metal Refining, Inc.United StatesConformant
GoldValcambi S.A.SwitzerlandConformant
GoldWEEEREFININGFranceConformant
GoldWestern Australian Mint (T/a The Perth Mint)AustraliaConformant
GoldWIELAND Edelmetalle GmbHGermanyConformant
GoldYamakin Co., Ltd.JapanConformant
GoldYokohama Metal Co., Ltd.JapanConformant
GoldYunnan Copper Industry Co., Ltd.ChinaSmelter Look up List Tab Only
GoldZhongyuan Gold Smelter of Zhongjin Gold CorporationChinaConformant
Tantalum5D Production OUEstoniaSmelter Look up List Tab Only
TantalumAMG BrasilBrazilConformant
TantalumChangsha South Tantalum Niobium Co., Ltd.ChinaConformant
TantalumD Block Metals, LLCUnited StatesConformant
TantalumF&X Electro-Materials Ltd.ChinaConformant
TantalumFIR Metals & Resource Ltd.ChinaConformant
TantalumGlobal Advanced Metals AizuJapanConformant
TantalumGlobal Advanced Metals BoyertownUnited StatesConformant
TantalumGuangdong Rising Rare Metals-EO Materials Ltd.ChinaConformant
TantalumHengyang King Xing Lifeng New Materials Co., Ltd.ChinaConformant
TantalumJiangxi Dinghai Tantalum & Niobium Co., Ltd.ChinaConformant
TantalumJiangxi Tuohong New Raw MaterialChinaConformant
TantalumJiuJiang JinXin Nonferrous Metals Co., Ltd.ChinaConformant
TantalumJiujiang Tanbre Co., Ltd.ChinaConformant
TantalumJiujiang Zhongao Tantalum & Niobium Co., Ltd.ChinaConformant
TantalumKEMET de MexicoMexicoConformant
TantalumMaterion Newton Inc.United StatesConformant
TantalumMetallurgical Products India Pvt., Ltd.IndiaConformant
TantalumMineracao Taboca S.A.BrazilConformant
TantalumMitsui Mining and Smelting Co., Ltd.JapanConformant
TantalumMolycorp Silmet A.S.EstoniaConformant
TantalumNingxia Orient Tantalum Industry Co., Ltd.ChinaConformant
TantalumPowerX Ltd.RwandaConformant
TantalumQuantumCleanUnited StatesConformant

13


TantalumResind Industria e Comercio Ltda.BrazilConformant
TantalumRFH Yancheng Jinye New Material Technology Co., Ltd.ChinaConformant
TantalumSolikamsk Magnesium Works OAORussian FederationSmelter Look up List Tab Only
TantalumTaki Chemical Co., Ltd.JapanConformant
TantalumTANIOBIS Co., Ltd.ThailandConformant
TantalumTANIOBIS GmbHGermanyConformant
TantalumTANIOBIS Japan Co., Ltd.JapanConformant
TantalumTANIOBIS Smelting GmbH & Co. KGGermanyConformant
TantalumTelex MetalsUnited StatesConformant
TantalumUlba Metallurgical Plant JSCKazakhstanConformant
TantalumXIMEI RESOURCES (GUANGDONG) LIMITEDChinaConformant
TantalumXinXing Haorong Electronic Material Co., Ltd.ChinaConformant
TantalumYanling Jincheng Tantalum & Niobium Co., Ltd.ChinaConformant
TinAlphaUnited StatesConformant
TinAn Vinh Joint Stock Mineral Processing CompanyViet NamSmelter Look up List Tab Only
TinAurubis BeerseBelgiumConformant
TinAurubis BerangoSpainConformant
TinChenzhou Yunxiang Mining and Metallurgy Co., Ltd.ChinaConformant
TinChifeng Dajingzi Tin Industry Co., Ltd.ChinaConformant
TinChina Tin Group Co., Ltd.ChinaConformant
TinCRM Fundicao De Metais E Comercio De Equipamentos Eletronicos Do Brasil LtdaBrazilConformant
TinCRM SynergiesSpainConformant
TinCV Ayi JayaIndonesiaConformant
TinCV Venus Inti PerkasaIndonesiaConformant
TinDongguan CiEXPO Environmental Engineering Co., Ltd.ChinaSmelter Look up List Tab Only
TinDowaJapanConformant
TinDS MyanmarMyanmarConformant
TinElectro-Mechanical Facility of the Cao Bang Minerals & Metallurgy Joint Stock CompanyViet NamSmelter Look up List Tab Only
TinEM VintoBoliviaConformant
TinEstanho de Rondonia S.A.BrazilConformant
TinFabrica Auricchio Industria e Comercio Ltda.BrazilConformant
TinFenix MetalsPolandConformant
TinGejiu City Fuxiang Industry and Trade Co., Ltd.ChinaSmelter Look up List Tab Only
TinGejiu Kai Meng Industry and Trade LLCChinaSmelter Look up List Tab Only
TinGejiu Non-Ferrous Metal Processing Co., Ltd.ChinaConformant
TinGejiu Yunxin Nonferrous Electrolysis Co., Ltd.ChinaSmelter Look up List Tab Only
TinGejiu Zili Mining And Metallurgy Co., Ltd.ChinaSmelter Look up List Tab Only

14


TinGuangdong Hanhe Non-Ferrous Metal Co., Ltd.ChinaConformant
TinHuiChang Hill Tin Industry Co., Ltd.ChinaConformant
TinJiangxi New Nanshan Technology Ltd.ChinaConformant
TinLuna Smelter, Ltd.RwandaConformant
TinMa'anshan Weitai Tin Co., Ltd.ChinaSmelter Look up List Tab Only
TinMagnu's Minerais Metais e Ligas Ltda.BrazilConformant
TinMalaysia Smelting Corporation (MSC)MalaysiaConformant
TinMalaysia Smelting Corporation Berhad (Port Klang)MalaysiaActive
TinMelt Metais e Ligas S.A.BrazilSmelter Look up List Tab Only
TinMetallic Resources, Inc.United StatesConformant
TinMineracao Taboca S.A.BrazilConformant
TinMining Minerals Resources SARLDRC- Congo (Kinshasa)Conformant
TinMinsurPeruConformant
TinMitsubishi Materials CorporationJapanConformant
TinModeltech Sdn BhdMalaysiaSmelter Look up List Tab Only
TinNghe Tinh Non-Ferrous Metals Joint Stock CompanyViet NamSmelter Look up List Tab Only
TinNovosibirsk Tin CombineRussian FederationSmelter Look up List Tab Only
TinO.M. Manufacturing (Thailand) Co., Ltd.ThailandConformant
TinO.M. Manufacturing Philippines, Inc.PhilippinesConformant
TinOperaciones Metalurgicas S.A.BoliviaConformant
TinPongpipat Company LimitedMyanmarSmelter Look up List Tab Only
TinPrecious Minerals and Smelting LimitedIndiaActive
TinPT Aries Kencana SejahteraIndonesiaConformant
TinPT Artha Cipta LanggengIndonesiaConformant
TinPT ATD Makmur Mandiri JayaIndonesiaConformant
TinPT Babel Inti PerkasaIndonesiaConformant
TinPT Babel Surya Alam LestariIndonesiaConformant
TinPT Bangka Prima TinIndonesiaConformant
TinPT Bangka SerumpunIndonesiaConformant
TinPT Bangka Tin IndustryIndonesiaActive
TinPT Belitung Industri SejahteraIndonesiaConformant
TinPT Bukit TimahIndonesiaConformant
TinPT Cipta Persada MuliaIndonesiaConformant
TinPT Menara Cipta MuliaIndonesiaConformant
TinPT Mitra Stania PrimaIndonesiaConformant
TinPT Mitra Sukses GlobalindoIndonesiaConformant
TinPT Panca Mega PersadaIndonesiaSmelter Look up List Tab Only
TinPT Premium Tin IndonesiaIndonesiaConformant

15


TinPT Prima Timah UtamaIndonesiaConformant
TinPT Putera Sarana Shakti (PT PSS)IndonesiaConformant
TinPT Rajawali Rimba PerkasaIndonesiaConformant
TinPT Rajehan AriqIndonesiaConformant
TinPT Refined Bangka TinIndonesiaConformant
TinPT Sariwiguna BinasentosaIndonesiaConformant
TinPT Stanindo Inti PerkasaIndonesiaConformant
TinPT Sukses Inti MakmurIndonesiaConformant
TinPT Timah Tbk KundurIndonesiaConformant
TinPT Timah Tbk MentokIndonesiaConformant
TinPT Tinindo Inter NusaIndonesiaConformant
TinPT Tirus Putra MandiriIndonesiaSmelter Look up List Tab Only
TinPT Tommy UtamaIndonesiaConformant
TinResind Industria e Comercio Ltda.BrazilConformant
TinRui Da HungTaiwanConformant
TinSuper LigasBrazilConformant
TinThaisarcoThailandConformant
TinTin Smelting Branch of Yunnan Tin Co., Ltd.ChinaConformant
TinTin Technology & RefiningUnited StatesConformant
TinTuyen Quang Non-Ferrous Metals Joint Stock CompanyViet NamSmelter Look up List Tab Only
TinVQB Mineral and Trading Group JSCViet NamSmelter Look up List Tab Only
TinWhite Solder Metalurgia e Mineracao Ltda.BrazilConformant
TinYunnan Chengfeng Non-ferrous Metals Co., Ltd.ChinaConformant
TinYunnan Yunfan Non-ferrous Metals Co., Ltd.ChinaConformant
TungstenA.L.M.T. TUNGSTEN Corp.JapanConformant
TungstenACL Metais EireliBrazilSmelter Look up List Tab Only
TungstenAlbasteel Industria e Comercio de Ligas Para Fundicao Ltd.BrazilSmelter Look up List Tab Only
TungstenArtek LLCRussian FederationSmelter Look up List Tab Only
TungstenAsia Tungsten Products Vietnam Ltd.Viet NamConformant
TungstenChina Molybdenum Co., Ltd.ChinaConformant
TungstenChongyi Zhangyuan Tungsten Co., Ltd.ChinaConformant
TungstenCNMC (Guangxi) PGMA Co., Ltd.ChinaSmelter Look up List Tab Only
TungstenCronimet Brasil LtdaBrazilConformant
TungstenDONGKUK INDUSTRIES CO., LTD.Korea, Republic ofSmelter Look up List Tab Only
TungstenFujian Xinlu Tungsten Co., Ltd.ChinaConformant
TungstenGanzhou Jiangwu Ferrotungsten Co., Ltd.ChinaConformant
TungstenGanzhou Seadragon W & Mo Co., Ltd.ChinaConformant
TungstenGlobal Tungsten & Powders LLCUnited StatesConformant

16


TungstenGuangdong Xianglu Tungsten Co., Ltd.ChinaConformant
TungstenH.C. Starck Tungsten GmbHGermanyConformant
TungstenHANNAE FOR T Co., Ltd.Korea, Republic ofSmelter Look up List Tab Only
TungstenHubei Green Tungsten Co., Ltd.ChinaConformant
TungstenHunan Chenzhou Mining Co., Ltd.ChinaConformant
TungstenHunan Jintai New Material Co., Ltd.ChinaSmelter Look up List Tab Only
TungstenHunan Shizhuyuan Nonferrous Metals Co., Ltd. Chenzhou Tungsten Products BranchChinaConformant
TungstenHydrometallurg, JSCRussian FederationSmelter Look up List Tab Only
TungstenJapan New Metals Co., Ltd.JapanConformant
TungstenJiangwu H.C. Starck Tungsten Products Co., Ltd.ChinaConformant
TungstenJiangxi Gan Bei Tungsten Co., Ltd.ChinaConformant
TungstenJiangxi Minmetals Gao'an Non-ferrous Metals Co., Ltd.ChinaSmelter Look up List Tab Only
TungstenJiangxi Tonggu Non-ferrous Metallurgical & Chemical Co., Ltd.ChinaConformant
TungstenJiangxi Xinsheng Tungsten Industry Co., Ltd.ChinaConformant
TungstenJiangxi Yaosheng Tungsten Co., Ltd.ChinaConformant
TungstenJSC "Kirovgrad Hard Alloys Plant"Russian FederationSmelter Look up List Tab Only
TungstenKenee Mining Corporation VietnamViet NamActive
TungstenKennametal FallonUnited StatesConformant
TungstenKennametal HuntsvilleUnited StatesConformant
TungstenLianyou Metals Co., Ltd.TaiwanConformant
TungstenLianyou Resources Co., Ltd.TaiwanConformant
TungstenLLC VostokRussian FederationSmelter Look up List Tab Only
TungstenMalipo Haiyu Tungsten Co., Ltd.ChinaConformant
TungstenMasan High-Tech MaterialsViet NamConformant
TungstenMoliren Ltd.Russian FederationSmelter Look up List Tab Only
TungstenNam Viet Cromit Joint Stock CompanyViet NamSmelter Look up List Tab Only
TungstenNiagara Refining LLCUnited StatesConformant
TungstenNPP Tyazhmetprom LLCRussian FederationSmelter Look up List Tab Only
TungstenOOO “Technolom” 1Russian FederationSmelter Look up List Tab Only
TungstenOOO “Technolom” 2Russian FederationSmelter Look up List Tab Only
TungstenPhilippine Chuangxin Industrial Co., Inc.PhilippinesConformant
TungstenShinwon Tungsten (Fujian Shanghang) Co., Ltd.ChinaConformant
TungstenTANIOBIS Smelting GmbH & Co. KGGermanyConformant
TungstenTungsten Vietnam Joint Stock CompanyViet NamConformant

17


TungstenUnecha Refractory Metals PlantRussian FederationSmelter Look up List Tab Only
TungstenWolfram Bergbau und Hutten AGAustriaConformant
TungstenXiamen Tungsten (H.C.) Co., Ltd.ChinaConformant
TungstenXiamen Tungsten Co., Ltd.ChinaConformant
TungstenYUDU ANSHENG TUNGSTEN CO., LTD.ChinaSmelter Look up List Tab Only


We note the following in connection with the information in the table:

Not all of the included SORs may have processed the necessary 3TG contained in our in-scope products. Some Suppliers may have reported SORs that were not in our supply chain due to over-inclusiveness in the information received from their suppliers or for other reasons. In addition, the SORs reflected above may not include all of the SORs in our supply chain, since some Suppliers did not identify all of the SORs used to process the necessary 3TG content contained in our in-scope products and because not all Suppliers responded to our inquiries.
All information in the table is as of May 15, 2024.
“Conformant” means that a SOR has successfully completed an assessment against the applicable RMAP standard or an equivalent cross-recognized assessment. Included SORs were not necessarily Conformant for all or part of calendar 2023 and may not continue to be Conformant for any future period.
“Active” means that the SOR is currently engaged in the RMAP but a conformance determination has yet to be made.
“Smelter Look-up List Tab Only” means that a SOR is listed on the Smelter Look-up list tab of the Conflict Minerals Reporting Template, but is not listed as “Conformant” or “Active.” The RMI notes on its website that the operational impacts of COVID-19 have led to postponements of some RMAP assessments. The RMI website also notes that, due to the eligibility criteria for an RMAP assessment, SORs are sometimes removed from the Conformant list because they are no longer operational and not because they are non-conformant to the standard.
The compliance status reflected in the table is based solely on information made publicly available by the RMI, without independent verification by us.
Country location is the location of the smelter or refiner.




18


Country of Origin Information

The countries of origin of the 3TG processed by the SORs listed above may include the countries listed below, as well as possibly other countries.

Angola*EstoniaLuxembourgSingapore
ArgentinaEthiopiaMadagascarSlovakia
ArmeniaFinlandMalaysiaSouth Africa
AustraliaFranceMaliSouth Sudan*
AustriaGermanyMexicoSpain
BelarusGhanaMongoliaSuriname
BelgiumGuineaMoroccoSweden
BermudaGuyanaMozambiqueSwitzerland
BoliviaHong KongMyanmarTaiwan
BrazilHungaryNamibiaTajikistan
Burundi*IndiaNetherlandsTanzania*
CambodiaIndonesiaNew ZealandThailand
CanadaIrelandNigerTurkey
Central African Republic*IsraelNigeriaUganda*
ChileItalyPapua New GuineaUnited Arab Emirates
ChinaIvory CoastPeruUnited Kingdom
ColombiaJapanPhilippinesUnited States
Republic of the Congo*JerseyPolandUzbekistan
Czech RepublicKazakhstanPortugalVietnam
DjiboutiKenyaRussian FederationZambia*
Democratic Republic of the Congo*Korea, Republic ofRwanda*Zimbabwe*
EcuadorKyrgyzstanSaudi Arabia
EgyptLaosSierra Leone

* Represents a covered country for purposes of the Conflict Minerals Rule (i.e., the DRC or an adjoining country).

In addition, some of the SORs may have processed 3TG originating from recycled or scrap sources.

19

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