Amended Statement of Ownership (sc 13g/a)
February 13 2020 - 3:37PM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13G
Under the Securities Exchange Act of 1934
(Amendment No. 1) *
|
United Financial Bancorp, Inc (UBNK)
|
|
(Name of Issuer)
|
|
|
|
Common Stock
|
|
(Title of Class of Securities)
|
|
|
|
910304104
|
|
(CUSIP Number)
|
|
|
|
12/31/2019
|
|
(Date of Event Which Requires Filing of this Statement)
|
Check the appropriate box to designate the rule pursuant
to which this Schedule is filed:
|
|
☐
|
Rule 13d-1(b)
|
|
|
|
|
|
|
☑
|
Rule 13d-1(c)
|
|
|
|
|
|
|
☐
|
Rule 13d-1(d)
|
* The remainder of this cover page shall be filled
out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent
amendment containing information which would alter the disclosures provided in a prior cover page.
The information required in the remainder of this cover
page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”)
or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however,
see the Notes).
|
CUSIP No .
|
910304104
|
|
Page 2 of 16
|
|
1
|
NAME OF REPORTING PERSONS
I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS
(ENTITIES ONLY)
|
FJ Capital Management
|
|
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
(a) ☑
(b) ☐
|
|
3
|
SEC USE ONLY
|
|
|
4
|
CITIZENSHIP OR PLACE OF ORGANIZATION
|
Delaware
|
NUMBER OF
SHARES
|
5
|
SOLE VOTING POWER
|
|
BENEFICIALLY
OWNED BY
|
6
|
SHARED VOTING POWER
|
0
|
EACH
REPORTING
|
7
|
SOLE DISPOSITIVE POWER
|
|
PERSON
WITH:
|
8
|
SHARED DISPOSITIVE POWER
|
0
|
|
9
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
|
0
|
|
10
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW 9 EXCLUDES CERTAIN
SHARES
|
☐
|
|
11
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
|
0%
|
|
12
|
TYPE OF REPORTING PERSON
|
IA
|
|
|
|
|
|
|
|
CUSIP No .
|
910304104
|
|
Page 3 of 16
|
|
1
|
NAME OF REPORTING PERSONS
I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS
(ENTITIES ONLY)
|
Financial Opportunity Fund LLC
|
|
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
(a) ☑
(b) ☐
|
|
3
|
SEC USE ONLY
|
|
|
4
|
CITIZENSHIP OR PLACE OF ORGANIZATION
|
Delaware
|
NUMBER OF
SHARES
|
5
|
SOLE VOTING POWER
|
|
BENEFICIALLY
OWNED BY
|
6
|
SHARED VOTING POWER
|
0
|
EACH
REPORTING
|
7
|
SOLE DISPOSITIVE POWER
|
|
PERSON
WITH:
|
8
|
SHARED DISPOSITIVE POWER
|
0
|
|
9
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
|
0
|
|
10
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW 9 EXCLUDES CERTAIN
SHARES
|
☐
|
|
11
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
|
0%
|
|
12
|
TYPE OF REPORTING PERSON
|
OO
|
|
|
|
|
|
|
|
CUSIP No .
|
910304104
|
|
Page 4 of 16
|
|
1
|
NAME OF REPORTING PERSONS
I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS
(ENTITIES ONLY)
|
Financial Opportunity Long/Short Fund LLC
|
|
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
(a) ☑
(b) ☐
|
|
3
|
SEC USE ONLY
|
|
|
4
|
CITIZENSHIP OR PLACE OF ORGANIZATION
|
Delaware
|
NUMBER OF
SHARES
|
5
|
SOLE VOTING POWER
|
|
BENEFICIALLY
OWNED BY
|
6
|
SHARED VOTING POWER
|
0
|
EACH
REPORTING
|
7
|
SOLE DISPOSITIVE POWER
|
|
PERSON
WITH:
|
8
|
SHARED DISPOSITIVE POWER
|
0
|
|
9
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
|
0
|
|
10
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW 9 EXCLUDES CERTAIN
SHARES
|
☐
|
|
11
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
|
0%
|
|
12
|
TYPE OF REPORTING PERSON
|
OO
|
|
|
|
|
|
|
|
CUSIP No .
|
910304104
|
|
Page 5 of 16
|
|
1
|
NAME OF REPORTING PERSONS
I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS
(ENTITIES ONLY)
|
Martin Friedman
|
|
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
(a) ☑
(b) ☐
|
|
3
|
SEC USE ONLY
|
|
|
4
|
CITIZENSHIP OR PLACE OF ORGANIZATION
|
United States
|
NUMBER OF
SHARES
|
5
|
SOLE VOTING POWER
|
|
BENEFICIALLY
OWNED BY
|
6
|
SHARED VOTING POWER
|
0
|
EACH
REPORTING
|
7
|
SOLE DISPOSITIVE POWER
|
|
PERSON
WITH:
|
8
|
SHARED DISPOSITIVE POWER
|
0
|
|
9
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
|
0
|
|
10
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW 9 EXCLUDES CERTAIN
SHARES
|
☐
|
|
11
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
|
0%
|
|
12
|
TYPE OF REPORTING PERSON
|
IN
|
|
|
|
|
|
|
|
CUSIP No .
|
910304104
|
|
Page 6 of 16
|
|
1
|
NAME OF REPORTING PERSONS
I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS
(ENTITIES ONLY)
|
Bridge Equities XI, LLC
|
|
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
(a) ☑
(b) ☐
|
|
3
|
SEC USE ONLY
|
|
|
4
|
CITIZENSHIP OR PLACE OF ORGANIZATION
|
Delaware
|
NUMBER OF
SHARES
|
5
|
SOLE VOTING POWER
|
|
BENEFICIALLY
OWNED BY
|
6
|
SHARED VOTING POWER
|
0
|
EACH
REPORTING
|
7
|
SOLE DISPOSITIVE POWER
|
|
PERSON
WITH:
|
8
|
SHARED DISPOSITIVE POWER
|
0
|
|
9
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
|
0
|
|
10
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW 9 EXCLUDES CERTAIN
SHARES
|
☐
|
|
11
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
|
0%
|
|
12
|
TYPE OF REPORTING PERSON
|
OO
|
|
|
|
|
|
|
|
CUSIP No .
|
910304104
|
|
Page 7 of 16
|
|
1
|
NAME OF REPORTING PERSONS
I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS
(ENTITIES ONLY)
|
SunBridge Manager, LLC
|
|
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
(a) ☑
(b) ☐
|
|
3
|
SEC USE ONLY
|
|
|
4
|
CITIZENSHIP OR PLACE OF ORGANIZATION
|
Delaware
|
NUMBER OF
SHARES
|
5
|
SOLE VOTING POWER
|
|
BENEFICIALLY
OWNED BY
|
6
|
SHARED VOTING POWER
|
0
|
EACH
REPORTING
|
7
|
SOLE DISPOSITIVE POWER
|
|
PERSON
WITH:
|
8
|
SHARED DISPOSITIVE POWER
|
0
|
|
9
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
|
0
|
|
10
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW 9 EXCLUDES CERTAIN
SHARES
|
☐
|
|
11
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
|
0%
|
|
12
|
TYPE OF REPORTING PERSON
|
OO
|
|
|
|
|
|
|
|
CUSIP No .
|
910304104
|
|
Page 8 of 16
|
|
1
|
NAME OF REPORTING PERSONS
I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS
(ENTITIES ONLY)
|
SunBridge Holdings, LLC
|
|
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
(a) ☑
(b) ☐
|
|
3
|
SEC USE ONLY
|
|
|
4
|
CITIZENSHIP OR PLACE OF ORGANIZATION
|
Delaware
|
NUMBER OF
SHARES
|
5
|
SOLE VOTING POWER
|
|
BENEFICIALLY
OWNED BY
|
6
|
SHARED VOTING POWER
|
0
|
EACH
REPORTING
|
7
|
SOLE DISPOSITIVE POWER
|
|
PERSON
WITH:
|
8
|
SHARED DISPOSITIVE POWER
|
0
|
|
9
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
|
0
|
|
10
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW 9 EXCLUDES CERTAIN
SHARES
|
☐
|
|
11
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
|
0%
|
|
12
|
TYPE OF REPORTING PERSON
|
OO
|
|
|
|
|
|
|
|
CUSIP No .
|
910304104
|
|
Page 9 of 16
|
|
1
|
NAME OF REPORTING PERSONS
I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS
(ENTITIES ONLY)
|
Realty Investment Company, Inc.
|
|
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
(a) ☑
(b) ☐
|
|
3
|
SEC USE ONLY
|
|
|
4
|
CITIZENSHIP OR PLACE OF ORGANIZATION
|
Maryland
|
NUMBER OF
SHARES
|
5
|
SOLE VOTING POWER
|
|
BENEFICIALLY
OWNED BY
|
6
|
SHARED VOTING POWER
|
0
|
EACH
REPORTING
|
7
|
SOLE DISPOSITIVE POWER
|
|
PERSON
WITH:
|
8
|
SHARED DISPOSITIVE POWER
|
0
|
|
9
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
|
0
|
|
10
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW 9 EXCLUDES CERTAIN
SHARES
|
☐
|
|
11
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
|
0%
|
|
12
|
TYPE OF REPORTING PERSON
|
CO
|
|
|
|
|
|
|
|
CUSIP No .
|
910304104
|
|
Page 10 of 16
|
|
Item 1(a).
|
|
Name of Issuer:
|
|
|
|
|
|
|
|
United Financial Bancorp, Inc. (UBNK)
|
|
|
|
|
|
Item 1(b).
|
|
Address of Issuer’s Principal Executive Offices:
|
|
|
|
|
|
|
|
225 Asylum Street
|
|
|
|
Hartford, CT 06103
|
|
|
|
|
|
Item 2(a).
|
|
Name of Person Filing:
|
|
|
|
|
|
|
|
This Schedule 13G is being filed on behalf of the following Reporting
Persons:
Financial Opportunity Fund LLC
Financial Opportunity Long/Short Fund LLC
Bridge Equities XI, LLC
FJ Capital Management LLC
Martin Friedman
SunBridge Manager, LLC
SunBridge Holdings, LLC
Realty Investment Company, Inc
|
|
|
|
|
|
Item 2(b).
|
|
Address of Principal Business Office or, if None, Residence:
|
|
|
|
|
|
|
|
FJ Capital Management, LLC
1313 Dolley Madison Blvd, Ste 306
McLean, VA 22101
Financial Opportunity Fund LLC
1313 Dolley Madison Blvd., Ste 306
McLean, VA 22101
Financial Opportunity Long/Short Fund LLC
1313 Dolley Madison Blvd., Ste 306
McLean, VA 22101
Martin Friedman
1313 Dolley Madison Blvd., Ste 306
McLean, VA 22101
Bridge Equities XI, LLC
8171 Maple Lawn Blvd, Suite 375
Fulton, MD 20759
SunBridge Manager LLC
8171 Maple Lawn Blvd, Suite 375
Fulton, MD 20759
SunBridge Holdings LLC
8171 Maple Lawn Blvd, Suite 375
Fulton, MD 20759
Realty Investment Company Inc
8171 Maple Lawn Blvd, Suite 375
Fulton, MD 20759
|
|
|
CUSIP No .
|
910304104
|
|
Page 11 of 16
|
|
|
|
|
|
Item 2(c).
|
|
Citizenship:
|
|
|
|
|
|
|
|
Financial Opportunity Fund LLC, Financial Opportunity Long/Short
Fund LLC, Bridge Equities XI, LLC, and FJ Capital Management LLC, SunBridge Manager, LLC, SunBridge Holdings, LLC – Delaware
limited liability companies
Martin Friedman – United States citizen
Realty Investment Company, Inc – Maryland corporation
|
|
|
|
|
|
Item 2(d).
|
|
Title of Class of Securities:
|
|
|
|
|
|
|
|
Common Stock
|
|
|
|
|
|
Item 2(e).
|
|
CUSIP Number:
|
|
|
|
|
|
|
|
910304104
|
|
|
|
|
|
Item 3.
|
If This Statement is Filed Pursuant to §§240.13d-1(b), or 240.13d-2(b) or (c), Check Whether the Person Filing is a:
|
|
|
|
|
|
|
|
|
|
|
(a)
|
☐
|
Broker or dealer registered under Section 15 of the Act (15 U.S.C. 78o).
|
|
|
|
|
|
|
|
(b)
|
☐
|
Bank as defined in Section 3(a)(6) of the Act (15 U.S.C. 78c).
|
|
|
|
|
|
|
|
(c)
|
☐
|
Insurance company as defined in Section 3(a)(19) of the Act (15 U.S.C. 78c).
|
|
|
|
|
|
|
|
(d)
|
☐
|
Investment company registered under Section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8).
|
|
|
|
|
|
|
|
(e)
|
☐
|
An investment adviser in accordance with §240.13d-1(b)(1)(ii)(E);
|
|
|
(f)
|
☐
|
An employee benefit plan or endowment fund in accordance with §240.13d-1(b)(1)(ii)(F);
|
|
|
|
|
|
|
|
(g)
|
☐
|
A parent holding company or control person in accordance with §240.13d-1(b)(ii)(G);
|
|
|
|
|
|
|
|
(h)
|
☐
|
A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);
|
|
|
|
|
|
|
|
(i)
|
☐
|
A church plan that is excluded from the definition of an investment company under Section 3(c)(14) of the Investment Company Act (15 U.S.C. 80a-3);
|
|
|
|
|
|
|
|
(j)
|
☐
|
Group, in accordance with §240.13d-1(b)(1)(ii)(J).
|
|
Item 4.
|
Ownership.
|
|
|
|
|
|
Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1.
|
|
CUSIP No .
|
910304104
|
|
Page 12 of 16
|
|
|
(a)
|
Amount beneficially owned:
|
|
|
|
|
|
|
|
All Reporting Persons - 0
|
|
|
|
|
|
|
(b)
|
Percent of class:
|
|
|
|
|
|
|
|
All Reporting Persons - 0
|
|
|
|
|
|
|
(c)
|
Number of shares as to which such person has:
|
|
|
|
|
|
|
|
(i)
|
Sole power to vote or to direct the vote
|
|
|
|
|
|
|
|
|
|
All Reporting Persons - 0
|
|
|
|
|
|
|
|
|
(ii)
|
Shared power to vote or to direct the vote
|
|
|
|
|
|
|
|
|
|
All Reporting Persons - 0
|
|
|
|
(iii)
|
Sole power to dispose or to direct the disposition of
|
|
|
|
|
|
|
|
|
|
All Reporting Persons – 0
|
|
|
|
|
|
|
|
|
(iv)
|
Shared power to dispose or to direct the disposition of
|
|
|
|
|
|
|
|
|
|
All Reporting Persons - 0
|
|
Item 5.
|
Ownership of Five Percent or Less of a Class.
|
|
|
If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following ☑
|
|
|
|
|
Item 6.
|
Ownership of More than Five Percent on Behalf of Another Person.
|
|
|
|
|
|
N/A.
|
|
|
|
|
Item 7.
|
Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company or Control Person.
|
|
|
|
|
|
N/A
|
|
|
|
|
|
|
|
Item 8.
|
Identification and Classification of Members of the Group.
|
|
|
|
|
|
Due to the relationships among them, the reporting persons hereunder may be deemed to constitute a “group” with one another for purposes of Section 13(d)(3) of the Securities Exchange Act of 1934.
|
|
|
|
|
Item 9.
|
Notice of Dissolution of Group.
|
|
|
|
|
|
N/A
|
|
CUSIP No .
|
910304104
|
|
Page 13 of 16
|
|
|
|
|
|
|
Item 10.
|
Certification.
|
|
|
|
|
|
By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having such purpose or effect.
|
|
|
|
|
|
|
|
CUSIP No .
|
910304104
|
|
Page 14 of 16
|
After reasonable inquiry and to the best of my knowledge and belief, I certify
that the information set forth in this statement is true, complete and correct.
|
|
|
|
|
Date: 2/4/2020
|
|
Financial Opportunity Fund LLC
By: FJ Capital Management LLC, its Managing Member
By: /s/ Martin Friedman
Name: Martin Friedman
Title: Managing Member
Financial Opportunity Long/Short
Fund LLC
By: FJ Capital Management LLC, its Managing Member
By: /s/ Martin Friedman
Name: Martin Friedman
Title: Managing Member
FJ Capital Management LLC
By: /s/ Martin Friedman
Name: Martin Friedman
Title: Managing Member
/s/ Martin Friedman
MARTIN FRIEDMAN
|
|
|
|
|
|
CUSIP No .
|
910304104
|
|
Page 15 of 16
|
|
|
|
|
|
|
Bridge Equities XI, LLC
By: SunBridge Manager, LLC, its Managing Member
By: /s/ Christine A. Shreve
Name: Christine A. Shreve
Title: Manager
SunBridge Manager, LLC
By: SunBridge Holdings, LLC, its Managing Member
By: /s/ Christine A. Shreve
Name: Christine A. Shreve
Title: President
|
|
|
|
|
|
|
SunBridge Holdings, LLC
By: Realty Investment Company, Inc., its Manager
By: /s/
Christine A. Shreve
Name: Christine A. Shreve
Title: President
realty investment company, inc.
By: /s/
Christine A. Shreve
Name: Christine A. Shreve
Title: President
|
|
|
|
|
|
|
CUSIP No .
|
910304104
|
|
Page 16 of 16
|
Joint Filing Agreement
The undersigned agree that this Schedule 13G, and all amendments
thereto, relating to the Common Stock United Financial Bancorp, Inc (UBNK) shall be filed on behalf of the undersigned.
|
Financial Opportunity Fund
LLC
By: FJ Capital Management, LLC
By: /s/ Martin Friedman
Name: Martin Friedman
Title: Managing Member
Financial Opportunity Long/short
Fund LLC
By: FJ Capital Management, LLC
By: /s/ Martin Friedman
Name: Martin Friedman
Title: Managing Member
FJ Capital Management LLC
By: /s/ Martin Friedman
Name: Martin Friedman
Title: Managing Member
/s/ Martin Friedman
MARTIN FRIEDMAN
|
Bridge Equities XI, LLC
By: SunBridge Manager, LLC, its Managing Member
By: /s/ Christine A. Shreve
Name: Christine A. Shreve
Title: Manager
SunBridge Manager, LLC
By: SunBridge Holdings, LLC, its Managing Member
By: /s/ Christine A. Shreve
Name: Christine A. Shreve
Title: President
SunBridge Holdings,
LLC
By: Realty Investment Company, Inc., its Manager
By: /s/ Christine A. Shreve
Name: Christine A. Shreve
Title: President
realty investment company,
inc.
By: /s/ Christine A. Shreve
Name: Christine A. Shreve
Title: President
|
United Financial Bancorp (NASDAQ:UBNK)
Historical Stock Chart
From Mar 2024 to Apr 2024
United Financial Bancorp (NASDAQ:UBNK)
Historical Stock Chart
From Apr 2023 to Apr 2024
