Current Report Filing (8-k)
June 09 2020 - 4:01PM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant
to Section 13 or 15(d)
of the Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): June 5, 2020
SIENTRA, INC.
(Exact
name of registrant as specified in its charter)
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Delaware
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001-36709
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20-5551000
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(State or other jurisdiction
of incorporation)
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(Commission File
Number)
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(I.R.S. Employer
Identification No.)
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420 South Fairview Avenue, Suite 200
Santa Barbara, CA 93117
(Address of principal executive offices, with zip code)
(805) 562-3500
(Registrants telephone number, including area code)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of
the registrant under any of the following provisions (see General Instruction A.2.):
☐
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Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
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☐
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Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17
CFR 240.14a-12)
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☐
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Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
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☐
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Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
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Securities registered pursuant to Section 12(b) of the Act:
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Title of each class
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Trading
Symbol(s)
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Name of each exchange
on which registered
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Common Stock, par value $0.01 per share
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SIEN
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The Nasdaq Stock Market LLC
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Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of
1933 (§ 230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§ 240.12b-2 of this chapter).
Emerging growth company ☐
If an emerging
growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange
Act. ☐
Item 5.07
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Submission of Matters to a Vote of Security Holders.
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Sientra, Inc. (Sientra) held its 2020 Annual Meeting of Stockholders on June 5, 2020 (the Annual Meeting), at which a total of
38,574,666 shares of Sientra common stock, or approximately 77% of the shares entitled to vote, were represented in person or by valid proxies. A description of each matter voted upon at the Annual Meeting is described in detail in Sientras
definitive proxy statement filed with the Securities and Exchange Commission on April 22, 2020. Set forth below are final voting results for the two proposals that were subject to a vote of Sientras stockholders at the Annual Meeting.
1. For the proposal to elect two nominees for director to serve a three-year term expiring at Sientras 2023 Annual Meeting of Stockholders, the
voting results were as follows:
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Name of Directors Elected
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For
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Withheld
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Broker
Non-Votes
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Kevin OBoyle
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18,960,182
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6,453,293
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13,161,191
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Caroline Van Hove
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23,133,789
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2,279,686
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13,161,191
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The following individuals are continuing directors with terms expiring at Sientras 2021 Annual Meeting of Stockholders:
Jeffrey M. Nugent, Philippe A. Schaison and Keith J. Sullivan.
The following individuals are continuing directors with terms expiring at Sientras
2022 Annual Meeting of Stockholders: Nicholas Simon and Mary M. Fisher.
2.
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For the proposal to ratify KPMG LLP as Sientras independent registered public accounting firm for the
fiscal year ending December 31, 2020, the voting results were as follows:
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For
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Against
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Abstain
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37,932,498
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623,578
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18,590
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3.
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For the proposal to approve, on a non-binding advisory basis, the
compensation of Sientras named executive officers, the voting results were as follows:
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For
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Against
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Abstain
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Broker
Non-Votes
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21,246,695
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4,102,527
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64,253
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13,161,191
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4.
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For the proposal to approve, on a non-binding advisory basis, on the
frequency of future advisory votes on Sientras named executive officers compensation, the voting results were as follows:
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One Year
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Two Years
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Three Years
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Abstain
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Broker
Non-Votes
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25,085,299
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22,184
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47,523
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258,469
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13,161,191
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No other matters were presented for stockholder approval at the Annual Meeting.
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this Report to be signed on its behalf by the undersigned
hereunto duly authorized.
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SIENTRA, INC.
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Date: June 9, 2020
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By:
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/s/ Jeffrey M. Nugent
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Jeffrey M. Nugent
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Chairman of the Board of Directors and Chief Executive Officer
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