Amended Current Report Filing (8-k/a)
August 23 2021 - 4:02PM
Edgar (US Regulatory)
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2021-08-18
2021-08-18
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UNITED
STATES
SECURITIES
AND EXCHANGE COMMISSION
Washington,
D.C. 20549
FORM
8-K/A
(Amendment
No. 1)
CURRENT
REPORT
PURSUANT
TO SECTION 13 OR 15(d) OF THE
SECURITIES
EXCHANGE ACT OF 1934
Date
of Report (Date of earliest event reported): August
18, 2021
SG
BLOCKS, INC.
(Exact
Name of Registrant as Specified in its Charter)
Delaware
|
|
001-38037
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95-4463937
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(State or Other Jurisdiction
of Incorporation)
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(Commission File Number)
|
|
(I.R.S. Employer
Identification Number)
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195
Montague Street, 14th
Floor
Brooklyn,
New
York 11201
(Address
of Principal Executive Offices, Zip Code)
Registrant’s
telephone number, including area code: (646) 240-4235
Check
the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under
any of the following provisions:
☐
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Written communications
pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
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☐
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Soliciting material pursuant
to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
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☐
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Pre-commencement communications
pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
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☐
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Pre-commencement communications
pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
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Securities
registered pursuant to Section 12(b) of the Act:
Title
of Each Class
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Trading
Symbol(s)
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Name
of Each Exchange on Which Registered
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Common
Stock, par value $0.01
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SGBX
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The
Nasdaq Stock Market LLC
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Indicate
by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405
of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging
growth company ☐
If
an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying
with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
Explanatory Note
The sole purpose of this amendment to the Current
Report on Form 8-K, filed by SG Blocks, Inc. with the Securities and Exchange Commission on August 18, 2021 (the “Form 8-K”),
is to furnish Exhibit 104 relating to Inline eXtensible Business Reporting Language (“XBRL”) tagging to the cover page of
the Form 8-K. All other information in the Form 8-K remains unchanged.
Item 7.01 Regulation FD Disclosure.
The Company will be making several presentations
to investors over the next several weeks. In connection with the presentations, the Company intends to discuss the investor presentation,
which is furnished as Exhibit 99.1 to this Current Report on Form 8-K.
The information in this Item 7.01 and in the investor
presentation furnished as Exhibit 99.1 to this Current Report on Form 8-K shall not be deemed to be “filed” for purposes of
Section 18 of the Securities Exchange Act of 1934, as amended, or otherwise subject to the liabilities of that section or Sections 11
and 12(a)(2) of the Securities Act of 1933, as amended and shall not be incorporated by reference into any filing with the U.S. Securities
and Exchange Commission made by the Company, whether made before or after the date hereof, regardless of any general incorporation language
in such filing.
The investor presentation furnished as Exhibit
99.1 to this Current Report on Form 8-K includes “safe harbor” language pursuant to the Private Securities Litigation Reform
Act of 1995, as amended, indicating that certain statements contained therein are “forward-looking” rather than historical.
The Company undertakes no duty or obligation to
update or revise the information contained in this Current Report on Form 8-K, although it may do so from time to time if its management
believes it is appropriate. Any such updating may be made through the filing of other reports or documents with the Securities and Exchange
Commission, through press releases or through other public disclosures.
Item 9.01 Financial Statements and Exhibits.
The following exhibit is furnished to this Current Report
on Form 8-K:
104
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Cover Page Interactive Data File (the cover page XBRL tags are embedded within the inline XBRL document)
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SIGNATURES
Pursuant to the requirements of the Securities
Exchange Act of 1934, as amended, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly
authorized.
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SG Blocks, Inc.
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Dated: August 23, 2021
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By:
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/s/ Paul Galvin
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Paul Galvin
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Chairman and CEO
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