Initial Statement of Beneficial Ownership (3)
November 09 2020 - 6:12PM
Edgar (US Regulatory)
FORM 3
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES
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3235-0104
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
Lis Angela |
2. Date of Event Requiring Statement (MM/DD/YYYY)
11/2/2020
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3. Issuer Name and Ticker or Trading Symbol
STARBUCKS CORP [SBUX]
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(Last)
(First)
(Middle)
2401 UTAH AVENUE SOUTH, #800 |
4. Relationship of Reporting Person(s) to Issuer (Check all applicable)
_____ Director _____ 10% Owner
___X___ Officer (give title below) _____ Other (specify below)
evp, chief partner officer / |
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(Street)
SEATTLE, WA 98134
(City)
(State)
(Zip)
| 5. If Amendment, Date Original Filed(MM/DD/YYYY)
| 6. Individual or Joint/Group Filing(Check Applicable Line)
_X_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Beneficially Owned
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1.Title of Security
(Instr. 4) | 2. Amount of Securities Beneficially Owned
(Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I)
(Instr. 5) | 4. Nature of Indirect Beneficial Ownership
(Instr. 5) |
| Common Stock | 13078.46 (1) | D | |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security
(Instr. 4) | 2. Date Exercisable and Expiration Date
(MM/DD/YYYY) | 3. Title and Amount of Securities Underlying Derivative Security
(Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 5) | 6. Nature of Indirect Beneficial Ownership
(Instr. 5) |
| Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
| Non-qualified Stock Option (Right to Buy) | (2) | 11/16/2025 | Common Stock | 1214 | $60.68 | D | |
| Non-qualified Stock Option (Right to Buy) | (3) | 9/15/2026 | Common Stock | 5694 | $54.11 | D | |
| Non-qualified Stock Option (Right to Buy) | (4) | 11/21/2026 | Common Stock | 4690 | $56.10 | D | |
| Explanation of Responses: |
| (1) | Includes 8,244.736 Restricted Stock Units that vest on various dates subject to continued employment. |
| (2) | The option, representing the right to buy at total of 4,859 shares, became exercisable in three increments of 1,215 shares each on November 16, 2016, November 16, 2017 and November 16, 2018 and one increment of 1,214 shares on November 16, 2019. |
| (3) | The option, representing the right to buy a total of 11,388 shares, became exercisable in four increments of 2,847 shares each on September 15, 2017, September 15, 2018, September 15, 2019 and September 15, 2020. |
| (4) | The option, representing the right to buy a total of 9,382 shares, became exercisable two increments of 2,346 shares each on November 21, 2017 and November 21, 2018, one increment of 2,345 on November 21, 2019 and becomes exercisable in one increment of 2,345 shares on November 21, 2020. |
Remarks:
Exhibit 24: Power of Attorney attached to this filing. |
Reporting Owners
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| Reporting Owner Name / Address | Relationships |
| Director | 10% Owner | Officer | Other |
Lis Angela
2401 UTAH AVENUE SOUTH
#800
SEATTLE, WA 98134 |
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| evp, chief partner officer |
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Signatures
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| /s/ Jenn X. Hu, attorney-in-fact for Angela Lis | | 11/9/2020 |
| **Signature of Reporting Person | Date |
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