Initial Statement of Beneficial Ownership (3)
June 28 2022 - 6:47PM
Edgar (US Regulatory)
FORM 3
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES
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3235-0104
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
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Hui An |
2. Date of Event Requiring Statement (MM/DD/YYYY)
6/15/2022
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3. Issuer Name and Ticker or Trading Symbol
LAKELAND INDUSTRIES INC [LAKE]
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(Last)
(First)
(Middle)
1525 PERIMETER PARKWAY, SUITE 325 |
4. Relationship of Reporting Person(s) to Issuer (Check all applicable)
_____ Director _____ 10% Owner
___X___ Officer (give title below) _____ Other (specify below)
VP of Procurement & Asia Mfg. / |
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(Street)
HUNTSVILLE, AL 35806
(City)
(State)
(Zip)
| 5. If Amendment, Date Original Filed(MM/DD/YYYY)
| 6. Individual or Joint/Group Filing(Check Applicable Line)
_X_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Beneficially Owned
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1.Title of Security
(Instr. 4) | 2. Amount of Securities Beneficially Owned
(Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I)
(Instr. 5) | 4. Nature of Indirect Beneficial Ownership
(Instr. 5) |
| Common Stock, par value $.01 per share | 14000 (1) | D | |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security
(Instr. 4) | 2. Date Exercisable and Expiration Date
(MM/DD/YYYY) | 3. Title and Amount of Securities Underlying Derivative Security
(Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 5) | 6. Nature of Indirect Beneficial Ownership
(Instr. 5) |
| Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
| Explanation of Responses: |
| (1) | Includes (i) 8,932 shares held directly by the Reporting Person; (ii) 1,861 time-based Restricted Stock Units ("RSUs"), each of which represents a contingent right to receive one share of the Issuer's common stock, which will vest in installments of 620 RSUs on June 16, 2022, 620 RSUs on January 31, 2023 and 621 RSUs on January 31, 2024, provided that the Reporting Person remains in continuous service through each such vesting date; (iii) 2,667 time-based RSUs, each of which represents a contingent right to receive one share of the Issuer's common stock, which will vest in installments of 889 RSUs on each of April 6, 2023, January 31, 2024 and January 31, 2025, provided that the Reporting Person remains in continuous service through each such vesting date; and (iv) 540 shares of restricted stock subject to time-based vesting, all of which will vest on January 31, 2023, provided that the Reporting Person remains in continuous service through such vesting date. |
Remarks:
Exhibit 24.1-Power of Attorney |
Reporting Owners
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| Reporting Owner Name / Address | Relationships |
| Director | 10% Owner | Officer | Other |
Hui An
1525 PERIMETER PARKWAY, SUITE 325
HUNTSVILLE, AL 35806 |
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| VP of Procurement & Asia Mfg. |
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Signatures
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| /s/ Allen E. Dillard, Attorney-in-Fact | | 6/28/2022 |
| **Signature of Reporting Person | Date |
| Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. |
| * | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
| ** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
| Note: | File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. |
| Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
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