Current Report Filing (8-k)
November 05 2020 - 6:04AM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
PURSUANT TO SECTION 13 OR 15(d) OF THE
SECURITIES EXCHANGE ACT OF 1934
Date of Report (Date of earliest event
reported): November 4, 2020
FALCON MINERALS CORPORATION
(Exact Name of Registrant as Specified
in its Charter)
Delaware
|
|
001-38158
|
|
82-0820780
|
(State or Other Jurisdiction
of Incorporation)
|
|
(Commission
File Number)
|
|
(IRS Employer
Identification No.)
|
510 Madison Avenue, 8th Floor,
New York, NY 10022
(Address of Principal Executive Offices)
(Zip Code)
(212) 506-5925
Registrant’s telephone number,
including area code
N/A
(Former Name, or Former Address, if Changed
Since Last Report)
Check the appropriate box below if the Form 8-K filing is intended
to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
|
☐
|
Written communications pursuant
to Rule 425 under the Securities Act (17 CFR 230.425)
|
|
☐
|
Soliciting material pursuant
to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
|
|
☐
|
Pre-commencement communications
pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
|
|
☐
|
Pre-commencement communications
pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
|
Securities registered pursuant to Section 12(b) of the Exchange
Act:
(Title of each class)
|
|
(Trading Symbol)
|
|
(Name of exchange on which registered)
|
Class A Common Stock, par value $0.0001 per share
|
|
FLMN
|
|
Nasdaq Capital Market
|
Warrants, each to purchase one share Class A Common Stock
|
|
FLMNW
|
|
Nasdaq Capital Market
|
Indicate by check mark whether the registrant is an emerging
growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities
Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company ☒
If an emerging growth company, indicate by check mark if the
registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards
provided pursuant to Section 13(a) of the Exchange Act. ☐
Item 2.02. Results of Operations and Financial Condition.
On November 4, 2020, Falcon Minerals Corporation
(the “Company”) issued a press release regarding its financial results for the three and nine months ended September
30, 2020. A copy of the press release is furnished as Exhibit 99.1 to this Current Report and is incorporated by reference herein. The
information in this Current Report, including Exhibit 99.1, is being furnished and shall not be deemed “filed” for
purposes of Section 18 of the Securities Exchange Act of 1934, as amended, or otherwise subject to the liabilities of that
Section. The information in this Current Report shall not be incorporated by reference into any registration statement or other
document pursuant to the Securities Act of 1933, as amended.
Item
9.01. Financial Statements and Exhibits.
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act
of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
Date: November 4, 2020
|
FALCON MINERALS CORPORATION
|
|
|
|
By:
|
/s/ Bryan C. Gunderson
|
|
|
Bryan C. Gunderson
|
|
|
Chief Financial Officer
|
2
false
0001703785
0001703785
2020-11-04
2020-11-04
Falcon Minerals (NASDAQ:FLMN)
Historical Stock Chart
From Mar 2024 to Apr 2024
Falcon Minerals (NASDAQ:FLMN)
Historical Stock Chart
From Apr 2023 to Apr 2024