UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

FORM 8-K

 

 

CURRENT REPORT

Pursuant to Section 13 or Section 15(d)

of the Securities Exchange Act of 1934

Date of Report (Date of earliest event reported): May 28, 2020

 

 

FALCON MINERALS CORPORATION

(Exact name of registrant as specified in its charter)

 

 

 

Delaware   001-38158   82-0820780

(State or other jurisdiction

of incorporation or organization)

 

(Commission

File Number)

 

(I.R.S. Employer

Identification Number)

 

510 Madison Avenue, 8th Floor

New York, NY

  10022
(Address of principal executive offices)   (Zip Code)

Registrant’s telephone number, including area code: (212)506-5925

N/A

(Former name or former address, if changed since last report)

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation to the registrant under any of the following provisions:

 

Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Securities registered pursuant to Section 12(b) of the Act:

 

Title of each class

 

Trading

Symbol(s)

 

Name of each exchange on which registered

Class A Common Stock, par value $0.0001

per share

  FLMN   Nasdaq Capital Market

Warrants, each to purchase one share of

Class A Common Stock

  FLMNW   Nasdaq Capital Market

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

Emerging growth company  ☒

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.  ☐

 

 

 


Item 5.07. Submission of Matters to a Vote of Security Holders

The Annual Meeting of Stockholders of Falcon Minerals Corporation (the “Company”) was held on May 28, 2020. The final results of the matters submitted to a vote of stockholders at the Annual Meeting are as follows:

Item No. 1: Claire Harvey and Daniel Herz were both elected to serve as Class III directors of the Company until its 2023 Annual Meeting or until their successors are elected and qualified, by the votes set forth below.

 

Nominee

 

Votes for

 

Votes against

 

Broker non-votes

Claire Harvey

  70,004,342   623,720   6,368,756

Daniel Herz

  69,977,301   650,761   6,368,756

Item No. 2: The stockholders approved the selection of Deloitte & Touche LLP as the Company’s independent registered public accounting firm for the fiscal year ending December 31, 2020, by the votes set forth below.

 

Votes for

 

Votes against

 

Abstentions

75,374,036

  1,607,426   15,356


SIGNATURE

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

Dated: May 29, 2020      
    FALCON MINERALS CORPORATION
    By:  

/s/ Jeffrey F. Brotman

    Name:   Jeffrey F. Brotman
    Title:   Chief Legal Officer and Secretary
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