Current Report Filing (8-k)
August 09 2017 - 6:12AM
Edgar (US Regulatory)
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 8-K
CURRENT REPORT
PURSUANT TO SECTION 13 OR 15(D)
OF THE SECURITIES EXCHANGE ACT OF 1934
Date of Report (Date of earliest event reported):
August 9, 2017
Commission File Number: 0-29923
CUI Global, Inc.
(Exact Name of registrant as specified in
Its Charter)
Colorado
|
84-1463284
|
(State or jurisdiction of
|
(I.R.S. Employer
|
incorporation or organization)
|
Identification No.)
|
|
|
20050 SW 112th Avenue, Tualatin, Oregon
|
97062
|
(Address of Principal Executive Offices)
|
(Zip Code)
|
(503) 612-2300
(Registrant’s telephone number)
Check the appropriate box below if the Form 8-K filing is intended
to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction
A.2. below):
|
¨
|
Written
communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
|
|
¨
|
Soliciting
material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a- 12)
|
|
¨
|
Pre-commencement
communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.1 4d-2(b))
|
|
¨
|
Pre-commencement
communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
|
Indicate by check mark whether the registrant is an emerging
growth company as defined in as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2
of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company
¨
If an emerging growth company, indicate by check mark if
the registrant has elected not to use the extended transition period for complying with any new or revised financial
accounting standards provided pursuant to Section 13(a) of the Exchange Act.
¨
Item 1.02 Termination of a Material Definitive Agreement.
On August 9, 2017, the CUI Global, Inc. (the “Company”)
today announced that its board of directors has authorized the Company to terminate, effective immediately, the
At The Market Offering Agreement (the “Agreement”) with Rodman & Renshaw, a unit of H. C. Wainwright & Co,
LLC (the “Agent”) providing for the Company’s “at-the-market” equity offering program (the “ATM
Program”). The Agreement allowed the Company, under the ATM agreement, to issue and sell, from time to time, through the
Agent, shares of the Company’s common stock, par value $0.001 per share, having an aggregate gross sales price of up to $30,000,000
(the “Shares”). No Shares were sold under the ATM agreement and the Company has no further obligations thereunder.
Signatures
Pursuant to the requirements of the Securities Exchange Act
of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.
Signed and submitted this 9th day of August
2017.
|
CUI Global, Inc.
|
|
|
|
|
|
|
|
|
|
|
By:
|
/s/ William J. Clough
|
|
|
|
William J. Clough, CEO/President
|
CUI Global (NASDAQ:CUI)
Historical Stock Chart
From Mar 2024 to Apr 2024
CUI Global (NASDAQ:CUI)
Historical Stock Chart
From Apr 2023 to Apr 2024