Sophos Group Plc Holding(s) in Company (6689W)
December 12 2019 - 4:55AM
UK Regulatory
TIDMSOPH TIDMBARC
RNS Number : 6689W
Sophos Group Plc
12 December 2019
TR-1: Standard form for notification of major holdings
NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and
to the FCA in Microsoft Word format if possible)(i)
1a. Identity of the issuer or the SOPHOS GROUP PLC
underlying issuer of existing shares
to which voting rights are attached(ii)
:
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1b. Please indicate if the issuer is a non-UK issuer (please mark with
an "X" if appropriate)
Non-UK issuer
-----
2. Reason for the notification (please mark the appropriate box or boxes
with an "X")
An acquisition or disposal of voting rights X
-----
An acquisition or disposal of financial instruments X
-----
An event changing the breakdown of voting rights
-----
Other (please specify)(iii) :
-----
3. Details of person subject to the notification obligation(iv)
Name Barclays Plc
City and country of registered office London , United Kingdom
(if applicable)
4. Full name of shareholder(s) (if different from 3.)(v)
Name
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City and country of registered office
(if applicable)
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5. Date on which the threshold was 09 Dec 2019
crossed or reached(vi) :
------------------------------------------------------------------
6. Date on which issuer notified (DD/MM/YYYY): 11 Dec 2019
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7. Total positions of person(s) subject to the notification obligation
% of voting % of voting rights Total of both Total number
rights attached through financial in % (8.A + of voting rights
to shares (total instruments 8.B) of issuer(vii)
of 8. A) (total of 8.B
1 + 8.B 2)
----------------------- -------------------------------- ---------------------------- ------------------------
Resulting
situation
on the date
on which
threshold
was crossed
or reached 0.305 5.628 5.933 491,892,890
----------------------- -------------------------------- ---------------------------- ------------------------
Position of
previous
notification
(if
applicable) 1.750 4.385 6.135
----------------------- -------------------------------- ---------------------------- ------------------------
8. Notified details of the resulting situation on the date on which
the threshold was crossed or reached(viii)
A: Voting rights attached to shares
Class/type of Number of voting rights(ix) % of voting rights
shares
ISIN code (if
possible)
Direct Indirect Direct Indirect
(Art 9 of Directive (Art 10 of Directive (Art 9 of Directive (Art 10
2004/109/EC) 2004/109/EC) 2004/109/EC) (DTR5.1) of Directive
(DTR5.1) (DTR5.2.1) 2004/109/EC)
(DTR5.2.1)
-------------------------------
GB00BYZFZ918 1,500,000 NA 0.305 NA
---------------------------- ------------------------------- ---------------------------- -----------------
SUBTOTAL 8. A 1,500,000 0.305
------------------------------------------------------------- -----------------------------------------------
B 1: Financial Instruments according to Art. 13(1)(a) of Directive 2004/109/EC
(DTR5.3.1.1 (a))
Type of Expiration Exercise/ Number of voting % of voting
financial date(x) Conversion Period(xi) rights that may rights
instrument be acquired if
the instrument
is
exercised/converted.
----------- --------------------------------------- ------------------------------------- -----------------
Right to recall
(Collateral) NA NA 14,423,067 2.932
----------- --------------------------------------- ------------------------------------- -----------------
SUBTOTAL 8. B 1 14,423,067 2.932
--------------------------------------- ------------------------------------- -----------------
B 2: Financial Instruments with similar economic effect according to
Art. 13(1)(b) of Directive 2004/109/EC (DTR5.3.1.1 (b))
Type of Expiration Exercise/ Physical or Number of % of voting
financial date(x) Conversion cash voting rights rights
instrument Period (xi) settlement(xii)
--------------- --------------------------- -------------------------- ---------------------
Swap NA NA CASH 13,093,934 2.662
--------------- --------------------------- -------------------------- ---------------------
Portfolio Swap NA NA CASH 168,157 0.034
--------------- --------------------------- -------------------------- ---------------------
SUBTOTAL 8.B.2 13,262,091 2.696
-------------------------- ---------------------
9. Information in relation to the person subject to the notification
obligation (please mark the
applicable box with an "X")
Person subject to the notification obligation is not controlled
by any natural person or legal entity and does not control any
other undertaking(s) holding directly or indirectly an interest
in the (underlying) issuer(xiii)
Full chain of controlled undertakings through which the voting X
rights and/or the
financial instruments are effectively held starting with the
ultimate controlling natural person or legal entity(xiv) (please
add additional rows as necessary)
Name(xv) % of voting rights % of voting rights Total of both if
if it equals or through financial it equals or is
is higher than instruments if it higher than the
the notifiable equals or is higher notifiable threshold
threshold than the notifiable
threshold
-------------------- --------------------- ------------------------
Barclays Plc NA 5.628 5.933
-------------------- --------------------- ------------------------
Barclays Bank Plc NA 5.628 5.933
-------------------- --------------------- ------------------------
Barclays Capital
Securities Ltd NA 5.628 5.933
-------------------- --------------------- ------------------------
10. In case of proxy voting, please identify:
Name of the proxy holder
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The number and % of voting rights
held
-----------------------------------------------
The date until which the voting
rights will be held
-----------------------------------------------
11. Additional information(xvi)
Place of completion London
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Date of completion 11 Dec 2019
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END
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