- Current report filing (8-K)
March 07 2011 - 4:45PM
Edgar (US Regulatory)
SECURITIES AND EXCHANGE
COMMISSION
WASHINGTON, D. C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13
or 15(d) of
The Securities Exchange Act of 1934
Date of Report (Date of
earliest event reported): March 3, 2011
MERRILL LYNCH
DEPOSITOR, INC.
(on behalf of PREFERREDPLUS TRUST
SERIES VAL-1)
(Exact name of registrant as specified in its
charter)
Delaware
(State or other
jurisdiction of
incorporation)
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001-31595
(Commission
File Number)
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13-3891329
(I. R. S. Employer
Identification No.)
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World Financial Center,
New York, New York
(Address of principal
executive offices)
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10080
(Zip Code)
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Registrants telephone
number, including area code: (212) 449-1000
Check the appropriate box below if
the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the
registrant under any of the following provisions (see General Instruction A.2.):
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Written
communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
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Soliciting
material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
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[ ]
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Pre-commencement
communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
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Pre-commencement
communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
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INFORMATION TO BE
INCLUDED IN REPORT
Section 1.
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Registrants Business and Operations
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Not applicable.
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Section 2.
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Financial Information
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Not applicable.
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Section 3.
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Securities and Trading Markets
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Not applicable.
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Section 4.
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Matters Related to Accountants and Financial Statements
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Not applicable.
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Section 5.
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Corporate Governance and Management
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Not applicable.
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Section 6.
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Asset-Backed Securities
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Not applicable.
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Section 7.
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Regulation FD
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Not applicable.
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Section 8.
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Other Events
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Item 8.01
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Other events
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99.1
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Distribution
to holders of the PPLUS Trust Certificates Series VAL-1 on March 3, 2011.
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On February 1, 2011, we received a
notice of exercise from the holder of the call warrants for
PPLUS Trust Certificates Series VAL-1, which specified that the call
warrant holder intended to exercise its warrants in full and
call all outstanding trust certificates. On March 3, 2011, the
exercise date of the call warrants, we distributed the
aggregate exercise price of $26,376,155 (representing, with respect
to the Class A trust certificates, $25,000,000 with respect to
the principal amount and $694,792 with respect to the interest
amount and with respect to the Class B trust Certificates,
$681,363 with respect to the sum of the net present value of unpaid
payments due).
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For information with respect to the
underlying securities held by PPLUS Trust Series VAL-1, please
refer to Valero Energy Corporations (Commission file number
001-13175) periodic reports, including annual reports on Form
10-K, quarterly reports on Form 10-Q and current reports on
Form 8-K, and other information on file with the Securities
and Exchange Commission (the SEC). You can read and copy these reports
and other information at the public reference
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facilities maintained by the SEC at
Room 1580, 100 F Street, NE, Washington, D.C. 20549. You may
obtain copies of this material for a fee by writing to the SECs
Public Reference Section of the SEC at 100 F Street, NE,
Washington, D.C. 20549. You may obtain information about the operation
of the Public Reference Room by calling the SEC at
1-800-SEC-0330. You can also access some of this information
electronically by means of the SECs website on the Internet
at http://www.sec.gov, which contains reports, proxy and information
statements and other information that the underlying
securities issuer has filed electronically with the SEC.
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Although we have no reason to
believe the information concerning the underlying securities
or the underlying securities issuer contained in the underlying
securities issuers Exchange Act reports is not reliable,
neither the depositor nor the trustee participated in the
preparation of such documents or made any due diligence
inquiry with respect to the information provided therein. No investigation
with respect to the underlying securities issuer (including,
without limitation, no investigation as to its financial
condition or creditworthiness) or of the underlying securities
has been made. You should obtain and evaluate the same information
concerning the underlying securities issuer as you would
obtain and evaluate if you were investing directly in the
underlying securities or in other securities issued by the
underlying securities issuer. There can be no assurance that events affecting the
underlying securities or the underlying securities issuer have
not occurred or have not yet been publicly disclosed which
would affect the accuracy or completeness of the publicly
available documents described above.
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Section 9.
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Financial Statements and Exhibits
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Item 9.01
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Financial Statements and Exhibits
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(a)
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Financial
statements of business acquired.
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Not Applicable.
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(b)
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Pro
forma financial information.
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Not Applicable.
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(c)
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Shell
company transactions.
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Not Applicable.
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(d)
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Exhibits.
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99.1
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Trustees
report in respect of the March 3, 2011 distribution
to holders of the PPLUS Trust Certificates Series VAL-1.
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SIGNATURES
Pursuant to the requirements of
Section 12 of the Securities Exchange Act of 1934, the registrant has
duly caused this report to be signed on its behalf by the undersigned, thereto
duly authorized.
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MERRILL LYNCH DEPOSITOR, INC.
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Date: March 7, 2011
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By:
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/s/ John Marciano
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Name:
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John Marciano
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Title:
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Vice President
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EXHIBIT INDEX
99.1
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Trustees
report in respect of the March 3, 2011 distribution to holders of
the PPLUS Trust Certificates Series VAL-1.
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