Report of Foreign Issuer (6-k)
December 31 2019 - 5:29PM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 6-K
REPORT OF
FOREIGN PRIVATE ISSUER
PURSUANT TO RULE 13a-16 OR
15d-16
UNDER THE SECURITIES EXCHANGE ACT OF 1934
For the month of December 2019
Commission File Number: 001-38781
HEXO Corp.
(Translation
of registrant’s name into English)
3000 Solandt
Road
Ottawa, Ontario, Canada K2K 2X2
(Address of principal executive office)
Indicate by check mark whether
the registrant files or will file annual reports under cover of Form 20-F or Form 40-F. Form 20-F ☐ Form 40-F ☒
Indicate by check mark if the registrant is submitting the Form
6-K in paper as permitted by Regulation S-T Rule 101(b)(1): ☐
Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(7): ☐
EXPLANATORY NOTE
Exhibits 99.1, 99.2 and 99.3 included with this Report on Form 6-K are hereby incorporated by reference into the Registration Statement on Form F-10 of
HEXO Corp. (File No. 333-228924).
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Exhibit
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Description
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99.1
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Placement Agency Agreement dated December 23, 2019 by and between the registrant and A.G.P./Alliance Global Partners in connection with an offering
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99.2
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Form of Securities Purchase Agreement dated December 25, 2019 by and between the registrant and the investors in the offering
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99.3
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Form of Common Share Purchase Warrant to be issued by the registrant in connection with the offering
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SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned,
thereunto duly authorized.
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HEXO Corp.
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Date: December 31, 2019
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/s/ Stephen Burwash
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Chief Financial Officer
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