FORM N-PX

ANNUAL REPORT OF PROXY VOTING RECORD OF

REGISTERED MANAGEMENT INVESTMENT COMPANY

Investment Company Act file number 811-22970

Nuveen Dow 30 SM Dynamic Overwrite Fund

 

(Exact name of registrant as specified in charter)

333 West Wacker Drive, Chicago, Illinois 60606

 

(Address of principal executive offices) (Zip Code)

David J. Lamb – Chief Administrative Officer

 

(Name and address of agent for service)

Registrant’s telephone number, including area code: 312-917-7700

Date of fiscal year-end: December 31

Date of reporting period: June 30, 2021

 

 

Item 1. Proxy Voting Record

FORM N-PX



ICA File Number:  811-22970

Registrant Name:  Nuveen Dow 30(SM) Dynamic Overwrite Fund

Reporting Period:  07/01/2020 - 06/30/2021


Nuveen Dow 30(SM) Dynamic Overwrite Fund

 
3M COMPANY
Meeting Date:  MAY 11, 2021
Record Date:  MAR 16, 2021
Meeting Type:  ANNUAL
Ticker:  MMM
Security ID:  88579Y101
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1a Elect Director Thomas "Tony" K. Brown Management For For
1b Elect Director Pamela J. Craig Management For For
1c Elect Director David B. Dillon Management For For
1d Elect Director Michael L. Eskew Management For For
1e Elect Director James R. Fitterling Management For For
1f Elect Director Herbert L. Henkel Management For For
1g Elect Director Amy E. Hood Management For For
1h Elect Director Muhtar Kent Management For For
1i Elect Director Dambisa F. Moyo Management For For
1j Elect Director Gregory R. Page Management For For
1k Elect Director Michael F. Roman Management For For
1l Elect Director Patricia A. Woertz Management For For
2 Ratify PricewaterhouseCoopers LLP as Auditors Management For For
3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
4 Amend Omnibus Stock Plan Management For For
5 Consider Pay Disparity Between Executives and Other Employees Shareholder Against Against
6 Amend Certificate of Incorporation to Become a Public Benefit Corporation Shareholder Against Against
 
AMERICAN EXPRESS COMPANY
Meeting Date:  MAY 04, 2021
Record Date:  MAR 08, 2021
Meeting Type:  ANNUAL
Ticker:  AXP
Security ID:  025816109
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1a Elect Director Thomas J. Baltimore Management For For
1b Elect Director Charlene Barshefsky Management For For
1c Elect Director John J. Brennan Management For For
1d Elect Director Peter Chernin Management For For
1e Elect Director Ralph de la Vega Management For For
1f Elect Director Michael O. Leavitt Management For For
1g Elect Director Theodore J. Leonsis Management For For
1h Elect Director Karen L. Parkhill Management For For
1i Elect Director Charles E. Phillips Management For For
1j Elect Director Lynn A. Pike Management For For
1k Elect Director Stephen J. Squeri Management For For
1l Elect Director Daniel L. Vasella Management For For
1m Elect Director Lisa W. Wardell Management For For
1n Elect Director Ronald A. Williams Management For For
1o Elect Director Christopher D. Young Management For For
2 Ratify PricewaterhouseCoopers LLP as Auditors Management For For
3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
4 Provide Right to Act by Written Consent Shareholder Against For
5 Publish Annually a Report Assessing Diversity, Equity, and Inclusion Efforts Shareholder Against For
 
AMGEN INC.
Meeting Date:  MAY 18, 2021
Record Date:  MAR 19, 2021
Meeting Type:  ANNUAL
Ticker:  AMGN
Security ID:  031162100
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1a Elect Director Wanda M. Austin Management For For
1b Elect Director Robert A. Bradway Management For For
1c Elect Director Brian J. Druker Management For For
1d Elect Director Robert A. Eckert Management For For
1e Elect Director Greg C. Garland Management For For
1f Elect Director Charles M. Holley, Jr. Management For For
1g Elect Director Tyler Jacks Management For For
1h Elect Director Ellen J. Kullman Management For For
1i Elect Director Amy E. Miles Management For For
1j Elect Director Ronald D. Sugar Management For For
1k Elect Director R. Sanders Williams Management For For
2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
3 Ratify Ernst & Young LLP as Auditors Management For For
 
APPLE INC.
Meeting Date:  FEB 23, 2021
Record Date:  DEC 28, 2020
Meeting Type:  ANNUAL
Ticker:  AAPL
Security ID:  037833100
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1a Elect Director James Bell Management For For
1b Elect Director Tim Cook Management For For
1c Elect Director Al Gore Management For For
1d Elect Director Andrea Jung Management For For
1e Elect Director Art Levinson Management For For
1f Elect Director Monica Lozano Management For For
1g Elect Director Ron Sugar Management For For
1h Elect Director Sue Wagner Management For For
2 Ratify Ernst & Young LLP as Auditors Management For For
3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
4 Proxy Access Amendments Shareholder Against For
5 Improve Principles of Executive Compensation Program Shareholder Against Against
 
CATERPILLAR INC.
Meeting Date:  JUN 09, 2021
Record Date:  APR 12, 2021
Meeting Type:  ANNUAL
Ticker:  CAT
Security ID:  149123101
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Director Kelly A. Ayotte Management For For
1.2 Elect Director David L. Calhoun Management For For
1.3 Elect Director Daniel M. Dickinson Management For For
1.4 Elect Director Gerald Johnson Management For For
1.5 Elect Director David W. MacLennan Management For For
1.6 Elect Director Debra L. Reed-Klages Management For For
1.7 Elect Director Edward B. Rust, Jr. Management For For
1.8 Elect Director Susan C. Schwab Management For For
1.9 Elect Director D. James Umpleby, III Management For For
1.10 Elect Director Miles D. White Management For For
1.11 Elect Director Rayford Wilkins, Jr. Management For For
2 Ratify PricewaterhouseCoopers as Auditors Management For For
3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
4 Report on Climate Policy Shareholder Against For
5 Report on Diversity and Inclusion Efforts Shareholder Against Against
6 Amend Certificate of Incorporate to become Public Benefit Corporation Shareholder Against Against
7 Provide Right to Act by Written Consent Shareholder Against For
 
CHEVRON CORPORATION
Meeting Date:  MAY 26, 2021
Record Date:  MAR 29, 2021
Meeting Type:  ANNUAL
Ticker:  CVX
Security ID:  166764100
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1a Elect Director Wanda M. Austin Management For For
1b Elect Director John B. Frank Management For For
1c Elect Director Alice P. Gast Management For For
1d Elect Director Enrique Hernandez, Jr. Management For For
1e Elect Director Marillyn A. Hewson Management For For
1f Elect Director Jon M. Huntsman, Jr. Management For For
1g Elect Director Charles W. Moorman, IV Management For For
1h Elect Director Dambisa F. Moyo Management For For
1i Elect Director Debra Reed-Klages Management For For
1j Elect Director Ronald D. Sugar Management For For
1k Elect Director D. James Umpleby, III Management For For
1l Elect Director Michael K. Wirth Management For For
2 Ratify PricewaterhouseCoopers LLP as Auditors Management For For
3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
4 Reduce Scope 3 Emissions Shareholder Against For
5 Report on Impacts of Net Zero 2050 Scenario Shareholder Against For
6 Amend Certificate of Incorporation to Become a Public Benefit Corporation Shareholder Against Against
7 Report on Lobbying Payments and Policy Shareholder Against For
8 Require Independent Board Chair Shareholder Against Against
9 Reduce Ownership Threshold for Shareholders to Call Special Meeting Shareholder Against For
 
CISCO SYSTEMS, INC.
Meeting Date:  DEC 10, 2020
Record Date:  OCT 12, 2020
Meeting Type:  ANNUAL
Ticker:  CSCO
Security ID:  17275R102
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1a Elect Director M. Michele Burns Management For For
1b Elect Director Wesley G. Bush Management For For
1c Elect Director Michael D. Capellas Management For For
1d Elect Director Mark Garrett Management For For
1e Elect Director Kristina M. Johnson Management For For
1f Elect Director Roderick C. McGeary Management For For
1g Elect Director Charles H. Robbins Management For For
1h Elect Director Arun Sarin - Withdrawn Management None None
1i Elect Director Brenton L. Saunders Management For For
1j Elect Director Lisa T. Su Management For For
2 Change State of Incorporation from California to Delaware Management For For
3 Amend Omnibus Stock Plan Management For For
4 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
5 Ratify PricewaterhouseCoopers LLP as Auditors Management For For
6 Require Independent Board Chair Shareholder Against Against
 
DOW INC.
Meeting Date:  APR 15, 2021
Record Date:  FEB 22, 2021
Meeting Type:  ANNUAL
Ticker:  DOW
Security ID:  260557103
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1a Elect Director Samuel R. Allen Management For For
1b Elect Director Gaurdie Banister, Jr. Management For For
1c Elect Director Wesley G. Bush Management For For
1d Elect Director Richard K. Davis Management For For
1e Elect Director Debra L. Dial Management For For
1f Elect Director Jeff M. Fettig Management For For
1g Elect Director Jim Fitterling Management For For
1h Elect Director Jacqueline C. Hinman Management For For
1i Elect Director Luis A. Moreno Management For For
1j Elect Director Jill S. Wyant Management For For
1k Elect Director Daniel W. Yohannes Management For For
2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
3 Amend Omnibus Stock Plan Management For For
4 Approve Qualified Employee Stock Purchase Plan Management For For
5 Ratify Deloitte & Touche LLP as Auditors Management For For
6 Provide Right to Act by Written Consent Shareholder Against For
 
HONEYWELL INTERNATIONAL INC.
Meeting Date:  MAY 21, 2021
Record Date:  MAR 26, 2021
Meeting Type:  ANNUAL
Ticker:  HON
Security ID:  438516106
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1A Elect Director Darius Adamczyk Management For For
1B Elect Director Duncan B. Angove Management For For
1C Elect Director William S. Ayer Management For For
1D Elect Director Kevin Burke Management For For
1E Elect Director D. Scott Davis Management For For
1F Elect Director Deborah Flint Management For For
1G Elect Director Judd Gregg Management For For
1H Elect Director Grace D. Lieblein Management For For
1I Elect Director Raymond T. Odierno Management For For
1J Elect Director George Paz Management For For
1K Elect Director Robin L. Washington Management For For
2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
3 Ratify Deloitte & Touche LLP as Auditor Management For For
4 Provide Right to Act by Written Consent Shareholder Against For
 
INTEL CORPORATION
Meeting Date:  MAY 13, 2021
Record Date:  MAR 19, 2021
Meeting Type:  ANNUAL
Ticker:  INTC
Security ID:  458140100
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1a Elect Director Patrick P. Gelsinger Management For For
1b Elect Director James J. Goetz Management For For
1c Elect Director Alyssa Henry Management For For
1d Elect Director Omar Ishrak Management For For
1e Elect Director Risa Lavizzo-Mourey Management For For
1f Elect Director Tsu-Jae King Liu Management For For
1g Elect Director Gregory D. Smith Management For For
1h Elect Director Dion J. Weisler Management For For
1i Elect Director Frank D. Yeary Management For For
2 Ratify Ernst & Young LLP as Auditors Management For For
3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For Against
4 Provide Right to Act by Written Consent Shareholder Against For
5 Report on Global Median Gender/Racial Pay Gap Shareholder Against Against
6 Report on Whether Written Policies or Unwritten Norms Reinforce Racism in Company Culture Shareholder Against Against
 
INTERNATIONAL BUSINESS MACHINES CORPORATION
Meeting Date:  APR 27, 2021
Record Date:  FEB 26, 2021
Meeting Type:  ANNUAL
Ticker:  IBM
Security ID:  459200101
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1a Elect Director Thomas Buberl Management For For
1b Elect Director Michael L. Eskew Management For For
1c Elect Director David N. Farr Management For For
1d Elect Director Alex Gorsky Management For For
1e Elect Director Michelle J. Howard Management For For
1f Elect Director Arvind Krishna Management For For
1g Elect Director Andrew N. Liveris Management For For
1h Elect Director Frederick William McNabb, III Management For For
1i Elect Director Martha E. Pollack Management For For
1j Elect Director Joseph R. Swedish Management For For
1k Elect Director Peter R. Voser Management For For
1l Elect Director Frederick H. Waddell Management For For
2 Ratify PricewaterhouseCoopers LLP as Auditors Management For For
3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For Against
4 Require Independent Board Chair Shareholder Against For
5 Lower Ownership Threshold for Action by Written Consent Shareholder Against For
6 Publish Annually a Report Assessing Diversity, Equity, and Inclusion Efforts Shareholder For For
 
JOHNSON & JOHNSON
Meeting Date:  APR 22, 2021
Record Date:  FEB 23, 2021
Meeting Type:  ANNUAL
Ticker:  JNJ
Security ID:  478160104
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1a Elect Director Mary C. Beckerle Management For For
1b Elect Director D. Scott Davis Management For For
1c Elect Director Ian E. L. Davis Management For For
1d Elect Director Jennifer A. Doudna Management For For
1e Elect Director Alex Gorsky Management For For
1f Elect Director Marillyn A. Hewson Management For For
1g Elect Director Hubert Joly Management For For
1h Elect Director Mark B. McClellan Management For For
1i Elect Director Anne M. Mulcahy Management For For
1j Elect Director Charles Prince Management For For
1k Elect Director A. Eugene Washington Management For For
1l Elect Director Mark A. Weinberger Management For For
1m Elect Director Nadja Y. West Management For For
1n Elect Director Ronald A. Williams Management For For
2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For Against
3 Ratify PricewaterhouseCoopers LLP as Auditors Management For For
4 Report on Government Financial Support and Access to COVID-19 Vaccines and Therapeutics Shareholder Against For
5 Require Independent Board Chair Shareholder Against For
6 Report on Civil Rights Audit Shareholder Against Against
7 Adopt Policy on Bonus Banking Shareholder Against Against
 
JPMORGAN CHASE & CO.
Meeting Date:  MAY 18, 2021
Record Date:  MAR 19, 2021
Meeting Type:  ANNUAL
Ticker:  JPM
Security ID:  46625H100
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1a Elect Director Linda B. Bammann Management For For
1b Elect Director Stephen B. Burke Management For For
1c Elect Director Todd A. Combs Management For For
1d Elect Director James S. Crown Management For For
1e Elect Director James Dimon Management For For
1f Elect Director Timothy P. Flynn Management For For
1g Elect Director Mellody Hobson Management For For
1h Elect Director Michael A. Neal Management For For
1i Elect Director Phebe N. Novakovic Management For For
1j Elect Director Virginia M. Rometty Management For For
2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
3 Amend Omnibus Stock Plan Management For For
4 Ratify PricewaterhouseCoopers LLP as Auditors Management For For
5 Reduce Ownership Threshold for Shareholders to Request Action by Written Consent Shareholder Against For
6 Report on Racial Equity Audit Shareholder Against Against
7 Require Independent Board Chair Shareholder Against For
8 Report on Congruency Political Analysis and Electioneering Expenditures Shareholder Against For
 
MCDONALD'S CORPORATION
Meeting Date:  MAY 20, 2021
Record Date:  MAR 22, 2021
Meeting Type:  ANNUAL
Ticker:  MCD
Security ID:  580135101
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1a Elect Director Lloyd Dean Management For For
1b Elect Director Robert Eckert Management For For
1c Elect Director Catherine Engelbert Management For For
1d Elect Director Margaret Georgiadis Management For For
1e Elect Director Enrique Hernandez, Jr. Management For For
1f Elect Director Christopher Kempczinski Management For For
1g Elect Director Richard Lenny Management For For
1h Elect Director John Mulligan Management For For
1i Elect Director Sheila Penrose Management For For
1j Elect Director John Rogers, Jr. Management For For
1k Elect Director Paul Walsh Management For For
1l Elect Director Miles White Management For For
2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
3 Ratify Ernst & Young LLP as Auditors Management For For
4 Report on Sugar and Public Health Shareholder Against Against
5 Report on Antibiotics and Public Health Costs Shareholder Against Against
6 Provide Right to Act by Written Consent Shareholder Against For
 
MERCK & CO., INC.
Meeting Date:  MAY 25, 2021
Record Date:  MAR 26, 2021
Meeting Type:  ANNUAL
Ticker:  MRK
Security ID:  58933Y105
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1a Elect Director Leslie A. Brun Management For For
1b Elect Director Mary Ellen Coe Management For For
1c Elect Director Pamela J. Craig Management For For
1d Elect Director Kenneth C. Frazier Management For For
1e Elect Director Thomas H. Glocer Management For For
1f Elect Director Risa J. Lavizzo-Mourey Management For For
1g Elect Director Stephen L. Mayo Management For For
1h Elect Director Paul B. Rothman Management For For
1i Elect Director Patricia F. Russo Management For For
1j Elect Director Christine E. Seidman Management For For
1k Elect Director Inge G. Thulin Management For For
1l Elect Director Kathy J. Warden Management For For
1m Elect Director Peter C. Wendell Management For For
2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
3 Ratify PricewaterhouseCoopers LLP as Auditors Management For For
4 Provide Right to Act by Written Consent Shareholder Against For
5 Report on Access to COVID-19 Products Shareholder Against For
 
MICROSOFT CORPORATION
Meeting Date:  DEC 02, 2020
Record Date:  OCT 08, 2020
Meeting Type:  ANNUAL
Ticker:  MSFT
Security ID:  594918104
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Director Reid G. Hoffman Management For For
1.2 Elect Director Hugh F. Johnston Management For For
1.3 Elect Director Teri L. List-Stoll Management For For
1.4 Elect Director Satya Nadella Management For For
1.5 Elect Director Sandra E. Peterson Management For For
1.6 Elect Director Penny S. Pritzker Management For For
1.7 Elect Director Charles W. Scharf Management For For
1.8 Elect Director Arne M. Sorenson Management For For
1.9 Elect Director John W. Stanton Management For For
1.10 Elect Director John W. Thompson Management For For
1.11 Elect Director Emma N. Walmsley Management For For
1.12 Elect Director Padmasree Warrior Management For For
2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
3 Ratify Deloitte & Touche LLP as Auditors Management For For
4 Report on Employee Representation on the Board of Directors Shareholder Against Against
 
NIKE, INC.
Meeting Date:  SEP 17, 2020
Record Date:  JUL 17, 2020
Meeting Type:  ANNUAL
Ticker:  NKE
Security ID:  654106103
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1a Elect Director Alan B. Graf, Jr. Management For For
1b Elect Director Peter B. Henry Management For For
1c Elect Director Michelle A. Peluso Management For For
2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For Against
3 Ratify PricewaterhouseCoopers LLP as Auditors Management For For
4 Amend Omnibus Stock Plan Management For For
5 Report on Political Contributions Disclosure Shareholder Against For
 
SALESFORCE.COM, INC.
Meeting Date:  JUN 10, 2021
Record Date:  APR 15, 2021
Meeting Type:  ANNUAL
Ticker:  CRM
Security ID:  79466L302
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1a Elect Director Marc Benioff Management For For
1b Elect Director Craig Conway Management For For
1c Elect Director Parker Harris Management For For
1d Elect Director Alan Hassenfeld Management For For
1e Elect Director Neelie Kroes Management For For
1f Elect Director Colin Powell Management For For
1g Elect Director Sanford Robertson Management For For
1h Elect Director John V. Roos Management For For
1i Elect Director Robin Washington Management For For
1j Elect Director Maynard Webb Management For For
1k Elect Director Susan Wojcicki Management For For
2 Amend Omnibus Stock Plan Management For For
3 Ratify Ernst & Young LLP as Auditors Management For For
4 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
5 Amend Certificate of Incorporation to Become a Public Benefit Corporation Shareholder Against Against
 
THE BOEING COMPANY
Meeting Date:  APR 20, 2021
Record Date:  FEB 19, 2021
Meeting Type:  ANNUAL
Ticker:  BA
Security ID:  097023105
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1a Elect Director Robert A. Bradway Management For For
1b Elect Director David L. Calhoun Management For For
1c Elect Director Lynne M. Doughtie Management For For
1d Elect Director Edmund P. Giambastiani, Jr. Management For For
1e Elect Director Lynn J. Good Management For For
1f Elect Director Akhil Johri Management For For
1g Elect Director Lawrence W. Kellner Management For For
1h Elect Director Steven M. Mollenkopf Management For For
1i Elect Director John M. Richardson Management For For
1j Elect Director Ronald A. Williams Management For For
2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
3 Ratify Deloitte & Touche LLP as Auditors Management For For
4 Report on Lobbying Payments and Policy Shareholder Against For
5 Provide Right to Act by Written Consent Shareholder Against For
 
THE COCA-COLA COMPANY
Meeting Date:  APR 20, 2021
Record Date:  FEB 19, 2021
Meeting Type:  ANNUAL
Ticker:  KO
Security ID:  191216100
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Director Herbert A. Allen Management For For
1.2 Elect Director Marc Bolland Management For For
1.3 Elect Director Ana Botin Management For For
1.4 Elect Director Christopher C. Davis Management For For
1.5 Elect Director Barry Diller Management For For
1.6 Elect Director Helene D. Gayle Management For For
1.7 Elect Director Alexis M. Herman Management For For
1.8 Elect Director Robert A. Kotick Management For For
1.9 Elect Director Maria Elena Lagomasino Management For For
1.10 Elect Director James Quincey Management For For
1.11 Elect Director Caroline J. Tsay Management For For
1.12 Elect Director David B. Weinberg Management For For
2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
3 Ratify Ernst & Young LLP as Auditor Management For For
4 Report on Sugar and Public Health Shareholder Against Against
 
THE GOLDMAN SACHS GROUP, INC.
Meeting Date:  APR 29, 2021
Record Date:  MAR 01, 2021
Meeting Type:  ANNUAL
Ticker:  GS
Security ID:  38141G104
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1a Elect Director M. Michele Burns Management For For
1b Elect Director Drew G. Faust Management For For
1c Elect Director Mark A. Flaherty Management For For
1d Elect Director Ellen J. Kullman Management For For
1e Elect Director Lakshmi N. Mittal Management For For
1f Elect Director Adebayo O. Ogunlesi Management For For
1g Elect Director Peter Oppenheimer Management For For
1h Elect Director David M. Solomon Management For For
1i Elect Director Jan E. Tighe Management For For
1j Elect Director Jessica R. Uhl Management For For
1k Elect Director David A. Viniar Management For For
1l Elect Director Mark O. Winkelman Management For For
2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
3 Amend Omnibus Stock Plan Management For Against
4 Ratify PricewaterhouseCoopers LLP as Auditors Management For For
5 Provide Right to Act by Written Consent Shareholder Against For
6 Report on the Impacts of Using Mandatory Arbitration Shareholder Against For
7 Amend Certificate of Incorporation to Become a Public Benefit Corporation Shareholder Against Against
8 Report on Racial Equity Audit Shareholder Against Against
 
THE HOME DEPOT, INC.
Meeting Date:  MAY 20, 2021
Record Date:  MAR 22, 2021
Meeting Type:  ANNUAL
Ticker:  HD
Security ID:  437076102
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1a Elect Director Gerard J. Arpey Management For For
1b Elect Director Ari Bousbib Management For For
1c Elect Director Jeffery H. Boyd Management For For
1d Elect Director Gregory D. Brenneman Management For For
1e Elect Director J. Frank Brown Management For For
1f Elect Director Albert P. Carey Management For For
1g Elect Director Helena B. Foulkes Management For For
1h Elect Director Linda R. Gooden Management For For
1i Elect Director Wayne M. Hewett Management For For
1j Elect Director Manuel Kadre Management For For
1k Elect Director Stephanie C. Linnartz Management For For
1l Elect Director Craig A. Menear Management For For
2 Ratify KPMG LLP as Auditors Management For For
3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
4 Amend Shareholder Written Consent Provisions Shareholder Against For
5 Report on Political Contributions Congruency Analysis Shareholder Against For
6 Report on Prison Labor in the Supply Chain Shareholder Against Against
 
THE PROCTER & GAMBLE COMPANY
Meeting Date:  OCT 13, 2020
Record Date:  AUG 14, 2020
Meeting Type:  ANNUAL
Ticker:  PG
Security ID:  742718109
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1a Elect Director Francis S. Blake Management For For
1b Elect Director Angela F. Braly Management For For
1c Elect Director Amy L. Chang Management For For
1d Elect Director Joseph Jimenez Management For For
1e Elect Director Debra L. Lee Management For For
1f Elect Director Terry J. Lundgren Management For For
1g Elect Director Christine M. McCarthy Management For For
1h Elect Director W. James McNerney, Jr. Management For For
1i Elect Director Nelson Peltz Management For For
1j Elect Director David S. Taylor Management For For
1k Elect Director Margaret C. Whitman Management For For
1l Elect Director Patricia A. Woertz Management For For
2 Ratify Deloitte & Touche LLP as Auditors Management For For
3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
4 Approve Qualified Employee Stock Purchase Plan Management For For
5 Report on Efforts to Eliminate Deforestation Shareholder Against For
6 Publish Annually a Report Assessing Diversity and Inclusion Efforts Shareholder Against For
 
THE TRAVELERS COMPANIES, INC.
Meeting Date:  MAY 20, 2021
Record Date:  MAR 23, 2021
Meeting Type:  ANNUAL
Ticker:  TRV
Security ID:  89417E109
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1a Elect Director Alan L. Beller Management For For
1b Elect Director Janet M. Dolan Management For For
1c Elect Director Patricia L. Higgins Management For For
1d Elect Director William J. Kane Management For For
1e Elect Director Thomas B. Leonardi Management For For
1f Elect Director Clarence Otis, Jr. Management For For
1g Elect Director Elizabeth E. Robinson Management For For
1h Elect Director Philip T. (Pete) Ruegger, III Management For For
1i Elect Director Todd C. Schermerhorn Management For For
1j Elect Director Alan D. Schnitzer Management For For
1k Elect Director Laurie J. Thomsen Management For For
2 Ratify KPMG LLP as Auditors Management For For
3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
4 Amend Omnibus Stock Plan Management For For
 
THE WALT DISNEY COMPANY
Meeting Date:  MAR 09, 2021
Record Date:  JAN 11, 2021
Meeting Type:  ANNUAL
Ticker:  DIS
Security ID:  254687106
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1a Elect Director Susan E. Arnold Management For For
1b Elect Director Mary T. Barra Management For For
1c Elect Director Safra A. Catz Management For For
1d Elect Director Robert A. Chapek Management For For
1e Elect Director Francis A. deSouza Management For For
1f Elect Director Michael B.G. Froman Management For For
1g Elect Director Robert A. Iger Management For For
1h Elect Director Maria Elena Lagomasino Management For For
1i Elect Director Mark G. Parker Management For For
1j Elect Director Derica W. Rice Management For For
2 Ratify PricewaterhouseCoopers LLP as Auditors Management For For
3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For Against
4 Report on Lobbying Payments and Policy Shareholder Against For
5 Adopt a Policy to Include Non-Management Employees as Prospective Director Candidates Shareholder Against Against
 
UNITEDHEALTH GROUP INCORPORATED
Meeting Date:  JUN 07, 2021
Record Date:  APR 09, 2021
Meeting Type:  ANNUAL
Ticker:  UNH
Security ID:  91324P102
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1a Elect Director Richard T. Burke Management For For
1b Elect Director Timothy P. Flynn Management For For
1c Elect Director Stephen J. Hemsley Management For For
1d Elect Director Michele J. Hooper Management For For
1e Elect Director F. William McNabb, III Management For For
1f Elect Director Valerie C. Montgomery Rice Management For For
1g Elect Director John H. Noseworthy Management For For
1h Elect Director Gail R. Wilensky Management For For
1i Elect Director Andrew Witty Management For For
2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For Against
3 Ratify Deloitte & Touche LLP as Auditors Management For For
4 Amend Qualified Employee Stock Purchase Plan Management For For
5 Reduce Ownership Threshold for Shareholders to Call Special Meeting Shareholder Against For
 
VERIZON COMMUNICATIONS INC.
Meeting Date:  MAY 13, 2021
Record Date:  MAR 15, 2021
Meeting Type:  ANNUAL
Ticker:  VZ
Security ID:  92343V104
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1a Elect Director Shellye L. Archambeau Management For For
1b Elect Director Roxanne S. Austin Management For For
1c Elect Director Mark T. Bertolini Management For For
1d Elect Director Melanie L. Healey Management For For
1e Elect Director Clarence Otis, Jr. Management For For
1f Elect Director Daniel H. Schulman Management For For
1g Elect Director Rodney E. Slater Management For For
1h Elect Director Hans E. Vestberg Management For For
1i Elect Director Gregory G. Weaver Management For For
2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
3 Ratify Ernst & Young LLP as Auditors Management For For
4 Lower Ownership Threshold for Action by Written Consent Shareholder Against For
5 Amend Senior Executive Compensation Clawback Policy Shareholder Against For
6 Submit Severance Agreement (Change-in-Control) to Shareholder Vote Shareholder Against For
 
VISA INC.
Meeting Date:  JAN 26, 2021
Record Date:  NOV 27, 2020
Meeting Type:  ANNUAL
Ticker:  V
Security ID:  92826C839
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1a Elect Director Lloyd A. Carney Management For For
1b Elect Director Mary B. Cranston Management For For
1c Elect Director Francisco Javier Fernandez-Carbajal Management For For
1d Elect Director Alfred F. Kelly, Jr. Management For For
1e Elect Director Ramon Laguarta Management For For
1f Elect Director John F. Lundgren Management For For
1g Elect Director Robert W. Matschullat Management For For
1h Elect Director Denise M. Morrison Management For For
1i Elect Director Suzanne Nora Johnson Management For For
1j Elect Director Linda J. Rendle Management For For
1k Elect Director John A. C. Swainson Management For For
1l Elect Director Maynard G. Webb, Jr. Management For For
2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
3 Ratify KPMG LLP as Auditors Management For For
4 Amend Omnibus Stock Plan Management For For
5 Provide Holders of At Least 15% Class A Common Stock Right to Call Special Meeting Management For For
6 Provide Right to Act by Written Consent Shareholder Against For
7 Amend Principles of Executive Compensation Program Shareholder Against Against
 
WALGREENS BOOTS ALLIANCE, INC.
Meeting Date:  JAN 28, 2021
Record Date:  NOV 30, 2020
Meeting Type:  ANNUAL
Ticker:  WBA
Security ID:  931427108
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1a Elect Director Jose E. Almeida Management For For
1b Elect Director Janice M. Babiak Management For For
1c Elect Director David J. Brailer Management For For
1d Elect Director William C. Foote Management For For
1e Elect Director Ginger L. Graham Management For For
1f Elect Director Valerie B. Jarrett Management For For
1g Elect Director John A. Lederer Management For For
1h Elect Director Dominic P. Murphy Management For For
1i Elect Director Stefano Pessina Management For For
1j Elect Director Nancy M. Schlichting Management For For
1k Elect Director James A. Skinner Management For For
2 Ratify Deloitte & Touche LLP as Auditors Management For For
3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For Against
4 Approve Omnibus Stock Plan Management For For
5 Require Independent Board Chair Shareholder Against For
6 Report on Health Risks of Continued In-Store Tobacco Sales in the Age of COVID 2021 Shareholder Against Against
 
WALMART INC.
Meeting Date:  JUN 02, 2021
Record Date:  APR 09, 2021
Meeting Type:  ANNUAL
Ticker:  WMT
Security ID:  931142103
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1a Elect Director Cesar Conde Management For For
1b Elect Director Timothy P. Flynn Management For For
1c Elect Director Sarah J. Friar Management For For
1d Elect Director Carla A. Harris Management For For
1e Elect Director Thomas W. Horton Management For For
1f Elect Director Marissa A. Mayer Management For For
1g Elect Director C. Douglas McMillon Management For For
1h Elect Director Gregory B. Penner Management For For
1i Elect Director Steven S Reinemund Management For For
1j Elect Director Randall L. Stephenson Management For For
1k Elect Director S. Robson Walton Management For For
1l Elect Director Steuart L. Walton Management For For
2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
3 Ratify Ernst & Young LLP as Auditors Management For For
4 Report on Refrigerants Released from Operations Shareholder Against Against
5 Report on Lobbying Payments and Policy Shareholder Against For
6 Report on Alignment of Racial Justice Goals and Starting Wages Shareholder Against For
7 Approve Creation of a Pandemic Workforce Advisory Council Shareholder Against For
8 Review of Statement on the Purpose of a Corporation Shareholder Against Against

END NPX REPORT

SIGNATURES:

Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

 

 

Nuveen Dow 30 SM Dynamic Overwrite Fund

 

By  

/s/ David J. Lamb

  David J. Lamb – Chief Administrative Officer
Date  

August 16, 2021

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