Rathbone Brothers PLC Director/PDMR Shareholding (7829H)
March 26 2020 - 1:24PM
UK Regulatory
TIDMRAT
RNS Number : 7829H
Rathbone Brothers PLC
26 March 2020
Rathbone Brothers Plc (the "Company")
Notification of Transactions of Persons Discharging Managerial
Responsibilities
The Company announces that the following PDMRs were granted a
share award in accordance with the rules of the Rathbone Brothers
Plc 2015 Executive Incentive Plan for 2019. The award was based on
a share price of GBP15.31, being the average of the closing
mid-market share price during the 20 business days to 20 March
2020.
This award will vest over a five year period in equal tranches
of 20% per annum. During this time, the award is subject to a full
five year sale restriction period and will operate from the date of
the award. The PDMRs will not be permitted to sell shares during
the sale restriction period except for the purpose of meeting tax
liabilities on vesting. The awards are subject to malus and
clawback provisions.
The notifications below, which have been made in accordance with
the requirements of the EU Market Abuse Regulation, provides
further detail.
Enquiries:
Ali Johnson
Company Secretary
Telephone - 0207 399 0326
Notification and public disclosure of transactions by persons
discharging managerial responsibilities and persons closely
associated with them
1 Details of the person discharging managerial responsibilities/person closely associated
a) Name Paul Stockton
------------------------------------ --------------------------------------------------------------------------
2 Reason for the notification
----------------------------------------------------------------------------------------------------------------
a) Position/status Chief Executive Officer
------------------------------------ --------------------------------------------------------------------------
b) Initial notification/Amendment Initial notification
------------------------------------ --------------------------------------------------------------------------
3 Details of the issuer, emission allowance market participant, auction platform, auctioneer
or auction monitor
----------------------------------------------------------------------------------------------------------------
a) Name Rathbone Brothers Plc
------------------------------------ --------------------------------------------------------------------------
b) LEI 213800MBTHM6UE8ZQP29
------------------------------------ --------------------------------------------------------------------------
4 Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii)
each type of transaction; (iii) each date; and (iv) each place where transactions have been
conducted
----------------------------------------------------------------------------------------------------------------
a) Description of the financial Ordinary Shares of 5p each
instrument, type of instrument ISIN: GB0002148343
Identification code
------------------------------------ --------------------------------------------------------------------------
b) Nature of the transaction Share award grant made pursuant to the Rathbone Brothers Plc 2015
Executive Incentive Plan.
------------------------------------ --------------------------------------------------------------------------
c) Price(s) and volume(s) Price(s) Volume(s)
------------------------------------ ------------------------------------
Nil 24,326
------------------------------------------------------------------------------ ------------------------------------
d) Aggregated information
Not applicable - single transaction
- Aggregated volume
- Price
--------------------------------------------------------------------------
e) Date of the transaction 2020-03-23
------------------------------------ --------------------------------------------------------------------------
f) Place of the transaction Outside a trading venue
------------------------------------ --------------------------------------------------------------------------
1 Details of the person discharging managerial responsibilities/person closely associated
a) Name Jennifer Mathias
------------------------------------ --------------------------------------------------------------------------
2 Reason for the notification
----------------------------------------------------------------------------------------------------------------
a) Position/status Group Finance Director
------------------------------------ --------------------------------------------------------------------------
b) Initial notification/Amendment Initial notification
------------------------------------ --------------------------------------------------------------------------
3 Details of the issuer, emission allowance market participant, auction platform, auctioneer
or auction monitor
----------------------------------------------------------------------------------------------------------------
a) Name Rathbone Brothers Plc
------------------------------------ --------------------------------------------------------------------------
b) LEI 213800MBTHM6UE8ZQP29
------------------------------------ --------------------------------------------------------------------------
4 Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii)
each type of transaction; (iii) each date; and (iv) each place where transactions have been
conducted
----------------------------------------------------------------------------------------------------------------
a) Description of the financial Ordinary Shares of 5p each
instrument, type of instrument ISIN: GB0002148343
Identification code
------------------------------------ --------------------------------------------------------------------------
b) Nature of the transaction Share award grant made pursuant to the Rathbone Brothers Plc 2015
Executive Incentive Plan.
------------------------------------ --------------------------------------------------------------------------
c) Price(s) and volume(s) Price(s) Volume(s)
------------------------------------ ------------------------------------
Nil 13,233
------------------------------------------------------------------------------ ------------------------------------
d) Aggregated information
Not applicable - single transaction
- Aggregated volume
- Price
--------------------------------------------------------------------------
e) Date of the transaction 2020-03-23
------------------------------------ --------------------------------------------------------------------------
f) Place of the transaction Outside a trading venue
------------------------------------ --------------------------------------------------------------------------
1 Details of the person discharging managerial responsibilities/person closely associated
a) Name Andrew Butcher
------------------------------------ --------------------------------------------------------------------------
2 Reason for the notification
----------------------------------------------------------------------------------------------------------------
a) Position/status Chief Operating Officer
------------------------------------ --------------------------------------------------------------------------
b) Initial notification/Amendment Initial notification
------------------------------------ --------------------------------------------------------------------------
3 Details of the issuer, emission allowance market participant, auction platform, auctioneer
or auction monitor
----------------------------------------------------------------------------------------------------------------
a) Name Rathbone Brothers Plc
------------------------------------ --------------------------------------------------------------------------
b) LEI 213800MBTHM6UE8ZQP29
------------------------------------ --------------------------------------------------------------------------
4 Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii)
each type of transaction; (iii) each date; and (iv) each place where transactions have been
conducted
----------------------------------------------------------------------------------------------------------------
a) Description of the financial Ordinary Shares of 5p each
instrument, type of instrument ISIN: GB0002148343
Identification code
------------------------------------ --------------------------------------------------------------------------
b) Nature of the transaction Share award grant made pursuant to the Rathbone Brothers Plc 2015
Executive Incentive Plan.
------------------------------------ --------------------------------------------------------------------------
c) Price(s) and volume(s) Price(s) Volume(s)
------------------------------------ ------------------------------------
Nil 15,837
------------------------------------------------------------------------------ ------------------------------------
d) Aggregated information
Not applicable - single transaction
- Aggregated volume
- Price
--------------------------------------------------------------------------
e) Date of the transaction 2020-03-23
------------------------------------ --------------------------------------------------------------------------
f) Place of the transaction Outside a trading venue
------------------------------------ --------------------------------------------------------------------------
1 Details of the person discharging managerial responsibilities/person closely associated
a) Name Sarah Owen-Jones
------------------------------------ --------------------------------------------------------------------------
2 Reason for the notification
----------------------------------------------------------------------------------------------------------------
a) Position/status Chief Risk Officer
------------------------------------ --------------------------------------------------------------------------
b) Initial notification/Amendment Initial notification
------------------------------------ --------------------------------------------------------------------------
3 Details of the issuer, emission allowance market participant, auction platform, auctioneer
or auction monitor
----------------------------------------------------------------------------------------------------------------
a) Name Rathbone Brothers Plc
------------------------------------ --------------------------------------------------------------------------
b) LEI 213800MBTHM6UE8ZQP29
------------------------------------ --------------------------------------------------------------------------
4 Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii)
each type of transaction; (iii) each date; and (iv) each place where transactions have been
conducted
----------------------------------------------------------------------------------------------------------------
a) Description of the financial Ordinary Shares of 5p each
instrument, type of instrument ISIN: GB0002148343
Identification code
------------------------------------ --------------------------------------------------------------------------
b) Nature of the transaction Share award grant made pursuant to the Rathbone Brothers Plc 2015
Executive Incentive Plan.
------------------------------------ --------------------------------------------------------------------------
c) Price(s) and volume(s) Price(s) Volume(s)
------------------------------------ ------------------------------------
Nil 18,259
------------------------------------------------------------------------------ ------------------------------------
d) Aggregated information
Not applicable - single transaction
- Aggregated volume
- Price
--------------------------------------------------------------------------
e) Date of the transaction 2020-03-23
------------------------------------ --------------------------------------------------------------------------
f) Place of the transaction Outside a trading venue
------------------------------------ --------------------------------------------------------------------------
1 Details of the person discharging managerial responsibilities/person closely associated
a) Name Mike Webb
------------------------------------ --------------------------------------------------------------------------
2 Reason for the notification
----------------------------------------------------------------------------------------------------------------
a) Position/status CEO of RUTM and Head of Marketing
------------------------------------ --------------------------------------------------------------------------
b) Initial notification/Amendment Initial notification
------------------------------------ --------------------------------------------------------------------------
3 Details of the issuer, emission allowance market participant, auction platform, auctioneer
or auction monitor
----------------------------------------------------------------------------------------------------------------
a) Name Rathbone Brothers Plc
------------------------------------ --------------------------------------------------------------------------
b) LEI 213800MBTHM6UE8ZQP29
------------------------------------ --------------------------------------------------------------------------
4 Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii)
each type of transaction; (iii) each date; and (iv) each place where transactions have been
conducted
----------------------------------------------------------------------------------------------------------------
a) Description of the financial Ordinary Shares of 5p each
instrument, type of instrument ISIN: GB0002148343
Identification code
------------------------------------ --------------------------------------------------------------------------
b) Nature of the transaction Share award grant made pursuant to the Rathbone Brothers Plc 2015
Executive Incentive Plan.
------------------------------------ --------------------------------------------------------------------------
c) Price(s) and volume(s) Price(s) Volume(s)
------------------------------------ ------------------------------------
Nil 18,183
------------------------------------------------------------------------------ ------------------------------------
d) Aggregated information
Not applicable - single transaction
- Aggregated volume
- Price
--------------------------------------------------------------------------
e) Date of the transaction 2020-03-23
------------------------------------ --------------------------------------------------------------------------
f) Place of the transaction Outside a trading venue
------------------------------------ --------------------------------------------------------------------------
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END
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