TIDMHEIT
RNS Number : 7227R
Harmony Energy Income Trust PLC
09 November 2021
NOT FOR RELEASE, DISTRIBUTION OR PUBLICATION, IN WHOLE OR IN
PART, DIRECTLY OR INDIRECTLY, IN OR INTO THE UNITED STATES, CANADA,
AUSTRALIA, THE REPUBLIC OF SOUTH AFRICA, JAPAN OR ANY OTHER
JURISDICTION WHERE IT IS UNLAWFUL TO DISTRIBUTE THIS ANNOUNCEMENT.
THE INFORMATION CONTAINED HEREIN DOES NOT CONSTITUTE OR FORM PART
OF ANY OFFER TO ISSUE OR SELL, OR ANY SOLICITATION OF ANY OFFER TO
SUBSCRIBE OR PURCHASE, ANY INVESTMENTS IN ANY JURISDICTION. PLEASE
SEE THE SECTION ENTITLED "IMPORTANT LEGAL INFORMATION" AT THE OF
THIS ANNOUNCEMENT.
9 November 2021
Harmony Energy Income Trust plc
("HEIT" or the "Company")
First day of dealings
Further to the announcement on 5 November 2021, Harmony Energy
Income Trust plc is pleased to announce 210,000,000 Ordinary Shares
will today be admitted to the Specialist Fund Segment of the Main
Market of the London Stock Exchange ("Admission"). The Ordinary
Shares will trade under the ticker "HEIT" (ISIN: GB00BLNNFY18
).
The total number of Ordinary Shares in issue immediately
following Admission is 210,000,000 and this is the total number of
Ordinary Shares with voting rights in the Company. The figure
210,000,000 should be used by shareholders as the denominator for
the calculations by which they will determine if they are required
to notify their interest in, or a change in their interest in, the
Company under the Financial Conduct Authority's Disclosure Guidance
and Transparency Rules. When informing the Company, shareholders
should send all such notifications to Harmony.CoSec@jtcgroup.com
.
Director and Harmony Group participation in the Initial
Issue
The Directors of the Company participated in the Initial Issue,
further details of their participation are set out in the table
below. In addition, senior management of the Harmony Group,
comprising Peter Kavanagh, James Ritchie, Max Slade, Pete Grogan
and Alex Thornton (or their associates), have subscribed for
approximately 2.5 million Ordinary Shares in aggregate.
Berenberg
Investment Banking
Ben Wright
Gillian Martin
Ciaran Walsh
Dan Gee-Summons +44 (0)20 3207 7800
Camarco (PR adviser to the Company)
Ed Gascoigne-Pees
Eddie Livingstone-Learmonth
Frank Krikhaar +44 (0)20 3757 4980
Harmony Energy Advisors Limited
Paul Mason
James Ritchie
Max Slade
IMPORTANT LEGAL INFORMATION
This announcement is not an offer to sell or a solicitation of
any offer to buy any securities in the Company in United States,
Canada, Australia, the Republic of South Africa, Japan or in any
other jurisdiction where such offer or sale would be unlawful.
This announcement may not be published, distributed or
transmitted by any means or media, directly or indirectly, in whole
or in part, in or into the United States. This announcement does
not constitute an offer to sell, or a solicitation of an offer to
buy, securities in the United States. The securities mentioned
herein have not been, and will not be, registered under the U.S.
Securities Act of 1933, as amended (the "US Securities Act") or
with any securities regulatory authority of any state or other
jurisdiction of the United States and, subject to limited
exceptions, will not be offered, sold, exercised, resold,
transferred or delivered, directly or indirectly, in or into the
United States or to, or for the account or benefit of, any US
person (as defined under Regulation S under the US Securities Act).
The Company has not been, and will not be, registered under the
U.S. Investment Company Act of 1940, as amended (the "Investment
Company Act") and, as such, holders of the Company's securities
will not be entitled to the benefits of the Investment Company Act.
No offer, sale, resale, pledge, delivery, distribution or transfer
of the Company's securities may be made except under circumstances
that will not result in the Company being required to register as
an investment company under the Investment Company Act. No public
offering of securities is being made in the United States.
Neither the U.S. Securities and Exchange Commission nor any
state securities commission has approved or disapproved of these
securities or passed upon the adequacy of this document. Any
representation to the contrary is a criminal offence in the United
States.
Neither this announcement nor any copy of it may be taken or
transmitted into or distributed in Canada, Australia, Japan or the
Republic of South Africa or any other jurisdiction in which the
same would be unlawful or to any resident thereof. Any failure to
comply with these restrictions may constitute a violation of the
securities laws or the laws of any such jurisdiction. The
distribution of this announcement in other jurisdictions may be
restricted by law and the persons into whose possession this
announcement comes should inform themselves about, and observe, any
such restrictions. This announcement does not constitute an offer
to sell, or the solicitation of an offer to acquire or subscribe,
for securities in any jurisdiction where such offer or solicitation
is unlawful or would impose any unfulfilled registration,
qualification, publication or approval requirements on Harmony
Energy Income Trust plc or Joh. Berenberg, Gossler & Co. KG,
London Branch.
Moreover, the Company's securities will not be registered under
the applicable securities laws of Australia, Canada, the Republic
of South Africa, Japan or any member state of the European Economic
Area (other than any member state of the European Economic Area
where the Company's securities may be lawfully marketed). Subject
to certain exceptions, the Company's securities may not be offered
or sold in Australia, Canada, the Republic of South Africa, Japan
or any member state of the European Economic Area (other than any
member state of the European Economic Area where the Company's
securities may be lawfully marketed) or to, or for the account or
benefit of, any national, resident or citizen of, Australia,
Canada, the Republic of South Africa, Japan or any member state of
the European Economic Area (other than to professional investors in
certain European Economic Area member states for which marketing
approval has been obtained).
Joh. Berenberg, Gossler & Co. KG, London Branch
("Berenberg") is authorised by the German Federal Financial
Supervisory Authority and in the United Kingdom is deemed
authorised under the Temporary Permissions Regime and subject to
limited regulation by the Financial Conduct Authority ("FCA") and
is acting exclusively for the Company and for no one else in
connection with the matters described in this announcement and will
not be responsible to anyone (whether or not a recipient of this
announcement) other than the Company for providing the protections
afforded to clients of Berenberg or for affording advice in
relation to the contents of this announcement or any matters
referred to herein.
None of the Company, the Investment Adviser, Berenberg, or any
of their respective affiliates, accepts any responsibility or
liability whatsoever for, or makes any representation or warranty,
express or implied, as to this announcement, including the truth,
accuracy or completeness of the information in this announcement
(or whether any information has been omitted from the announcement)
or any other information relating to the Company or associated
companies, whether written, oral or in a visual or electronic form,
and howsoever transmitted or made available or for any loss
howsoever arising from any use of the announcement or its contents
or otherwise arising in connection therewith. The Company, the
Investment Adviser and Berenberg, and their respective affiliates,
accordingly disclaim all and any liability whether arising in tort,
contract or otherwise which they might otherwise have in respect of
this announcement or its contents or otherwise arising in
connection therewith.
Notification of transactions of persons discharging managerial
responsibilities and persons closely associated with them
1 Details of the person discharging managerial responsibilities/person
closely associated
a) Name: i. N orman Crighton
ii. Janine Freeman
iii. Hugh McNeal
iv. William Rickett
v. Shefaly Yogendra
--------------------- ---------------------------------------------------
2 Reason for the notification
--------------------------------------------------------------------------
a) Position/status: i. Chairman of Harmony Energy Income Trust
plc
ii. Non-Executive Director of Harmony Energy
Income Trust plc
iii. Non-Executive Director of Harmony
Energy Income Trust plc
iv. Non-Executive Director of Harmony Energy
Income Trust plc
v. Non-Executive Director of Harmony Energy
Income Trust plc
--------------------- ---------------------------------------------------
b) Initial notification Initial
/Amendment:
--------------------- ---------------------------------------------------
3 Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
--------------------------------------------------------------------------
a) Name Harmony Energy Income Trust plc
--------------------- ---------------------------------------------------
b) LEI 254900O3XI3CJNTKR453
--------------------- ---------------------------------------------------
4 Details of the transaction(s): section to be repeated
for (i) each type of instrument; (ii) each type of transaction;
(iii) each date; and (iv) each place where transactions
have been conducted
--------------------------------------------------------------------------
a) Description Ordinary Shares of GBP0.01 par value
of the financial ISIN: GB00BLNNFY18
instrument,
type of instrument
Identification
code
--------------------- ---------------------------------------------------
b) Nature of the Purchase of Ordinary Shares
transaction
--------------------- ---------------------------------------------------
c) Price(s) and Price(s) Volume(s)
volume(s) GBP1.00 i. 5,000
ii. 5,000
iii. 5,000
iv. 5,000
v. 5,000
-----------------
--------------------- ---------------------------------------------------
d) Aggregated Volume
information i. 5,000
-Aggregated ii. 5,000
volume iii. 5,000
- Price iv. 5,000
- Total value v. 5,000
Price
GBP1.00
Total value
i. 5,000
ii. 5,000
iii. 5,000
iv. 5,000
v. 5,000
--------------------- ---------------------------------------------------
e) Date of the 9 November 2021
transaction
--------------------- ---------------------------------------------------
f) Place of the London
transaction
--------------------- ---------------------------------------------------
This announcement is made in accordance with the requirements of
the EU Market Abuse Regulation ("MAR") and the Company confirms
that the PDMR's notification obligations under MAR have also been
satisfied.
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END
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