Report of Foreign Issuer (6-k)
November 14 2017 - 3:28PM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM
6-K
REPORT OF
FOREIGN PRIVATE ISSUER
PURSUANT TO RULE
13a-16
OR
15d-16
OF
THE SECURITIES EXCHANGE ACT OF 1934
For the month of November 2017
Commission File
No. 001-36085
CNH INDUSTRIAL N.V.
(Translation of Registrants Name Into English)
25 St.
Jamess Street,
London, SW1A 1HA
United Kingdom
Tel. No.:
+44 1268 533000
(Address of Principal Executive Offices)
(Indicate by check mark whether the registrant files or will file annual reports under cover of Form
20-F
or Form
40-F.)
Form
20-F
☒
Form
40-F ☐
Indicate by check mark if the registrant is submitting the Form
6-K
in paper as permitted by
Regulation S-T
Rule 101(b)(1): ☐
Indicate by check mark if the registrant is
submitting the Form
6-K
in paper as permitted by
Regulation S-T
Rule 101(b)(7): ☐
CNH INDUSTRIAL N.V.
Form
6-K
for the month of November 2017
This report on Form
6-K
contains the following exhibits:
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Exhibit 1.1
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Underwriting Agreement, dated November 9, 2017, by and among CNH Industrial N.V., and J.P. Morgan Securities LLC, Merrill Lynch, Pierce, Fenner & Smith Incorporated and Wells Fargo Securities, LLC , as representatives
of the several underwriters named in Schedule I thereto.
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Exhibit 4.1
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Officers Certificate, dated as of November 14, 2017.
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Exhibit 4.2
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Form of 3.850% Note due 2027 (included in Exhibit 4.1).
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Exhibit 5.1
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Opinion of Sullivan & Cromwell LLP.
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Exhibit 5.2
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Opinion of Freshfields Bruckhaus Deringer LLP.
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Exhibit 23.1
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Consent of Sullivan & Cromwell LLP (included in Exhibit 5.1).
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Exhibit 23.2
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Consent of Freshfields Bruckhaus Deringer LLP (included in Exhibit 5.2).
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Exhibit 99.1
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Press release, dated November 14, 2017, titled: CNH Industrial N.V. announces the closing of its notes offering of $500 million 3.850% notes due 2027
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Exhibits 1.1, 4.1, 4.2, 5.1, 5.2, 23.1 and 23.2 to this Report on Form
6-K
are hereby
incorporated by reference into CNH Industrial N.V.s registration statement on Form
F-3ASR
(File
No. 333-206891)
and CNH Industrial N.V.s registration
statements on Form
S-8
(File Nos.
333-191477
and
333-196574).
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by
the undersigned, thereunto duly authorized.
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CNH Industrial N.V.
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By:
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/s/ Michael P. Going
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Name:
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Michael P. Going
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Title:
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Corporate Secretary
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November 14, 2017
Index of Exhibits
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Exhibit
Number
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Description of Exhibit
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Exhibit 1.1
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Underwriting Agreement, dated November 9, 2017, by and among CNH Industrial N.V., and J.P. Morgan Securities LLC, Merrill Lynch, Pierce, Fenner & Smith Incorporated and Wells Fargo Securities, LLC, as representatives
of the several underwriters named in Schedule I thereto.
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Exhibit 4.1
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Officers Certificate, dated as of November 14, 2017.
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Exhibit 4.2
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Form of 3.850% Note due 2027 (included in Exhibit 4.1).
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Exhibit 5.1
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Opinion of Sullivan & Cromwell LLP.
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Exhibit 5.2
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Opinion of Freshfields Bruckhaus Deringer LLP.
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Exhibit 23.1
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Consent of Sullivan & Cromwell LLP (included in Exhibit 5.1).
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Exhibit 23.2
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Consent of Freshfields Bruckhaus Deringer LLP (included in Exhibit 5.2).
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Exhibit 99.1
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Press release, dated November 14, 2017, titled: CNH Industrial N.V. announces the closing of its notes offering of $500 million 3.850% notes due 2027
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