Share Ownership of Trustees and Management
The following table sets forth information, as of March 1, 2021, regarding the beneficial ownership of our common shares and common shares
into which OP units may be exchangeable by (1) each of our executive officers, (2) each of our trustees and (3) all of our executive officers and trustees as a group. Except as otherwise indicated, each trustee and executive officer
has sole voting and investment power over his or her shares.
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Name
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Number of Common
Shares Beneficially
Owned
(1)
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Number of Common
Shares and OP
Units
Beneficially Owned (2)
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Percentage of All
Common
Shares
Beneficially Owned (1)
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Percentage of All
Common Shares and
OP Units Beneficially
Owned (2)
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Kenneth M. Woolley (4)
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67,006
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67,006
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*
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*
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David P. Singelyn (3)(4)
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334,298
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1,934,298
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*
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*
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Douglas N. Benham (4)
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48,695
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60,903
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*
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*
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Jack Corrigan
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193,162
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893,162
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*
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*
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David Goldberg
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35,996
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576,062
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*
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*
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Tamara Hughes Gustavson (4)(5)
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20,261,737
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20,261,737
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6.39
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%
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5.50
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%
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Matthew J. Hart (4)
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78,173
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78,173
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*
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*
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Michelle C. Kerrick
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James H. Kropp (4)
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71,983
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71,983
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*
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*
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Christopher C. Lau (4)
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47,632
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47,632
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*
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*
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Bryan Smith (4)
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287,771
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287,771
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*
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*
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Lynn C. Swann
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13,000
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13,000
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*
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*
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Sara H. Vogt-Lowell (4)
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66,512
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66,512
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*
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*
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Winifred M. Webb (4)
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8,173
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8,173
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*
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*
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Jay Willoughby (4)
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8,173
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8,173
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*
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*
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Matthew R. Zaist
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3,985
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3,985
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All trustees and executive officers as a group
(16 persons) (3)(4)
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21,526,296
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24,378,570
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6.79
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%
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6.61
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%
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* Represents less than 1.0%
(1) Includes shares of Class A and Class B common shares held of record or beneficially by members of the immediate family
of executive officers of the company.
(2) Assumes 316,211,674 Class A common shares, 635,075 Class B common
shares and 51,726,980 OP units (which OP units may be redeemed for cash or, at our option, exchanged for our Class A common shares) are outstanding as of March 1, 2021, excluding OP units held by the company.
(3) Mr. Singelyn has pledged 1,000,000 Class A partnership units and 175,000 Class A common shares.
(4) Includes the following vested share options granted under the 2012 Incentive Plan that have vested or will vest within 60 days
of March 1, 2021: 25,000 for Mr. Singelyn, 267,500 for Mr. Smith, 7,500 for Mr. Lau, 40,000 for Ms. Vogt-Lowell, 57,500 for each of Messrs. Hart and Woolley, 47,500 for Mr. Kropp, 27,500 for Mr. Benham and
Ms. Gustavson, and 5,000 for Ms. Webb and Mr. Willoughby.
(5) Includes 27,500 shares underlying stock
options granted under the 2012 Incentive Plan that have vested or will vest within 60 days of March 1, 2021. Does not include any shares held by HF LLC, which is comprised of trusts established by B. Wayne Hughes for certain of his heirs,
including the children of Ms. Gustavson. Ms. Gustavson disclaims any beneficial ownership of the shares and units held by HF LLC. HF LLC ownership interests include:
(i) 6,010,506 Class A common shares;
(ii) 635,075 Class B common shares issued (for voting purposes, each Class B common share entitles the holder to 50 votes
on all matters on which the holders of Class A common shares are entitled to vote); and
(iii) 48,119,891
Class A units.
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2021 Proxy Statement | 55
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