Statement of Changes in Beneficial Ownership (4)
June 22 2020 - 05:08PM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5
obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL
OWNERSHIP OF SECURITIES
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Filed pursuant to Section 16(a) of the
Securities Exchange Act of 1934 or Section 30(h) of the Investment
Company Act of 1940
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1. Name
and Address of Reporting Person * Ranade
Mandar |
2. Issuer Name and Ticker or Trading
Symbol KEWAUNEE SCIENTIFIC CORP /DE/ [ KEQU ] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)_____
Director _____
10% Owner
__X__ Officer (give title
below) _____ Other
(specify below)
VP-Information Technology |
(Last)
(First)
(Middle)
2700 WEST FRONT STREET |
3. Date of Earliest Transaction (MM/DD/YYYY)
6/19/2020
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(Street)
STATESVILLE, NC 28677
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line) _X _ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person |
Table I - Non-Derivative Securities Acquired, Disposed of, or
Beneficially Owned
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1.Title of Security
(Instr. 3) |
2. Trans. Date |
2A. Deemed Execution Date, if any |
3. Trans. Code
(Instr. 8) |
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5) |
5. Amount of Securities Beneficially Owned Following
Reported Transaction(s)
(Instr. 3 and 4) |
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4) |
7. Nature of Indirect Beneficial Ownership (Instr.
4) |
Code |
V |
Amount |
(A) or (D) |
Price |
Common Stock |
6/19/2020 |
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M |
|
208 |
A |
$0 (1) |
208 |
D |
|
Common Stock |
6/19/2020 |
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F |
|
65 |
D |
$9.67 |
143 |
D |
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Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible
securities)
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1. Title of Derivate Security
(Instr. 3) |
2. Conversion or Exercise Price of Derivative
Security |
3. Trans. Date |
3A. Deemed Execution Date, if any |
4. Trans. Code
(Instr. 8) |
5. Number of Derivative Securities Acquired (A) or
Disposed of (D)
(Instr. 3, 4 and 5) |
6. Date Exercisable and Expiration Date |
7. Title and Amount of Securities Underlying
Derivative Security
(Instr. 3 and 4) |
8. Price of Derivative Security
(Instr. 5) |
9. Number of derivative Securities Beneficially
Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct
(D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr.
4) |
Code |
V |
(A) |
(D) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
Restricted Stock Units |
(1) |
6/19/2020 |
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M |
|
|
208 |
(2) |
(2) |
Common Stock |
208.0 |
$0 |
3039 |
D |
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Explanation of
Responses: |
(1) |
Restricted stock units
convert to common stock on a one-for-one basis. |
(2) |
On December 2, 2019, the
reporting person was granted restricted stock units that vest as
follows: (a) 974 of the restricted stock units subject to the award
consist of service-based restricted stock units, 208 of which vest
on June 19, 2020, 383 of which vest on June 19, 2021, and 383 of
which vest on June 19, 2022, in each case subject to the reporting
person's continued employment with the Company; and (b) 2,273 of
the restricted stock units subject to the award consist of
performance-based restricted stock units that will vest only if
performance goals are achieved through June 19, 2022. The actual
number of units (if any) received under this award will depend on
continued employment and actual performance through June 19,
2022. |
Reporting
Owners
|
Reporting Owner Name / Address |
Relationships
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Director |
10% Owner |
Officer |
Other |
Ranade Mandar
2700 WEST FRONT STREET
STATESVILLE, NC 28677 |
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VP-Information Technology |
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Signatures
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/s/ Donald T. Gardner, III,
Attorney-in-fact |
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6/22/2020 |
**Signature of
Reporting Person |
Date |