Securities Registration (section 12(b)) (8-a12b)
June 19 2019 - 6:03AM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-A
FOR REGISTRATION OF
CERTAIN CLASSES OF SECURITIES
PURSUANT TO SECTION 12(b) OR (g) OF THE
SECURITIES EXCHANGE ACT OF 1934
Great Elm Capital
Corp.
(Exact name of registrant as specified in its charter)
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Maryland
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81-2621577
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(State or other jurisdiction
of incorporation or organization)
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(I.R.S. Employer Identification No.)
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800 South Street, Suite 230
Waltham, Massachusetts
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02453
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(Address of principal executive offices)
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(Zip Code)
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Securities to be registered pursuant to Section 12(b) of the Act:
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Title of each class
to be so registered
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Name of exchange on which
each class is to be registered
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6.50% Notes due 2024
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The Nasdaq Stock Market LLC
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If this form relates to the registration of a class of securities pursuant to Section 12(b) of the Exchange Act and is effective pursuant to General
Instruction A.(c) or (e), check the following box.
☒
If this form relates to the registration
of a class of securities pursuant to Section 12(g) of the Exchange Act and is effective pursuant to General Instruction A.(d) or (e), check the following box.
☐
If this form relates to the registration of a class of securities concurrently with a Regulation A offering, check the following box.
☐
Securities Act registration statement or Regulation A offering statement file number to
which this form relates: Registration
No. 333-227605
Securities to be registered pursuant to
Section 12(g) of the Act: None
Item 1.
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Description of Registrants Securities to be Registered.
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The securities to be registered hereunder are 6.50% notes due 2024 (the
Notes
) of Great Elm Capital Corp. (the
Company
). The description of the Notes contained in the section entitled Description of the Notes in the Prospectus, dated June 11, 2019, included in the Companys Registration Statement on Form
N-2
(File
No. 333-227605)
initially filed with the Securities and Exchange Commission on September 28, 2018 (as amended from time to time, the
Registration
Statement
), is hereby incorporated by reference. Any form of prospectus or prospectus supplement to the Registration Statement that includes such descriptions and that are subsequently filed are hereby also incorporated by reference
herein. The Notes are expected to be listed on The Nasdaq Global Market under the trading symbol GECCN, and to trade thereon within 30 days from the original issue date.
SIGNATURE
Pursuant to the requirements of Section 12 of the Securities Exchange Act of 1934, the registrant has duly caused this registration statement to
be signed on its behalf by the undersigned, thereunto duly authorized.
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GREAT ELM CAPITAL CORP.
(Registrant)
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Date: June 18, 2019
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By:
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/s/ Keri A. Davis
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Name:
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Keri A. Davis
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Title:
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Interim Chief Financial Officer
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