Aurora Investment Trust PLC Holding(s) in Company (3310X)
February 20 2017 - 8:53AM
UK Regulatory
TIDMARR
RNS Number : 3310X
Aurora Investment Trust PLC
20 February 2017
Aurora Investment Trust plc has received the following
notification of interest in its shares.
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TR-1: NOTIFICATION OF MAJOR
INTEREST IN SHARES
-------------------------------------------------------- ------------------------------------------------------------------------------
1. Identity of the issuer or Aurora Investment Trust
the underlying issuer PLC
of existing shares to which
voting rights are
attached: (ii)
-------------------------------------------------------- ------------------------------------------------------------------------------
2 Reason for the notification (please tick the appropriate
box or boxes):
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An acquisition or disposal of voting rights
--------------------------------------------------------------------- -----------------------------------------------------------------
An acquisition or disposal of qualifying financial
instruments which may result in the acquisition
of shares already issued to which voting rights
are attached
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An acquisition or disposal of instruments with
similar economic effect to qualifying financial
instruments
--------------------------------------------------------------------- -----------------------------------------------------------------
An event changing the breakdown of voting rights x
--------------------------------------------------------------------- -----------------------------------------------------------------
Other (please
specify):
------------------------------------------------------- ------------ -----------------------------------------------------------------
3. Full name of person(s) Phoenix Asset Management Partners
subject to the Limited
notification obligation:
(iii)
-------------------------------------------------------- ------------------------------------------------------------------------------
4. Full name of shareholder(s)
(if different from 3.):(iv)
-------------------------------------------------------- ------------------------------------------------------------------------------
5. Date of the transaction 16
and date on January
which the threshold is 2017
crossed or
reached: (v)
-------------------------------------------------------- ------------------------------------------------------------------------------
6. Date on which issuer 20 January 2017
notified:
-------------------------------------------------------- ------------------------------------------------------------------------------
7. Threshold(s) that is/are
crossed or
reached: (vi, vii) 8%
-------------------------------------------------------- ------------------------------------------------------------------------------
8. Notified details:
---------------------------------------------------------------------------------------------------------------------------
A: Voting rights attached to shares (viii, ix)
---------------------------------------------------------------------------------------------------------------------------
Class/type Situation previous Resulting situation after the
of to the triggering triggering transaction
shares transaction
if possible
using
the ISIN
CODE
------------- -------------------------------- --------------------------------------------------------------------------
Number Number Number Number of voting % of voting
of of of shares rights rights (x)
Shares Voting
Rights
------------- --------------- --------------- ------------- ------------------------ ---------------------------------
Direct Direct Indirect Direct Indirect
(xi) (xii)
------------- ----------- ----------- ------------- ------------ ---------- --------------------- ----------
GB0000633262 2,412,246 2,412,246 2,412,246 7.876%
--------------- ------------- ------------ ---------- --------------------- ----------
2,412,246
------------- --------------- ----------- ----------- ---------- ---------- -------- ------- ----------
B: Qualifying Financial Instruments
---------------------------------------------------------------------------------------------------------------------------
Resulting situation after the triggering transaction
---------------------------------------------------------------------------------------------------------------------------
Type of Expiration Exercise/ Number of voting % of voting
financial date Conversion rights that rights
instrument (xiii) Period (xiv) may be
acquired if
the
instrument
is
exercised/
converted.
----------------- ------------- ------------------------------ -------------------------- -----------------------------
N/A N/A N/A N/A N/A
----------------- ------------- ------------------------------ -------------------------- -----------------------------
C: Financial Instruments with similar economic effect
to Qualifying Financial Instruments (xv, xvi)
---------------------------------------------------------------------------------------------------------------------------
Resulting situation after the triggering transaction
---------------------------------------------------------------------------------------------------------------------------
Type of Exercise Expiration Exercise/ Number of voting % of voting
financial price date Conversion rights instrument rights (xix,
instrument (xvii) period refers to xx)
(xviii)
--------------- ------------- ------------- --------------- -------------------------- -------------------------------
N/A N/A N/A N/A Nominal Delta
--------------- ------------- ------------- --------------- ---------- -------------------
N/A N/A N/A
------------- ----------- ----------- ----------- -------------------------- ---------- -------------------
Total (A+B+C)
---------------------------------------------------------------------------------------------------------------------------
Number of voting rights Percentage of voting rights
------------------------------------------------- ------------------------------------------------------------------------
2,412,246 7.876%
------------------------------------------------- ------------------------------------------------------------------------
9. Chain of controlled undertakings through which the
voting rights and/or the
financial instruments are effectively held, if applicable:
(xxi)
-----------------------------------------------------------------------------------------------
Phoenix Asset Management Partners Limited serves as
investment manager and/or investment adviser to various
sub-accounts. The voting rights/shares in the issuer
are held across two sub-accounts: The Phoenix UK Fund
(1,824,536), Phoenix R Fund (587,710). This percentage
of voting rights, 7.876%, is based on 30,626,305 shares
outstanding.
Proxy Voting:
-----------------------------------------------------------------------------------------------
10. Name of the proxy holder: N/A
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11. Number of voting rights proxy N/A
holder will cease
to hold:
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12. Date on which proxy holder will N/A
cease to hold
voting rights:
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13. Additional information: The shareholding has dropped
to below 8% due to the placement
of new shares and not due
to the sell-off of our shareholding.
------------------------------------------------------- --------------------------------------
14. Contact name: Lorraine Smyth,
Phoenix Asset Management
Partners Limited
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15. Contact telephone number: 0208 600 0100
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This information is provided by RNS
The company news service from the London Stock Exchange
END
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