J.P. Morgan Securities LLC Form 38.5(b) - Pfizer Inc (7843G)
November 24 2015 - 7:14AM
UK Regulatory
TIDMPFZ
RNS Number : 7843G
J.P. Morgan Securities LLC
24 November 2015
Ap27
FORM 38.5(b)
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 38.5(b) OF THE IRISH TAKEOVER PANEL ACT,
1997, TAKEOVER RULES, 2013
DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS WITHOUT
RECOGNISED INTERMEDIARY STATUS, OR WITH RECOGNISED INTERMEDIARY
STATUS BUT NOT DEALING IN A CLIENT-SERVING CAPACITY
1. KEY INFORMATION
Name of exempt principal J.P. Morgan Securities
trader LLC.
======================== ======================
Company dealt in Pfizer Inc
======================== ======================
Class of relevant Common Stock
security to which
the dealings being
disclosed relate
(Note 1)
======================== ======================
Date of dealing 23 November 2015
======================== ======================
2. INTERESTS AND SHORT POSITIONS
(a) Interests and short positions (following dealing) in the
class of relevant security dealt in (Note 2)
Class of relevant Long Short
security:
=========================== ================= ===================
Common Stock Number (%) Number (%)
=========================== ========= ====== =========== ======
5,273,651 3,750,883
(1) Relevant securities 0.09 0.06
=========================== ================= ===================
(2) Derivatives (other 1,239,408 2,496,887
than options) 0.02 0.04
=========================== ================= ===================
(3) Options and agreements 9.437.270 7,209,300
to purchase/sell 0.15 0.12
=========================== ================= ===================
15,950,329 13,457,070
Total 0.26 0.22
=========================== ================= ===================
(b) Interests and short positions in relevant securities of the
company, other than the class dealt in (Note 2)
Class of relevant Long Short
security:
========================== =================== =====================
Number (%) Number (%)
========================== ========= ====== =========== ======
(1) Relevant securities
========================== =================== =====================
(2) Derivatives (other
than options)
========================== =================== =====================
(3) Options and agreements
to purchase/sell
========================== =================== =====================
Total
========================== =================== =====================
Ap28
3. DEALINGS (Note 3)
(a) Purchases and sales
Purchases/ sales Number of relevant securities Price per unit (USD)
----------------- ------------------------------ ---------------------
Purchases 300 31.0550
200 31.0650
500 31.0850
200 31.1050
400 31.1225
500 31.1250
400 31.1450
913 31.1550
800 31.1650
879 31.1750
1,721 31.1850
1,700 31.1950
2,000 31.1975
1,800 31.2000
2,200 31.2050
2,500 31.2150
3,637 31.2152
2,800 31.2250
18,839 31.2283
700 31.2307
3,100 31.2325
4,400 31.2350
200 31.2425
5,100 31.2450
4,902 31.2482
400 31.2525
1,400 31.2529
4,321 31.2550
500 31.2600
18,335 31.2605
5,900 31.2650
5,100 31.2750
4,200 31.2850
900 31.2856
3,000 31.2900
664 31.2927
6,600 31.2950
1,000 31.3000
4,000 31.3050
1,200 31.3100
300 31.3133
6,200 31.3150
800 31.3175
1,500 31.3200
300 31.3225
6,100 31.3250
82,639 31.3300
2,700 31.3350
2,696 31.3356
604 31.3399
64 31.3400
700 31.3425
5,800 31.3450
104,925 31.3453
300 31.3500
500 31.3525
1,100 31.3550
200 31.3625
900 31.3650
400 31.3725
1,300 31.3750
1,300 31.3850
500 31.3925
1,342 31.3950
6,783 31.4000
1,200 31.4050
1,200 31.4150
125 31.4200
300 31.4225
2,500 31.4250
500 31.4325
2,800 31.4350
500 31.4425
4,100 31.4450
200 31.4525
3,515 31.4550
1,900 31.4650
800 31.4750
2,000 31.4850
800 31.4925
2,900 31.4950
300 31.5000
1,300 31.5025
5,450 31.5050
189 31.5100
300 31.5125
6,600 31.5150
3,600 31.5250
3,400 31.5350
200 31.5400
4,200 31.5450
900 31.5525
6,649 31.5550
3,600 31.5650
2,400 31.5750
1,600 31.5850
1,875 31.5950
1,100 31.6050
700 31.6150
300 31.6250
1,100 31.6350
Sales 200 31.2200
300 31.2600
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