Carnival PLC - Notification of Transaction/PDMRS
September 01 2020 - 11:30AM
PR Newswire (US)
Carnival
Corporation & plc
Notification of
Transactions of Directors/PDMRS
1 |
Details of the person
discharging managerial responsibilities/person closely
associated |
a) |
Name |
Arnold W. Donald |
2 |
Reason for the
notification |
a) |
Position/status |
President, Chief
Executive Officer & Director of Carnival Corporation &
plc |
b) |
Initial notification/
Amendment |
Initial
Notification |
3 |
Details of the
issuer, emission allowance market participant, auction platform,
auctioneer or auction monitor |
a) |
Name |
Carnival
Corporation |
b) |
Legal Entity Identifier |
F1OF2ZSX47CR0BCWA982 |
4A |
Details of the
transaction 1 |
a) |
Description of the
financial instrument, type of instrument
Identification code |
Common
stock with a nominal value of US$0.01 per share
CUSIP: 143658300 |
b) |
Nature of the transaction |
Grant of
performance-based restricted stock units (“PBS RSUs”) pursuant to
the Carnival Corporation 2020 Stock Plan. Each PBS RSU represents
one share of Carnival Corporation common stock. Each holder
of PBS RSUs may earn from 0-150% of the stated target amount of PBS
RSUs to the extent that Carnival Corporation & plc's metrics
exceed certain specified environmental, social & governance
performance goals over the 2020-2022 performance period. |
c) |
Price(s) and
volume(s) |
Price(s)
$0.00 |
Volume(s)
150,000 |
d) |
Aggregated
information
- Aggregated volume
- Price |
150,000
$0.00 |
e) |
Date of the transaction |
2020-08-28 |
f) |
Place of the
transaction |
Off
Market |
4B |
Details of the transaction 2 |
a) |
Description of the
financial instrument, type of instrument
Identification code |
Common
stock with a nominal value of US$0.01 per share
CUSIP: 143658300 |
b) |
Nature of the transaction |
Grant of retention
restricted stock units ("RSUs") made pursuant to the Carnival
Corporation 2020 Stock Plan. Grant of RSUs represents a
hypothetical interest in Carnival Corporation common stock. The
RSUs will vest every 6 months on a 25% pro-rata basis beginning in
January 2021. The RSUs may only be settled in shares. |
c) |
Price(s) and
volume(s) |
Price(s)
$0.00 |
Volume(s)
150,000
|
d) |
Aggregated
information
- Aggregated volume
- Price |
150,000
$0.00 |
e) |
Date of the transaction |
2020-08-28 |
f) |
Place of the transaction |
Off Market |
Arnaldo Perez
General Counsel & Secretary
Carnival Corporation & plc
3655 NW 87th Avenue
MLGL-815
Miami, FL 33178
T: 305.599.2600
#32147493
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