Form 6-K - Report of foreign issuer [Rules 13a-16 and 15d-16]
March 05 2024 - 11:18AM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 6-K
REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16
UNDER THE SECURITIES EXCHANGE ACT OF 1934
For the month of March
2024
Commission File Number: 001-41411
Haleon plc
(Translation
of registrant’s name into English)
Building 5, First Floor, The Heights,
Weybridge, Surrey, KT13 0NY
(Address
of principal executive offices)
Indicate
by check mark whether the registrant files or will file annual
reports under cover of Form 20-F or Form 40-F:
EXHIBIT INDEX
|
Exhibit
Number
|
Description
|
|
99.1
|
05
March 2024 – ‘’Director/PDMR
Shareholding’’
|
99.1
HALEON PLC
("Haleon" or "the
Company")
Notification and public
disclosure of transactions by persons discharging managerial
responsibilities and persons closely associated with
them
5
March 2024: Notification and
Public Disclosure in accordance with the requirements of the UK
Market Abuse Regulation of Transactions by Persons Discharging
Managerial Responsibilities ("PDMRs").
This notification sets out the vesting details of awards over
ordinary shares and American Depositary Shares ("ADSs") made to
PDMRs in October 2022 and March 2023 under the Haleon Share Value
Plan ("SVP") and Performance Share Plan ("PSP") respectively and
the subsequent sale of ordinary shares and ADSs to meet tax
liabilities.
The Refill awards made under the Haleon SVP were subject to
continued employment and the Refill awards made under the Haleon
PSP were subject to continued employment and performance conditions
over the performance period ended on 31 December 2023. Performance
targets and levels of achievement will be disclosed in the 2023
Annual Report. The
awards are subject to malus and clawback
provisions.
The notifications that follow are for awards made to PDMRs and
detail the conditional awards that vested, including dividends
accrued (for awards under the PSP), on 1 March 2024.
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
|
a)
|
Name
|
Brian
McNamara
|
|
2
|
Reason for the notification
|
|
a)
|
Position/status
|
Chief
Executive Officer - PDMR
|
|
b)
|
Initial notification /Amendment
|
Initial
Notification
|
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction
monitor
|
|
a)
|
Name
|
Haleon
plc
|
|
b)
|
LEI
|
549300PSB3WWEODCUP19
|
|
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
|
a)
|
Description of the financial instrument, type of
instrument
Identification code
|
Haleon
plc American Depositary Shares (ADS)
US405552100
|
|
b)
|
Nature of the transaction
|
Acquisition of ADS in respect of the Performance Share Plan ("PSP")
March 2023 Refill award.
|
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s)
|
|
USD
NIL
|
357,197.58
|
|
d)
|
Aggregated information
- Aggregated volume
- Price
|
N/A
|
|
e)
|
Date of the transaction
|
1 March
2024
|
|
f)
|
Place of the transaction
|
Outside a trading venue
|
|
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
|
a)
|
Description of the financial instrument, type of
instrument
Identification code
|
Haleon
plc American Depositary Shares (ADS)
US405552100
|
|
b)
|
Nature of the transaction
|
Sale of ADS resulting from the Performance Share Plan ("PSP") March
2023 Refill award vesting to cover tax liabilities.
|
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s)
|
|
$8.4259
|
168,135.07
|
|
d)
|
Aggregated information
- Aggregated volume
- Price
|
N/A
|
|
e)
|
Date of the transaction
|
1 March
2024
|
|
f)
|
Place of the transaction
|
New York Stock Exchange (XYNS)
|
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
|
a)
|
Name
|
Tobias
Hestler
|
|
2
|
Reason for the notification
|
|
a)
|
Position/status
|
Chief
Financial Officer - PDMR
|
|
b)
|
Initial notification /Amendment
|
Initial
Notification
|
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction
monitor
|
|
a)
|
Name
|
Haleon
plc
|
|
b)
|
LEI
|
549300PSB3WWEODCUP19
|
|
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
|
a)
|
Description of the financial instrument, type of
instrument
|
Ordinary Shares of £0.01 each
|
|
|
|
|
Identification
code
|
GB00BMX86B70
|
|
|
|
|
b)
|
Nature of the transaction
|
Acquisition of ordinary shares in respect of the Performance Share
Plan ("PSP") March 2023 Refill award.
|
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s)
|
|
GBP
NIL
|
50,011.04
|
|
d)
|
Aggregated information
|
N/A
|
|
|
|
|
- Aggregated volume
|
|
|
|
|
|
- Price
|
|
|
|
|
|
e)
|
Date of the transaction
|
1 March
2024
|
|
f)
|
Place of the transaction
|
Outside a trading venue
|
|
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
|
a)
|
Description of the financial instrument, type of
instrument
Identification code
|
Ordinary Shares of £0.01 each
GB00BMX86B70
|
|
b)
|
Nature of the transaction
|
Sale of ordinary shares resulting from the Performance Share Plan
("PSP") March 2023 Refill award vesting to cover tax
liabilities.
|
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s)
|
|
£3.293126
|
23,564.10
|
|
d)
|
Aggregated information
- Aggregated volume
- Price
|
N/A
|
|
e)
|
Date of the transaction
|
1 March
2024
|
|
f)
|
Place of the transaction
|
London Stock Exchange (XLON)
|
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
|
a)
|
Name
|
Filippo
Lanzi
|
|
2
|
Reason for the notification
|
|
a)
|
Position/status
|
President,
EMEA and LATAM - PDMR
|
|
b)
|
Initial notification /Amendment
|
Initial
Notification
|
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction
monitor
|
|
a)
|
Name
|
Haleon
plc
|
|
b)
|
LEI
|
549300PSB3WWEODCUP19
|
|
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
|
a)
|
Description of the financial instrument, type of
instrument
|
Ordinary Shares of £0.01 each
|
|
|
|
|
Identification
code
|
GB00BMX86B70
|
|
|
|
|
b)
|
Nature of the transaction
|
1) Acquisition of ordinary shares in
respect of the Performance Share Plan ("PSP") March 2023 Refill
award.
2) Acquisition of ordinary shares in respect of
the Share Value Plan ("SVP") October 2022 Refill award.
|
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s)
|
|
1) GBP
NIL
|
19,398.81
|
|
2) GBP
NIL
|
24,228.00
|
|
d)
|
Aggregated information
|
|
|
|
|
|
- Aggregated volume
|
43,626.81
|
|
|
|
|
- Price
|
Nil
|
|
|
|
|
e)
|
Date of the transaction
|
1 March
2024
|
|
f)
|
Place of the transaction
|
Outside a trading venue
|
|
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
|
a)
|
Description of the financial instrument, type of
instrument
Identification code
|
Ordinary Shares of £0.01 each
GB00BMX86B70
|
|
b)
|
Nature of the transaction
|
1)
Sale of ordinary shares resulting from the Performance Share Plan
("PSP") March 2023 Refill award vesting to cover tax
liabilities.
2) Sale of ordinary shares resulting from the
Share Value Plan ("SVP") October
2022 Refill
award vesting to cover tax liabilities.
|
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s)
|
|
1) £3.293126
|
8,760.12
|
|
2) £3.293126
|
10,940.89
|
|
d)
|
Aggregated information
- Aggregated volume
- Price
|
19,701.02
£3.293126
|
|
e)
|
Date of the transaction
|
1 March
2024
|
|
f)
|
Place of the transaction
|
London Stock Exchange (XLON)
|
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
|
a)
|
Name
|
Keith
Choy
|
|
2
|
Reason for the notification
|
|
a)
|
Position/status
|
President,
Asia Pacific - PDMR
|
|
b)
|
Initial notification /Amendment
|
Initial
Notification
|
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction
monitor
|
|
a)
|
Name
|
Haleon
plc
|
|
b)
|
LEI
|
549300PSB3WWEODCUP19
|
|
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
|
a)
|
Description of the financial instrument, type of
instrument
|
Ordinary Shares of £0.01 each
|
|
|
|
|
Identification
code
|
GB00BMX86B70
|
|
|
|
|
b)
|
Nature of the transaction
|
1) Acquisition of ordinary shares in
respect of the Performance Share Plan ("PSP") March 2023 Refill
award.
2) Acquisition of ordinary shares in respect of
the Share Value Plan ("SVP") October 2022 Refill award.
|
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s)
|
|
1) GBP
NIL
|
19,398.81
|
|
2) GBP
NIL
|
18,632.00
|
|
d)
|
Aggregated information
|
|
|
|
|
|
- Aggregated volume
|
38,030.81
|
|
|
|
|
- Price
|
Nil
|
|
|
|
|
e)
|
Date of the transaction
|
1 March
2024
|
|
f)
|
Place of the transaction
|
Outside a trading venue
|
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
|
a)
|
Name
|
Tamara
Rogers
|
|
2
|
Reason for the notification
|
|
a)
|
Position/status
|
Chief
Marketing Officer - PDMR
|
|
b)
|
Initial notification /Amendment
|
Initial
Notification
|
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction
monitor
|
|
a)
|
Name
|
Haleon
plc
|
|
b)
|
LEI
|
549300PSB3WWEODCUP19
|
|
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
|
a)
|
Description of the financial instrument, type of
instrument
|
Ordinary Shares of £0.01 each
|
|
|
|
|
Identification
code
|
GB00BMX86B70
|
|
|
|
|
b)
|
Nature of the transaction
|
1) Acquisition of ordinary shares in
respect of the Performance Share Plan ("PSP") March 2023 Refill
award.
2) Acquisition of ordinary shares in respect of
the Share Value Plan ("SVP") October 2022 Refill award.
|
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s)
|
|
1) GBP
NIL
|
26,600.04
|
|
2) GBP
NIL
|
25,545.00
|
|
d)
|
Aggregated information
|
|
|
|
|
|
- Aggregated volume
|
52,145.04
|
|
|
|
|
- Price
|
Nil
|
|
|
|
|
e)
|
Date of the transaction
|
1 March
2024
|
|
f)
|
Place of the transaction
|
Outside a trading venue
|
|
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
|
a)
|
Description of the financial instrument, type of
instrument
Identification code
|
Ordinary Shares of £0.01 each
GB00BMX86B70
|
|
b)
|
Nature of the transaction
|
1)
Sale of ordinary shares resulting from the Performance Share Plan
("PSP") March 2023 Refill award vesting to cover tax
liabilities.
2) Sale of ordinary shares resulting from the
Share Value Plan ("SVP") October
2022 Refill
award vesting to cover tax liabilities.
|
|
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s)
|
|
1) £3.293126
|
12,545.93
|
|
2) £3.293126
|
12,048.32
|
|
d)
|
Aggregated information
- Aggregated volume
- Price
|
24,594.25
£3.293126
|
|
e)
|
Date of the transaction
|
1 March
2024
|
|
f)
|
Place of the transaction
|
London Stock Exchange (XLON)
|
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
|
a)
|
Name
|
Franck
Riot
|
|
2
|
Reason for the notification
|
|
a)
|
Position/status
|
Chief
R&D Officer - PDMR
|
|
b)
|
Initial notification /Amendment
|
Initial
Notification
|
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction
monitor
|
|
a)
|
Name
|
Haleon
plc
|
|
b)
|
LEI
|
549300PSB3WWEODCUP19
|
|
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
|
a)
|
Description of the financial instrument, type of
instrument
|
Ordinary Shares of £0.01 each
|
|
|
|
|
Identification
code
|
GB00BMX86B70
|
|
|
|
|
b)
|
Nature of the transaction
|
1) Acquisition of ordinary shares in
respect of the Performance Share Plan ("PSP") March 2023 Refill
award.
2) Acquisition
of ordinary shares in respect of the Share Value Plan
("SVP") October
2022 Refill
award.
|
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s)
|
|
1) GBP
NIL
|
19,398.81
|
|
2) GBP
NIL
|
18,632.00
|
|
d)
|
Aggregated information
|
|
|
|
|
|
- Aggregated volume
|
38,030.81
|
|
|
|
|
- Price
|
Nil
|
|
|
|
|
e)
|
Date of the transaction
|
1 March
2024
|
|
f)
|
Place of the transaction
|
Outside a trading venue
|
|
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
|
a)
|
Description of the financial instrument, type of
instrument
Identification code
|
Ordinary Shares of £0.01 each
GB00BMX86B70
|
|
b)
|
Nature of the transaction
|
1)
Sale of ordinary shares resulting from the Performance Share Plan
("PSP") March 2023 Refill award vesting to cover tax
liabilities.
2) Sale of ordinary shares resulting from the
Share Value Plan ("SVP") October
2022 Refill
award vesting to cover tax liabilities.
|
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s)
|
|
1) £3.293126
|
9,149.46
|
|
2) £3.293126
|
8,787.80
|
|
d)
|
Aggregated information
- Aggregated volume
- Price
|
17,937.26
£3.293126
|
|
e)
|
Date of the transaction
|
1 March
2024
|
|
f)
|
Place of the transaction
|
London Stock Exchange (XLON)
|
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
|
a)
|
Name
|
Bjarne
Tellmann
|
|
2
|
Reason for the notification
|
|
a)
|
Position/status
|
General
Counsel - PDMR
|
|
b)
|
Initial notification /Amendment
|
Initial
Notification
|
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction
monitor
|
|
a)
|
Name
|
Haleon
plc
|
|
b)
|
LEI
|
549300PSB3WWEODCUP19
|
|
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
|
a)
|
Description of the financial instrument, type of
instrument
Identification code
|
Haleon
plc American Depositary Shares (ADS)
US405552100
|
|
b)
|
Nature of the transaction
|
1) Acquisition of ADS in respect of
the Performance Share Plan ("PSP") March 2023 Refill
award.
2) Acquisition
of ADS in respect of the Share Value Plan
("SVP") October
2022 Refill
award.
|
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s)
|
|
1) USD
NIL
|
65,544.73
|
|
2) USD
NIL
|
25,596.00
|
|
d)
|
Aggregated information
- Aggregated volume
- Price
|
91,140.73
Nil
|
|
e)
|
Date of the transaction
|
1 March
2024
|
|
f)
|
Place of the transaction
|
Outside a trading venue
|
|
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
|
a)
|
Description of the financial instrument, type of
instrument
Identification code
|
Haleon
plc American Depositary Shares (ADS)
US405552100
|
|
b)
|
Nature of the transaction
|
1)
Sale of ADS resulting from the Performance Share Plan ("PSP") March
2023 Refill award vesting to cover tax liabilities.
2) Sale of ADS resulting from the Share Value Plan
("SVP") October
2022 Refill
award vesting to cover tax liabilities.
|
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s)
|
|
1) $8.4259
|
30,883.23
|
|
2) $8.4259
|
12,060.27
|
|
d)
|
Aggregated information
- Aggregated volume
- Price
|
42,943.50
$8.4259
|
|
e)
|
Date of the transaction
|
1 March
2024
|
|
f)
|
Place of the transaction
|
New York Stock Exchange (XYNS)
|
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
|
a)
|
Name
|
Lisa
Paley
|
|
2
|
Reason for the notification
|
|
a)
|
Position/status
|
President,
North America - PDMR
|
|
b)
|
Initial notification /Amendment
|
Initial
Notification
|
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction
monitor
|
|
a)
|
Name
|
Haleon
plc
|
|
b)
|
LEI
|
549300PSB3WWEODCUP19
|
|
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
|
a)
|
Description of the financial instrument, type of
instrument
Identification code
|
Haleon
plc American Depositary Shares (ADS)
US405552100
|
|
b)
|
Nature of the transaction
|
1) Acquisition of ADS in respect of
the Performance Share Plan ("PSP") March 2023 Refill
award.
2) Acquisition
of ADS in respect of the Share Value Plan
("SVP") October
2022 Refill award.
|
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s)
|
|
1) USD
NIL
|
11,056.63
|
|
2) USD
NIL
|
13,844.00
|
|
d)
|
Aggregated information
- Aggregated volume
- Price
|
24,900.63
Nil
|
|
e)
|
Date of the transaction
|
1 March
2024
|
|
f)
|
Place of the transaction
|
Outside a trading venue
|
|
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
|
a)
|
Description of the financial instrument, type of
instrument
Identification code
|
Haleon
plc American Depositary Shares (ADS)
US405552100
|
|
b)
|
Nature of the transaction
|
1)
Sale of ADS resulting from the Performance Share Plan ("PSP") March
2023 Refill award vesting to cover tax liabilities.
2) Sale of ADS resulting from the Share Value Plan
("SVP") October
2022 Refill
award vesting to cover tax liabilities.
|
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s)
|
|
1) $8.4259
|
5,532.20
|
|
2) $8.4259
|
6,926.86
|
|
d)
|
Aggregated information
- Aggregated volume
- Price
|
12,459.06
$8.4259
|
|
e)
|
Date of the transaction
|
1 March
2024
|
|
f)
|
Place of the transaction
|
New York Stock Exchange (XYNS)
|
Amanda Mellor
Company Secretary
SIGNATURE
Pursuant
to the requirements of the Securities Exchange Act of 1934, the
registrant has duly caused this report to be signed on its behalf
by the undersigned, thereunto duly authorized.
|
|
|
HALEON PLC
(Registrant)
|
|
Date:
March 5, 2024
|
By:
|
/s/
Amanda Mellor
|
|
|
|
Name:
|
Amanda
Mellor
|
|
|
|
Title:
|
Company
Secretary
|
Haleon (NYSE:HLN)
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From Apr 2023 to Apr 2024
