Report of Foreign Issuer Pursuant to Rule 13a-16 or 15d-16 (6-k)
April 11 2023 - 4:31PM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D. C. 20549
FORM 6-K
REPORT
OF FOREIGN PRIVATE ISSUER
PURSUANT
TO RULE 13a-16 OR 15d-16 UNDER
THE
SECURITIES EXCHANGE ACT OF 1934
For the month of April 2023
Commission File Number: 001-35016
TROOPS,
Inc.
21/F,
8 Fui Yiu Kok Street,
Tsuen
Wan, New Territories,
Hong
Kong
(Address of principal executive office)
Indicate by check mark whether the registrant files or will file annual
reports under cover of Form 20-F or Form 40-F:
Form 20-F x Form 40-F ¨
Indicate by
check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(1): ¨
Indicate by
check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(7): ¨
Item 8.01 Other Events
On April 11, 2023, the Special Committee of the Board of Directors
of TROOPS, Inc. (the “Company”), formed to investigate allegations advanced against the independent director of the Company,
Mr. Wang Tai Dominic Li (“Mr. Li”) as raised in the Civil Action HCA 938 of 2022, to investigate Mr. Li’s independence
and integrity, and to review the Company’s internal corporate governance.
A copy of the Company’s press release is attached hereto as Exhibit
99.1 and is incorporated herein by reference.
Item 9.01. Financial Statements and Exhibits.
SIGNATURES
Pursuant to the requirements
of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto
duly authorized.
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TROOPS, Inc. |
| |
|
| Date: April 11, 2023 |
By: |
/s/ Raleigh Siu Lau |
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|
Raleigh Siu Lau |
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|
President and Chief Executive Officer |
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