GoldmanSachs International Form 8.5 (EPT/RI) - Amendment (7358K)
September 23 2016 - 11:33AM
UK Regulatory
TIDMSAB
RNS Number : 7358K
GoldmanSachs International
23 September 2016
Amendment - due to the amendment of Derivative transactions, the
disclosure made on 12 July for dealings on 09 July has been
updated. Section 2(b) has been updated.
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH
RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING
CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal (GS) GOLDMAN SACHS
trader: INTERNATIONAL
-------------------------------- -------------------
(b) Name of offeror/offeree SABMILLER PLC
in relation to whose relevant
securities this form relates:
Use a separate form for
each offeror/offeree
-------------------------------- -------------------
(c) Name of the party to SABMILLER PLC
the offer with which exempt
principal trader is connected:
-------------------------------- -------------------
(d) Date dealing undertaken: 09 September 2016
-------------------------------- -------------------
(e) In addition to the company YES - disclosed
in 1(b) above, is the exempt previously for
principal trader making ANHEUSER-BUSCH
disclosures in respect of INBEV SA/NV
any other party to the offer?
If it is a cash offer or
possible cash offer, state
"N/A"
-------------------------------- -------------------
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of
relevant securities of the offeror or offeree named in 1(b), copy
table 2(a), (b), (c) or (d) (as appropriate) for each additional
class of relevant security dealt in.
The currency of all prices and other monetary amounts should be
stated.
(a) Purchases and sales
Class of Purchases/ Total number Highest Lowest
relevant sales of securities price per price per
security unit paid/received unit paid/received
---------- ----------- --------------- -------------------- --------------------
USD 0.10 Purchases 521,154 43.8956 43.7500
ordinary GBP GBP
---------- ----------- --------------- -------------------- --------------------
USD 0.10 Sales 1,220,334 43.9000 43.7593
ordinary GBP GBP
---------- ----------- --------------- -------------------- --------------------
(b) Cash-settled derivative transactions
Class of Product Nature of dealing Number Price
relevant description e.g. opening/closing of reference per unit
security e.g. CFD a long/short securities
position, increasing/reducing
a long/short
position
---------- ------------- ------------------------------- -------------- ----------
USD 0.10 CFD Reducing a 12,623 43.7593
ordinary short position GBP
---------- ------------- ------------------------------- -------------- ----------
USD 0.10 CFD Reducing a 5,600 43.7593
ordinary short position GBP
---------- ------------- ------------------------------- -------------- ----------
USD 0.10 CFD Reducing a 39,983 43.7593
ordinary short position GBP
---------- ------------- ------------------------------- -------------- ----------
USD 0.10 CFD Reducing a 6,270 43.7593
ordinary short position GBP
---------- ------------- ------------------------------- -------------- ----------
USD 0.10 CFD Reducing a 5,600 43.7690
ordinary short position GBP
---------- ------------- ------------------------------- -------------- ----------
USD 0.10 CFD Reducing a 48 43.7690
ordinary short position GBP
---------- ------------- ------------------------------- -------------- ----------
USD 0.10 CFD Reducing a 21,939 43.7690
ordinary short position GBP
---------- ------------- ------------------------------- -------------- ----------
USD 0.10 CFD Reducing a 3,913 43.7690
ordinary short position GBP
---------- ------------- ------------------------------- -------------- ----------
USD 0.10 CFD Reducing a 1,200 43.7690
ordinary short position GBP
---------- ------------- ------------------------------- -------------- ----------
USD 0.10 CFD Reducing a 2,700 43.7690
ordinary short position GBP
---------- ------------- ------------------------------- -------------- ----------
USD 0.10 CFD Reducing a 8,938 43.7690
ordinary short position GBP
---------- ------------- ------------------------------- -------------- ----------
USD 0.10 CFD Reducing a 18,882 43.7690
ordinary short position GBP
---------- ------------- ------------------------------- -------------- ----------
USD 0.10 CFD Reducing a 100 43.7690
ordinary short position GBP
---------- ------------- ------------------------------- -------------- ----------
USD 0.10 CFD Reducing a 10,107 43.7690
ordinary short position GBP
---------- ------------- ------------------------------- -------------- ----------
USD 0.10 CFD Reducing a 697 43.7690
ordinary short position GBP
---------- ------------- ------------------------------- -------------- ----------
USD 0.10 CFD Reducing a 3,835 43.7690
ordinary short position GBP
---------- ------------- ------------------------------- -------------- ----------
USD 0.10 CFD Reducing a 10,016 43.7690
ordinary short position GBP
---------- ------------- ------------------------------- -------------- ----------
USD 0.10 CFD Reducing a 600 43.7690
ordinary short position GBP
---------- ------------- ------------------------------- -------------- ----------
USD 0.10 CFD Reducing a 200 43.7690
ordinary short position GBP
---------- ------------- ------------------------------- -------------- ----------
USD 0.10 CFD Reducing a 2,000 43.7690
ordinary short position GBP
---------- ------------- ------------------------------- -------------- ----------
USD 0.10 CFD Reducing a 158 43.7690
ordinary short position GBP
---------- ------------- ------------------------------- -------------- ----------
USD 0.10 CFD Reducing a 4,800 43.7690
ordinary short position GBP
---------- ------------- ------------------------------- -------------- ----------
USD 0.10 CFD Increasing 10,500 43.8113
ordinary a short position GBP
---------- ------------- ------------------------------- -------------- ----------
USD 0.10 CFD Increasing 1,000 43.8250
ordinary a short position GBP
---------- ------------- ------------------------------- -------------- ----------
USD 0.10 CFD Reducing a 154,442 43.8350
ordinary short position GBP
---------- ------------- ------------------------------- -------------- ----------
USD 0.10 CFD Reducing a 233 43.8350
ordinary short position GBP
---------- ------------- ------------------------------- -------------- ----------
USD 0.10 CFD Reducing a 395,558 43.8350
ordinary short position GBP
---------- ------------- ------------------------------- -------------- ----------
USD 0.10 CFD Opening a long 280 43.8599
ordinary position GBP
---------- ------------- ------------------------------- -------------- ----------
USD 0.10 CFD Increasing 300 43.8838
ordinary a short position GBP
---------- ------------- ------------------------------- -------------- ----------
USD 0.10 CFD Increasing 10,000 43.8838
ordinary a short position GBP
---------- ------------- ------------------------------- -------------- ----------
USD 0.10 CFD Increasing 2,900 43.8838
ordinary a short position GBP
---------- ------------- ------------------------------- -------------- ----------
USD 0.10 CFD Opening a short 49,680 43.8956
ordinary position GBP
---------- ------------- ------------------------------- -------------- ----------
USD 0.10 CFD Opening a short 19,320 43.8956
ordinary position GBP
---------- ------------- ------------------------------- -------------- ----------
USD 0.10 SWAP Opening a short 2,042 43.8450
ordinary position GBP
---------- ------------- ------------------------------- -------------- ----------
USD 0.10 SWAP Opening a short 222 43.8450
ordinary position GBP
---------- ------------- ------------------------------- -------------- ----------
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class Product Writing, Number Exercise Type Expiry Option
of description purchasing, of securities price e.g. date money
relevant e.g. selling, to which per American, paid/
security call varying etc. option unit European received
option relates etc. per
unit
---------- ------------- -------------- --------------- --------- ----------- ------- ----------
(ii) Exercise
Class of Product Exercising Number Exercise
relevant description / exercised of securities price per
security e.g. call against unit
option
---------- ------------- ------------- --------------- -----------
(d) Other dealings (including subscribing for new securities)
Class of Nature of dealing Details Price per
relevant e.g. subscription, unit (if
security conversion applicable)
---------- -------------------- -------- -------------
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement,
or any agreement or understanding, formal
or informal, relating to relevant securities
which may be an inducement to deal or refrain
from dealing entered into by the exempt principal
trader making the disclosure and any party
to the offer or any person acting in concert
with a party to the offer:
Irrevocable commitments and letters of intent
should not be included. If there are no such
agreements, arrangements or understandings,
state "none"
---------------------------------------------------
NONE
---------------------------------------------------
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or
understanding, formal or informal, between
the exempt principal trader making the disclosure
and any other person relating to:
(i) the voting rights of any relevant securities
under any option; or
(ii) the voting rights or future acquisition
or disposal of any relevant securities to
which any derivative is referenced:
If there are no such agreements, arrangements
or understandings, state "none"
---------------------------------------------------
NONE
---------------------------------------------------
Date of disclosure: 23 September 2016
--------------------- ------------------------
Contact name: Joanna Foley and Kashif
Rafiq
--------------------- ------------------------
+44(20) 7051 9996 /
Telephone number: +44(20) 7051 0547
--------------------- ------------------------
Public disclosures under Rule 8 of the Code must be made to a
Regulatory Information Service and must also be emailed to the
Takeover Panel at monitoring@disclosure.org.uk. The Panel's Market
Surveillance Unit is available for consultation in relation to the
Code's disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at
www.thetakeoverpanel.org.uk.
This information is provided by RNS
The company news service from the London Stock Exchange
END
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