GoldmanSachs International Form 8.5 (EPT/RI) - Amendment (7350K)
September 23 2016 - 11:28AM
UK Regulatory
TIDMSAB
RNS Number : 7350K
GoldmanSachs International
23 September 2016
Amendment - due to the amendment of Equity transactions, the
disclosure made on 15 September for dealings on 13 September has
been updated. Section 2(a) has been updated.
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH
RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING
CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal (GS) GOLDMAN SACHS
trader: INTERNATIONAL
-------------------------------- -------------------
(b) Name of offeror/offeree SABMILLER PLC
in relation to whose relevant
securities this form relates:
Use a separate form for
each offeror/offeree
-------------------------------- -------------------
(c) Name of the party to SABMILLER PLC
the offer with which exempt
principal trader is connected:
-------------------------------- -------------------
(d) Date dealing undertaken: 13 September 2016
-------------------------------- -------------------
(e) In addition to the company YES - disclosed
in 1(b) above, is the exempt previously for
principal trader making ANHEUSER-BUSCH
disclosures in respect of INBEV SA/NV
any other party to the offer?
If it is a cash offer or
possible cash offer, state
"N/A"
-------------------------------- -------------------
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of
relevant securities of the offeror or offeree named in 1(b), copy
table 2(a), (b), (c) or (d) (as appropriate) for each additional
class of relevant security dealt in.
The currency of all prices and other monetary amounts should be
stated.
(a) Purchases and sales
Class of Purchases/ Total number Highest Lowest
relevant sales of securities price per price per
security unit paid/received unit paid/received
---------- ----------- --------------- -------------------- --------------------
USD 0.10 Purchases 1,201,765 44.3348 43.9042
ordinary GBP GBP
7,302 839.5000 839.5000
ZAR ZAR
---------- ----------- --------------- -------------------- --------------------
USD 0.10 Sales 3,125,561 44.3025 44.1125
ordinary GBP GBP
7,302 839.5000 839.5000
ZAR ZAR
---------- ----------- --------------- -------------------- --------------------
(b) Cash-settled derivative transactions
Class of Product Nature of dealing Number Price
relevant description e.g. opening/closing of reference per unit
security e.g. CFD a long/short securities
position, increasing/reducing
a long/short
position
---------- ------------- ------------------------------- -------------- ----------
USD 0.10 CFD Reducing a 16,836 44.1125
ordinary short position GBP
---------- ------------- ------------------------------- -------------- ----------
USD 0.10 CFD Reducing a 5,958 44.1125
ordinary short position GBP
---------- ------------- ------------------------------- -------------- ----------
USD 0.10 CFD Reducing a 42,839 44.1125
ordinary short position GBP
---------- ------------- ------------------------------- -------------- ----------
USD 0.10 CFD Reducing a 6,581 44.1125
ordinary short position GBP
---------- ------------- ------------------------------- -------------- ----------
USD 0.10 CFD Reducing a 1,300 44.1200
ordinary short position GBP
---------- ------------- ------------------------------- -------------- ----------
USD 0.10 CFD Reducing a 20,000 44.1908
ordinary short position GBP
---------- ------------- ------------------------------- -------------- ----------
USD 0.10 CFD Reducing a 1 44.2367
ordinary short position GBP
---------- ------------- ------------------------------- -------------- ----------
USD 0.10 CFD Reducing a 1 44.2367
ordinary short position GBP
---------- ------------- ------------------------------- -------------- ----------
USD 0.10 CFD Reducing a 1 44.2367
ordinary short position GBP
---------- ------------- ------------------------------- -------------- ----------
USD 0.10 CFD Reducing a 20,000 44.2391
ordinary short position GBP
---------- ------------- ------------------------------- -------------- ----------
USD 0.10 CFD Reducing a 16,997 44.2435
ordinary short position GBP
---------- ------------- ------------------------------- -------------- ----------
USD 0.10 CFD Reducing a 5,996 44.2435
ordinary short position GBP
---------- ------------- ------------------------------- -------------- ----------
USD 0.10 CFD Reducing a 43,485 44.2435
ordinary short position GBP
---------- ------------- ------------------------------- -------------- ----------
USD 0.10 CFD Reducing a 6,689 44.2435
ordinary short position GBP
---------- ------------- ------------------------------- -------------- ----------
USD 0.10 CFD Opening a short 1,900 44.2483
ordinary position GBP
---------- ------------- ------------------------------- -------------- ----------
USD 0.10 CFD Opening a short 12,900 44.2483
ordinary position GBP
---------- ------------- ------------------------------- -------------- ----------
USD 0.10 CFD Opening a short 5,800 44.2483
ordinary position GBP
---------- ------------- ------------------------------- -------------- ----------
USD 0.10 CFD Opening a short 600 44.2483
ordinary position GBP
---------- ------------- ------------------------------- -------------- ----------
USD 0.10 CFD Opening a short 12,800 44.2483
ordinary position GBP
---------- ------------- ------------------------------- -------------- ----------
USD 0.10 CFD Increasing 3,000 44.2567
ordinary a short position GBP
---------- ------------- ------------------------------- -------------- ----------
USD 0.10 CFD Reducing a 19,222 44.2600
ordinary short position GBP
---------- ------------- ------------------------------- -------------- ----------
USD 0.10 CFD Reducing a 1,996,068 44.2600
ordinary short position GBP
---------- ------------- ------------------------------- -------------- ----------
USD 0.10 CFD Opening a short 1,300 44.2600
ordinary position GBP
---------- ------------- ------------------------------- -------------- ----------
USD 0.10 CFD Reducing a 530,544 44.2600
ordinary short position GBP
---------- ------------- ------------------------------- -------------- ----------
USD 0.10 CFD Increasing 4,620 44.2742
ordinary a short position GBP
---------- ------------- ------------------------------- -------------- ----------
USD 0.10 CFD Increasing 20,438 44.2742
ordinary a short position GBP
---------- ------------- ------------------------------- -------------- ----------
USD 0.10 CFD Increasing 53,140 44.2742
ordinary a short position GBP
---------- ------------- ------------------------------- -------------- ----------
USD 0.10 CFD Increasing 3,622 44.2747
ordinary a short position GBP
---------- ------------- ------------------------------- -------------- ----------
USD 0.10 CFD Increasing 16,018 44.2747
ordinary a short position GBP
---------- ------------- ------------------------------- -------------- ----------
USD 0.10 CFD Increasing 71,126 44.2747
ordinary a short position GBP
---------- ------------- ------------------------------- -------------- ----------
USD 0.10 CFD Opening a short 10,000 44.3007
ordinary position GBP
---------- ------------- ------------------------------- -------------- ----------
USD 0.10 CFD Opening a short 25,000 44.3348
ordinary position GBP
---------- ------------- ------------------------------- -------------- ----------
USD 0.10 SWAP Reducing a 1,955 44.2616
ordinary short position GBP
---------- ------------- ------------------------------- -------------- ----------
USD 0.10 SWAP Reducing a 61 44.2616
ordinary short position GBP
---------- ------------- ------------------------------- -------------- ----------
USD 0.10 SWAP Reducing a 7 44.2616
ordinary short position GBP
---------- ------------- ------------------------------- -------------- ----------
USD 0.10 SWAP Reducing a 213 44.2616
ordinary short position GBP
---------- ------------- ------------------------------- -------------- ----------
USD 0.10 SWAP Opening a short 85,000 44.2819
ordinary position GBP
---------- ------------- ------------------------------- -------------- ----------
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class Product Writing, Number Exercise Type Expiry Option
of description purchasing, of securities price e.g. date money
relevant e.g. selling, to which per American, paid/
security call varying etc. option unit European received
option relates etc. per
unit
---------- ------------- -------------- --------------- --------- ----------- ------- ----------
(ii) Exercise
Class of Product Exercising Number Exercise
relevant description / exercised of securities price per
security e.g. call against unit
option
---------- ------------- ------------- --------------- -----------
(d) Other dealings (including subscribing for new securities)
Class of Nature of dealing Details Price per
relevant e.g. subscription, unit (if
security conversion applicable)
---------- -------------------- -------- -------------
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement,
or any agreement or understanding, formal
or informal, relating to relevant securities
which may be an inducement to deal or refrain
from dealing entered into by the exempt principal
trader making the disclosure and any party
to the offer or any person acting in concert
with a party to the offer:
Irrevocable commitments and letters of intent
should not be included. If there are no such
agreements, arrangements or understandings,
state "none"
---------------------------------------------------
NONE
---------------------------------------------------
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or
understanding, formal or informal, between
the exempt principal trader making the disclosure
and any other person relating to:
(i) the voting rights of any relevant securities
under any option; or
(ii) the voting rights or future acquisition
or disposal of any relevant securities to
which any derivative is referenced:
If there are no such agreements, arrangements
or understandings, state "none"
---------------------------------------------------
NONE
---------------------------------------------------
Date of disclosure: 23 September 2016
--------------------- ------------------------
Contact name: Joanna Foley and Kashif
Rafiq
--------------------- ------------------------
+44(20) 7051 9996 /
Telephone number: +44(20)7051-0547
--------------------- ------------------------
Public disclosures under Rule 8 of the Code must be made to a
Regulatory Information Service and must also be emailed to the
Takeover Panel at monitoring@disclosure.org.uk. The Panel's Market
Surveillance Unit is available for consultation in relation to the
Code's disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at
www.thetakeoverpanel.org.uk.
This information is provided by RNS
The company news service from the London Stock Exchange
END
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