Urban Exposure plc: TR-1: Standard form for notification of major holdings (1016073)
April 06 2020 - 5:19AM
UK Regulatory
Urban Exposure plc (UEX)
Urban Exposure plc: TR-1: Standard form for notification of major holdings
06-Apr-2020 / 10:19 GMT/BST
Dissemination of a Regulatory Announcement, transmitted by EQS Group.
The issuer is solely responsible for the content of this announcement.
TR-1: Standard form for notification of major holdings
NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and to the
FCA in Microsoft Word format if possible)i
1a. Identity of the issuer or the URBAN EXPOSURE PLC
underlying issuer of existing shares to
which voting rights are attachedii:
1b. Please indicate if the issuer is a non-UK issuer (please mark with an
"X" if appropriate)
Non-UK issuer
2. Reason for the notification (please mark the appropriate box or boxes
with an "X")
An acquisition or disposal of voting rights X
An acquisition or disposal of financial instruments
An event changing the breakdown of voting rights
Other (please specify)iii:
3. Details of person subject to the notification obligationiv
Name Barclays Plc
City and country of registered office London , United Kingdom
(if applicable)
4. Full name of shareholder(s) (if different from 3.)v
Name
City and country of registered office
(if applicable)
5. Date on which the threshold was 01 April 2020
crossed or reachedvi:
6. Date on which issuer notified 03 April 2020
(DD/MM/YYYY):
7. Total positions of person(s) subject to the notification obligation
% of voting rights % of voting Total of both in % Total
attached to shares rights (8.A + 8.B) number of
(total of 8. A) through voting
financial rights of
instruments issuervii
(total of 8.B
1 + 8.B 2)
Resulting 8.654 0.000 8.654 158,494,13
situation on 0
the date on
which
threshold
was crossed
or reached
Position of Below the lowest Below the Below the lowest
previous notifiable threshold lowest notifiable
notification threshold
(if
notifiable
threshold
applicable)
8. Notified details of the resulting situation on the date on which the
threshold was crossed or reachedviii
A: Voting rights attached to shares
Class/type of Number of voting rightsix % of voting rights
shares
ISIN code (if
possible)
Direct Indirect Direct Indirect
(Art 9 of Directive (Art 10 of (Art 9 of (Art 10 of
2004/109/EC) Directive Directive Directive
(DTR5.1) 2004/109/EC) 2004/109/EC) 2004/109/EC)
(DTR5.2.1) (DTR5.1) (DTR5.2.1)
GB00BFNSQ303 715,848 13,000,000 0.452 8.202
SUBTOTAL 8. A 13,715,848 8.654
B 1: Financial Instruments according to Art. 13(1)(a) of Directive
2004/109/EC (DTR5.3.1.1 (a))
Type of Expiration Exercise/ Number of voting % of
financial datex Conversion Periodxi rights that may be voting
instrument acquired if the rights
instrument is
exercised/converted.
SUBTOTAL 8. B 1
B 2: Financial Instruments with similar economic effect according to
Art. 13(1)(b) of Directive 2004/109/EC (DTR5.3.1.1 (b))
Type of Expiration Exercise/ Physical or cash Number of % of
financial datex Conversion voting voting
instrument Period xi rights rights
settlementxii
SUBTOTAL 8.B.2
9. Information in relation to the person subject to the
notification obligation (please mark the
applicable box with an "X")
Person subject to the notification obligation
is not controlled by any natural person or
legal entity and does not control any other
undertaking(s) holding directly or indirectly
an interest in the (underlying) issuerxiii
Full chain of controlled undertakings through X
which the voting rights and/or the
financial instruments are effectively held
starting with the ultimate controlling
natural person or legal entityxiv (please add
additional rows as necessary)
Namexv % of voting % of Total of both if it equals or
rights if voting is higher than the notifiable
it equals rights threshold
or is through
higher than financia
the l
notifiable instrume
threshold nts if
it
equals
or is
higher
than the
notifiab
le
threshol
d
Barclays 8.202 NA 8.202
Plc
Barclays 8.202 NA 8.202
Bank Plc
Barclays 8.202 NA 8.202
Capital
Securities
Ltd
Barclays NA NA NA
Plc
Barclays NA NA NA
Bank Plc
Barclays NA NA NA
Investment
Solutions
Limited
10. In case of proxy voting, please identify:
Name of the proxy
holder
The number and % of
voting rights held
The date until which
the voting rights will
be held
11. Additional informationxvi
Place of completion London
Date of completion 03 April 2020
Notes
i Please note that national forms may vary due to specific national legislation (Article 3(1a)
of Directive 2004/109/EC) as for instance the applicable thresholds or information regarding
capital holdings.
ii Full name of the legal entity and further specification of the issuer or underlying issuer,
provided it is reliable and accurate (e.g. address, LEI, domestic number identity). Indicate in
the relevant section whether the issuer is a non UK issuer.
iii Other reason for the notification could be voluntary notifications, changes of attribution
of the nature of the holding (e.g. expiring of financial instruments) or acting in concert.
iv This should be the full name of (a) the shareholder; (b) the natural person or legal entity
acquiring, disposing of or exercising voting rights in the cases provided for in DTR5.2.1 (b)
to (h)/ Article 10 (b) to (h) of Directive 2004/109/EC; (c) all parties to the agreement
referred to in Article 10 (a) of Directive 2004/109/EC (DTR5.2.1 (a)) or (d) the holder of
financial instruments referred to in Article 13(1) of Directive 2004/109/EC (DTR5.3.1).
As the disclosure of cases of acting in concert may vary due to the specific circumstances
(e.g. same or different total positions of the parties, entering or exiting of acting in
concert by a single party) the standard form does not provide for a specific method how to
notify cases of acting in concert.
In relation to the transactions referred to in points (b) to (h) of Article 10 of Directive
2004/109/EC (DTR5.2.1 (b) to (h)), the following list is provided as indication of the persons
who should be mentioned:
- in the circumstances foreseen in letter (b) of Article 10 of that Directive (DTR5.2.1 (b)),
the natural person or legal entity that acquires the voting rights and is entitled to exercise
them under the agreement and the natural person or legal entity who is transferring temporarily
for consideration the voting rights;
- in the circumstances foreseen in letter (c) of Article 10 of that Directive (DTR5.2.1 (c)),
the natural person or legal entity holding the collateral, provided the person or entity
controls the voting rights and declares its intention of exercising them, and natural person or
legal entity lodging the collateral under these conditions;
- in the circumstances foreseen in letter (d) of Article 10 of that Directive (DTR5.2.1 (d)),
the natural person or legal entity who has a life interest in shares if that person or entity
is entitled to exercise the voting rights attached to the shares and the natural person or
legal entity who is disposing of the voting rights when the life interest is created;
- in the circumstances foreseen in letter (e) of Article 10 of that Directive (DTR5.2.1 (e)),
the controlling natural person or legal entity and, provided it has a notification duty at an
individual level under Article 9 (DTR 5.1), under letters (a) to (d) of Article 10 of that
Directive (DTR5.2.1 (a) to (d)) or under a combination of any of those situations, the
controlled undertaking;
- in the circumstances foreseen in letter (f) of Article 10 of that Directive (DTR5.2.1 (f)),
the deposit taker of the shares, if he can exercise the voting rights attached to the shares
deposited with him at his discretion, and the depositor of the shares allowing the deposit
taker to exercise the voting rights at his discretion;
- in the circumstances foreseen in letter (g) of Article 10 of that Directive (DTR5.2.1 (g)),
the natural person or legal entity that controls the voting rights;
- in the circumstances foreseen in letter (h) of Article 10 of that Directive (DTR5.2.1 (h)),
the proxy holder, if he can exercise the voting rights at his discretion, and the shareholder
who has given his proxy to the proxy holder allowing the latter to exercise the voting rights
at his discretion (e.g. management companies).
v Applicable in the cases provided for in Article 10 (b) to (h) of Directive 2004/109/EC
(DTR5.2.1 (b) to (h). This should be the full name of the shareholder who is the counterparty
to the natural person or legal entity referred to in Article 10 of that Directive (DTR5.2)
unless the percentage of voting rights held by the shareholder is lower than the lowest
notifiable threshold for the disclosure of voting rights holdings in accordance with national
practices (e.g. identification of funds managed by management companies).
vi The date on which threshold is crossed or reached should be the date on which the
acquisition or disposal took place or the other reason triggered the notification obligation.
For passive crossings, the date when the corporate event took effect.
vii The total number of voting rights shall be composed of all the shares, including depository
receipts representing shares, to which voting rights are attached even if the exercise thereof
is suspended.
viii If the holding has fallen below the lowest applicable threshold in accordance with
national law, please note that it might not be necessary in accordance with national law to
disclose the extent of the holding, only that the new holding is below that threshold.
ix In case of combined holdings of shares with voting rights attached "direct holding" and
voting rights "indirect holding", please split the voting rights number and percentage into the
direct and indirect columns - if there is no combined holdings, please leave the relevant box
blank.
x Date of maturity/expiration of the financial instrument i.e. the date when right to acquire
shares ends.
xi If the financial instrument has such a period - please specify this period - for example
once every 3 months starting from [date].
xii In case of cash settled instruments the number and percentages of voting rights is to be
presented on a delta-adjusted basis (Article 13(1a) of Directive 2004/109/EC) (DTR 5.3.3.A).
xiii If the person subject to the notification obligation is either controlled and/or does
control another undertaking then the second option applies.
xiv The full chain of controlled undertakings starting with the ultimate controlling natural
person or legal entity has to be presented also in the cases, in which only on subsidiary level
a threshold is crossed or reached and the subsidiary undertaking discloses the notification as
only thus the markets get always the full picture of the group holdings. In case of multiple
chains through which the voting rights and/or financial instruments are effectively held the
chains have to be presented chain by chain leaving a row free between different chains (e.g.:
A, B, C, free row, A, B, D, free row, A, E, F etc.).
xv The names of controlled undertakings through which the voting rights and/or financial
instruments are effectively held have to be presented irrespectively whether the controlled
undertakings cross or reach the lowest applicable threshold themselves.
xvi Example: Correction of a previous notification.
ISIN: GB00BFNSQ303
Category Code: MSCM
TIDM: UEX
LEI Code: 213800Q7WLHGIHUFBT43
Sequence No.: 56720
EQS News ID: 1016073
End of Announcement EQS News Service
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