GKN PLC Holding(s) in Company
April 13 2018 - 11:25AM
UK Regulatory
TIDMGKN
GKN plc (the "Company")
Legal Entity Identifier: 213800QNZ22GS95OSW84
Classification of Information: 2.3 Major shareholding notifications
The following notification was received by the Company on 13 April 2018.
Katie Lewis
Assistant Secretary
13 April 2018
TR-1: Standard form for notification of major holdings
NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and to the
FCA in Microsoft Word format if possible)i
1a. Identity of the issuer or the underlying GKN PLC
issuer of existing shares to which voting
rights are attachedii:
1b. Please indicate if the issuer is a non-UK issuer (please mark with an "X"
if appropriate)
Non-UK issuer
2. Reason for the notification (please mark the appropriate box or boxes with
an "X")
An acquisition or disposal of voting rights X
An acquisition or disposal of financial instruments
An event changing the breakdown of voting rights
Other (please specify)iii:
3. Details of person subject to the notification obligationiv
Name York Capital Management Global Advisors, LLC.
City and country of registered office (if New York, USA
applicable)
4. Full name of shareholder(s) (if different from 3.)v
Name N/A
City and country of registered office (if N/A
applicable)
5. Date on which the threshold was crossed or 12/04/2018
reachedvi:
6. Date on which issuer notified (DD/MM/YYYY): 13/04/2018
7. Total positions of person(s) subject to the notification obligation
% of voting % of voting rights Total of both in Total number of
rights attached through financial % (8.A + 8.B) voting rights of
to shares (total instruments issuervii
of 8. A) (total of 8.B 1 +
8.B 2)
Resulting 0 3.07 3.07 1,718,920,839
situation on the
date on which
threshold was
crossed or reached
Position of Below 3% Below 3% Below 3%
previous
notification (if
applicable)
8. Notified details of the resulting situation on the date on which the
threshold was crossed or reachedviii
A: Voting rights attached to shares
Class/type of Number of voting rightsix % of voting rights
shares
ISIN code (if Direct Indirect Direct Indirect
possible) (Art 9 of (Art 10 of (Art 9 of Directive (Art 10 of
Directive 2004/ Directive 2004/109/ 2004/109/EC) (DTR5.1) Directive 2004/
109/EC) (DTR5.1) EC) (DTR5.2.1) 109/EC)
(DTR5.2.1)
SUBTOTAL 8. A Below reportable threshold Below reportable threshold
B 1: Financial Instruments according to Art. 13(1)(a) of Directive 2004/109/EC
(DTR5.3.1.1 (a))
Type of financial Expiration Exercise/ Number of voting rights % of voting
instrument datex Conversion Periodxi that may be acquired if rights
the instrument is
exercised/converted.
SUBTOTAL 8. B 1
B 2: Financial Instruments with similar economic effect according to Art. 13(1)
(b) of Directive 2004/109/EC (DTR5.3.1.1 (b))
Type of Expiration Exercise/ Physical or cash Number of % of voting
financial datex Conversion settlementxii voting rights rights
instrument Period xi
Swap 4/11/2019 N/A Cash Settled 984,690 0.06
Swap 5/13/2019 N/A Cash Settled 145,490 0.01
Swap 4/11/2019 N/A Cash Settled 966,059 0.06
Swap 5/13/2019 N/A Cash Settled 229,496 0.01
Swap 4/11/2019 N/A Cash Settled 1,093,232 0.06
Swap 4/11/2019 N/A Cash Settled 372,705 0.02
Swap 4/11/2019 N/A Cash Settled 4,201,133 0.24
Swap 4/11/2019 N/A Cash Settled 3,673,175 0.21
Swap 5/13/2019 N/A Cash Settled 1,306,480 0.08
Swap 4/11/2019 N/A Cash Settled 23,308,033 1.36
Swap 5/13/2019 N/A Cash Settled 5,318,335 0.31
Swap 4/11/2019 N/A Cash Settled 4,489,435 0.26
Swap 5/13/2019 N/A Cash Settled 1,121,673 0.07
Swap 4/11/2019 N/A Cash Settled 5,175,900 0.30
Swap 4/11/2019 N/A Cash Settled 3,673,175 0.21
Swap 4/11/2019 N/A Cash Settled 1,306,480 0.08
Swap 5/13/2019 N/A Cash Settled 23,308,033 1.36
Swap 4/11/2019 N/A Cash Settled 393,622 0.02
SUBTOTAL 8.B.2 52,779,458 3.07
9. Information in relation to the person subject to the notification obligation
(please mark the
applicable box with an "X")
Person subject to the notification obligation is not controlled by any natural
person or legal entity and does not control any other undertaking(s) holding
directly or indirectly an interest in the (underlying) issuerxiii
Full chain of controlled undertakings through which the voting rights and/or X
the
financial instruments are effectively held starting with the ultimate
controlling natural person or legal entityxiv (please add additional rows as
necessary)
Namexv % of voting rights if % of voting rights Total of both if it
it equals or is higher through financial equals or is higher
than the notifiable instruments if it than the notifiable
threshold equals or is higher threshold
than the notifiable
threshold
York Capital N/A N/A N/A
Management Global
Advisors, LLC
YCM Master Holdings I N/A N/A N/A
LP
York European N/A N/A N/A
Opportunities Domestic
Holding, LLC
York European N/A N/A N/A
Opportunities
Investments Master
Fund, L.P.
York Capital N/A N/A N/A
Management Global
Advisors, LLC
YCM Master Holdings I N/A N/A N/A
LP
Dinan Management, LLC N/A N/A N/A
Jorvik Multi-Strategy N/A N/A N/A
Master Fund, L.P.
York Capital N/A N/A N/A
Management Global
Advisors, LLC
YCM Master Holdings I N/A N/A N/A
LP
Dinan Management, LLC N/A N/A N/A
York Capital N/A N/A N/A
Management, L.P.
York Capital N/A N/A N/A
Management Global
Advisors, LLC
YCM Master Holdings I N/A N/A N/A
LP
Dinan Management, LLC N/A N/A N/A
York Multi-Strategy N/A N/A N/A
Master Fund, L.P.
York Capital N/A N/A N/A
Management Global
Advisors, LLC
YCM Master Holdings I N/A N/A N/A
LP
York Offshore Holdings N/A N/A N/A
II, LLC
York European N/A N/A N/A
Strategic Investors
Holdings Fund, L.P.
York Capital N/A N/A N/A
Management Global
Advisors, LLC
YCM Master Holdings I N/A N/A N/A
LP
York European Focus N/A N/A N/A
Domestic Holdings, LLC
York European Focus N/A N/A N/A
Master Fund, L.P.
York Capital N/A N/A N/A
Management Global
Advisors, LLC
YCM Master Holdings II N/A N/A N/A
LP
York UCITs Holdings, N/A N/A N/A
LLC
York Event Driven N/A N/A N/A
UCITS Fund
York Capital N/A N/A N/A
Management Global
Advisors, LLC
YCM Master Holdings I N/A N/A N/A
LP
Exuma Management, LLC N/A N/A N/A
Exuma Capital, L.P. N/A N/A N/A
York Capital N/A N/A N/A
Management Global
Advisors, LLC
YCM Master Holdings II N/A N/A N/A
LP
York UCITs Holdings, N/A N/A N/A
LLC
York Asia Event-Driven N/A N/A N/A
UCITS Fund
York Capital N/A N/A N/A
Management Global
Advisors, LLC
YCM Master Holdings I N/A N/A N/A
LP
York Asian N/A N/A N/A
Opportunities Domestic
Holdings, LLC
York Asian N/A N/A N/A
Opportunities
Investments Master
Fund, L.P.
10. In case of proxy voting, please identify:
Name of the proxy holder N/A
The number and % of voting rights held N/A
The date until which the voting rights will be N/A
held
11. Additional informationxvi
Place of completion London, UK
Date of completion 13 April 2018
END
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