Post-effective Amendment to an S-8 Filing (s-8 Pos)
February 07 2020 - 4:46PM
Edgar (US Regulatory)
AS FILED WITH THE SECURITIES AND EXCHANGE
COMMISSION ON FEBRUARY 7, 2020
Registration No. 333-223772
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
POST-EFFECTIVE
AMENDMENT NO.1
TO
FORM S-8
REGISTRATION
STATEMENT
UNDER
THE SECURITIES ACT OF 1933
STR Holdings, Inc.
(Exact
name of registrant as specified in its charter)
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Delaware
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27-1023344
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(State or Other Jurisdiction of
Incorporation or Organization)
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(IRS Employer
Identification No.)
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10 Water Street
Enfield, Connecticut 06082
(Address
of principal executive offices)
STR Holdings, Inc.
2009 Equity Incentive Plan
(Full Title of the Plan)
President and Chief Executive Officer
Enfield, Connecticut 06082
(860) 272-4235
(Name,
address, including zip code, and telephone number, including area code, of agent for service)
Copies of communications to:
Philip J. Flink, Esq.
Brown Rudnick LLP
One Financial Center
Boston, MA 02111
Telephone: (617) 856-8200
Facsimile:
(617) 856-8201
Indicate by check mark
whether the registrant is a large accelerated filer, an accelerated filer, a non-accelerated filer, smaller reporting company,
or an emerging growth company. See the definitions of “large accelerated filer,” “accelerated filer,” “smaller
reporting company,” and “emerging growth company” in Rule 12b-2 of the Exchange Act.
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Large accelerated filer
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☐
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Accelerated filer
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☐
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Non-accelerated filer
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☐
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(Do not check if a smaller reporting company)
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Smaller reporting company
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☒
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Emerging growth company
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☐
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If
an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for
complying with any new or revised financial accounting standards provided pursuant to Section 7(a)(2)(B) of the Securities Act.
☐
TERMINATION OF REGISTRATION
This Post-Effective
Amendment No. 1 (the “Amendment”) relates to the Registration Statement on Form S-8 (Registration No. 333-223772) (the
“Registration Statement”) of STR Holdings, Inc. (the “Company”) pertaining to the registration of shares
of common stock, par value $0.01 per share, of the Company (the “Common Stock”) issuable under the STR Holdings, Inc.
2009 Equity Incentive Plan (the “Plan”), which was filed on March 19, 2018 with the Securities and Exchange Commission
(the “SEC”). The Common Stock issuable under the Plan was previously registered with the SEC by the Company on November
6, 2009 (Reg. No. 333-162939).
Pursuant to this Amendment,
the Company hereby removes and withdraws from registration all shares of the Company’s Common Stock that remain unissued
under the Registration Statement. As a result of this deregistration, no securities remain registered for issuance pursuant to
the Registration Statement.
SIGNATURES
Pursuant to the requirements
of the Securities Act of 1933, the Registrant certifies that it has reasonable grounds to believe that it meets all of the requirements
for filing on Form S-8 and has duly caused this Registration Statement to be signed on its behalf by the undersigned, thereunto
duly authorized, in the Town of Enfield, State of Connecticut, on February 7, 2020.
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STR HOLDINGS, INC.
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By:
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/s/ Robert S. Yorgensen
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Name: Robert S. Yorgensen
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Title: Chairman, President and Chief Executive Officer
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Pursuant to the requirements
of the Securities Act of 1933, as amended, this Post-Effective Amendment No. 1 to the Form S-8 has been signed by the following
persons in the capacities and on the dates indicated.
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Signature
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Title
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Date
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/s/ Robert S. Yorgensen
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Chairman, President and Chief
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February 7, 2020
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Robert S. Yorgensen
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Executive Officer (principal executive officer)
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/s/ Thomas D. Vitro
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Vice President, Chief Financial Officer
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February 7, 2020
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Thomas D. Vitro
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and Chief Accounting Officer (principal financial officer)
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*
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Director
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February 7, 2020
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John A. Janitz
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*
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Director
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February 7, 2020
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Andrew M. Leitch
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*
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Director
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February 7, 2020
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Xin Lin
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Director
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________________
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Jun Tang
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*
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Director
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February 7, 2020
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Ping (Daniel) Yu
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*
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Director
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February 7, 2020
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Lenian (Charles) Zha
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*By:
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/s/ Robert S.
Yorgensen
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Robert S. Yorgensen
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Attorney-in-Fact
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